-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNFozlGISoY9L1hNlQoK359Zmq8P4KnmdpGRPiAzZ5jZuQr8L26QlOhG4Whm35tW OIQx/3zqqYp/GxZte58j/w== 0001262063-06-000026.txt : 20060127 0001262063-06-000026.hdr.sgml : 20060127 20060127124237 ACCESSION NUMBER: 0001262063-06-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060125 FILED AS OF DATE: 20060127 DATE AS OF CHANGE: 20060127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN HENG W CENTRAL INDEX KEY: 0001207193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 06556300 BUSINESS ADDRESS: STREET 1: CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254752 MAIL ADDRESS: STREET 1: C/O CATHAY BANCORP, INC. STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-25 1 0000861842 CATHAY GENERAL BANCORP CATY 0001207193 CHEN HENG W 777 NORTH BROADWAY LOS ANGELES CA 90012 0 1 0 0 EVP/CFO Common Stock 19896 D Stock Option 24.80 2006-11-20 2013-11-20 Common Stock 29844 29844 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 40100 69944 D Stock Option 36.24 2006-01-25 4 A 0 45000 0 A 2007-01-25 2016-01-25 Common Stock 45000 114944 D The option vests in 3 equal annual installments beginning 11/20/06. The option vests in 5 equal annual installments beginning 2/17/06. The option vests in 5 equal annual installments beginning 1/25/07. Heng W. Chen 2006-01-27 -----END PRIVACY-ENHANCED MESSAGE-----