-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ji5d9A+mi/ZL0khisVtuHpktrHAXd9S8fd6MRM6Hd2BqJ/j3wJ4WJqvTtQ6Zcagx T6rrsVr8YowQD4+a45ZR1Q== 0001262063-05-000076.txt : 20051104 0001262063-05-000076.hdr.sgml : 20051104 20051104144713 ACCESSION NUMBER: 0001262063-05-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051102 FILED AS OF DATE: 20051104 DATE AS OF CHANGE: 20051104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 051179873 BUSINESS ADDRESS: STREET 1: 800 WEST SIXTH STREET, 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-972-4217 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-02 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 27632 D Common Stock 2005-11-02 4 G 0 3000 0 D 779654 I Wu Trust Common Stock 32452 I Spouse as cust. for children Stock Option 11.3893 2000-07-20 2006-01-19 Common Stock 6500 6500 D Stock Option 22.0075 2002-01-01 2011-01-17 Common Stock 426674 433174 D Stock Option 28.695 2005-02-19 2014-02-19 Common Stock 100000 533174 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 72170 605344 D The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/01/02. The option vests in 5 equal annual installments beginning 2/19/05. The option vests in 5 equal annual installments beginning 2/17/06. Peter Wu 2005-11-04 -----END PRIVACY-ENHANCED MESSAGE-----