-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQ7FbtvbJhjlqX8HgWteUtpn8K1gTYEhjJ0jlcsNo3/gQFW9nWgN9TjRbjDjqNED 0jOU4DssTUsmQCTQpT5GpQ== 0001262063-05-000011.txt : 20050203 0001262063-05-000011.hdr.sgml : 20050203 20050203161723 ACCESSION NUMBER: 0001262063-05-000011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 05573567 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2004-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Senior EVP Common Stock 350584 D Common Stock 2004-12-31 5 J 0 793 31.21 A 81489 I By ESOP Common Stock 80322 I As custodian for children Common Stock 2004-01-21 5 J 0 638.128 26.352 A 242547.218 I By spouse Common Stock 2004-04-20 5 J 0 531.528 31.72 A 242547.218 I By spouse Common Stock 2004-07-20 5 J 0 546.272 30.933 A 242547.218 I By spouse Common Stock 2004-10-22 5 J 0 607.35 35.852 A 242547.218 I By spouse Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 23000 22320 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 26360 49360 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 26000 75360 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 47500 122860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 105140 228000 D Adjusted to reflect a 2-for-1 stock split effective 9/28/04. ESOP Earning Allocation. The reporting person no longer has a reportable beneficial interest in 7,956 shares transferred to his children who reached the age of majority. Dividend Reinvestment. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Anthony M. Tang 2005-02-03 -----END PRIVACY-ENHANCED MESSAGE-----