-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dl5vGoFiGWSmOCsdErqkKZ0hnfELngCnm9+aW+EQ1ElTaMTgJAsIYs6LtTFtrM4f k/uAOGbVpUEl+jyyTAwDUQ== 0001262063-05-000009.txt : 20050203 0001262063-05-000009.hdr.sgml : 20050203 20050203161607 ACCESSION NUMBER: 0001262063-05-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 05573554 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2004-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President & CEO Common Stock 2004-04-20 5 J 0 187.294 31.72 A 300597.413 D Common Stock 2004-07-20 5 J 0 192.49 30.933 A 300597.413 D Common Stock 2004-10-22 5 J 0 205.225 35.852 A 300597.413 D Common Stock 2004-12-31 5 J 0 914 31.21 A 93866 I By ESOP Common Stock 239308 I Husband & Wife Trust Stock Option 8.25 1999-09-17 2008-09-17 Common Stock 70000 70000 D Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 73320 143320 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 74160 217480 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 79320 296800 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 153060 449860 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 638670 1088530 D Dividend Reinvestment. Adjusted to reflect a 2-for-1 stock split effective 9/28/04. ESOP Earning Allocation. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Dunson K. Cheng 2005-02-03 -----END PRIVACY-ENHANCED MESSAGE-----