-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DMHx6oninHaGQA7Oc4TogstNidMSoQkUduoNTk/smbp0wFQ/+3VaEtZkorWCat+u R+3DYO4jAH+q5CS2jBjAEg== 0001262063-04-000058.txt : 20041229 0001262063-04-000058.hdr.sgml : 20041229 20041229135847 ACCESSION NUMBER: 0001262063-04-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041227 FILED AS OF DATE: 20041229 DATE AS OF CHANGE: 20041229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE PATRICK CENTRAL INDEX KEY: 0001185631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 041230548 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-27 0000861842 CATHAY GENERAL BANCORP CATY 0001185631 LEE PATRICK 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2004-12-27 5 G 0 2750 0 D 256394 I Family Trust Stock Option 8.25 1999-09-17 2008-09-17 Common Stock 2000 2000 D Stock Option 10.625 2001-01-20 2010-01-20 Common Stock 2000 4000 D Stock Option 15.0475 2002-01-18 2011-01-18 Common Stock 2000 6000 D Stock Option 16.275 2003-02-21 2012-02-21 Common Stock 2000 8000 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 11800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 22800 D Shares doubled via a 2-for-1 split on 9/28/04. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Patrick S.D. Lee 2004-12-29 -----END PRIVACY-ENHANCED MESSAGE-----