-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HG2tmpgEADGOHodz2ABV+omSCE4iyTYWg7xr3czbssqiisopeEVaV8d1DAIROVJ4 iuPNK3c/imvUvBzk1e1aHQ== 0001262063-06-000007.txt : 20060120 0001262063-06-000007.hdr.sgml : 20060120 20060120122418 ACCESSION NUMBER: 0001262063-06-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060118 FILED AS OF DATE: 20060120 DATE AS OF CHANGE: 20060120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 06540026 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-18 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 90680 D Common Stock 9800 I By spouse Common Stock 58288 I Living Trust Common Stock 2006-01-18 4 J 0 6476 0 D 13184 I As custodian for children Common Stock 30684 I Partner - Chansons Properties Common Stock 200000 I Trustee - WHFC Trust Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 2000 2000 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 2000 4000 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 2000 6000 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 9800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 20800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 24300 D Since the reporting person's last report, 2,000 shares were transferred to spouse, became the reporting person's indirect beneficial ownership. Transferred to child who reached the age of majority. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. Kelly L. Chan 2006-01-20 -----END PRIVACY-ENHANCED MESSAGE-----