-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PU4vTjW4x3siebFxq3skqmV1FB8BI5Gh3FQKKB3J1cR2VKd/izuVYP49TSJzsvAx IG2y6uy3BxYFXEHVzjBPmA== 0001262063-06-000004.txt : 20060105 0001262063-06-000004.hdr.sgml : 20060105 20060105132546 ACCESSION NUMBER: 0001262063-06-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060103 FILED AS OF DATE: 20060105 DATE AS OF CHANGE: 20060105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 06511708 BUSINESS ADDRESS: STREET 1: 800 WEST SIXTH STREET, 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-972-4217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-03 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 2006-01-03 4 M 0 6500 11.3893 A 34132 D Common Stock 779654 I Wu Trust Common Stock 32452 I Spouse as cust. for children Stock Option 11.3893 2006-01-03 4 M 0 6500 0 D 2000-07-20 2006-01-19 Common Stock 0 0 D Stock Option 22.0075 2002-01-01 2011-01-17 Common Stock 426674 426674 D Stock Option 28.695 2005-02-19 2014-02-19 Common Stock 100000 526674 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 72170 598844 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 2/19/05. The option vests in 5 equal annual installments beginning 2/17/06. Peter Wu 2006-01-05 -----END PRIVACY-ENHANCED MESSAGE-----