-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATpwlhuzEGmO8FPk1ftbNuNhd2hNLH3uhwhItHGkDLxsj4vjj8RVeTpOkTg31vsM 0GdVK6K8386sbVqETOzM3w== 0001262063-06-000002.txt : 20060104 0001262063-06-000002.hdr.sgml : 20060104 20060104163410 ACCESSION NUMBER: 0001262063-06-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051230 FILED AS OF DATE: 20060104 DATE AS OF CHANGE: 20060104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 06508249 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-30 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2005-12-30 4 J 0 269.871 37.0547 A 63348.054 I T. Tartaglia Trust Common Stock 13635 I By ESOP Common Stock 835 D Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 400 400 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 800 1200 D Stock Option 16.275 2005-02-21 2012-02-21 Common Stock 1200 2400 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 5440 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 16440 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 3500 19940 D Optional Cash Purchase through Dividend Reinvestment Plan. Includes 701.403 shares acquired through Dividend Reinvestment in 2005. Distribution from ESOP - 835 shares The option is fully exercisable. The option vests in 2 equal annual installments beginning 1/18/05. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. Thomas G. Tartaglia 2006-01-04 -----END PRIVACY-ENHANCED MESSAGE-----