-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KR0TXuKp1YrR8D85lSRPW15sHDe4ZnWIlpWdPZAUVMgVrJIoTKyCy5caP29uBPAy 4uN/NV1WrR94QoBCmJgn/w== 0001262063-05-000056.txt : 20050324 0001262063-05-000056.hdr.sgml : 20050324 20050324170933 ACCESSION NUMBER: 0001262063-05-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050322 FILED AS OF DATE: 20050324 DATE AS OF CHANGE: 20050324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 05702667 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-22 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President, & CEO Common Stock 300820.99 D Common Stock 93866 I By ESOP Common Stock 239308 I Husband & Wife Trust Stock Option 8.25 1999-09-17 2008-09-17 Common Stock 70000 70000 D Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 73320 143320 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 74160 217480 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 296800 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 449860 D Stock Option 24.80 2005-03-22 4 D 0 391730 0 D 2004-11-20 2013-11-20 Common Stock 246940 696800 D Stock Option 37.00 2006-02-17 2015-02-17 Common Stock 154940 851740 D Stock Option 32.47 2005-03-22 4 A 0 245060 0 A 2005-03-22 2015-03-22 Common Stock 245060 1096800 D Includes 223.58 shares acquired through dividend reinvestment year-to-date. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. 391,730 shares cancelled by mutual agreement between the reporting person and the issuer on 3/22/05. The option vests in 5 equal annual installments beginning 11/20/04. The option vests in 5 equal annual installments beginning 2/17/06. 30% exercisable immediately; 10% exercisable on 11/20/05; the rest of the option vests in 3 equal annual installments beginning 11/20/06. Dunson K. Cheng 2005-03-24 -----END PRIVACY-ENHANCED MESSAGE-----