-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8NR6U2tE2eaCh9SazYxLPxw3fB9LhiXtydP2k0xGmJknmTGjzx5qz8LGEQAyof9 8nAfeIRcmtAMDKywRnVpIA== 0001262063-04-000055.txt : 20041202 0001262063-04-000055.hdr.sgml : 20041202 20041202115845 ACCESSION NUMBER: 0001262063-04-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20041202 DATE AS OF CHANGE: 20041202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU PETER CENTRAL INDEX KEY: 0001186026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 041179570 BUSINESS ADDRESS: STREET 1: 800 WEST SIXTH STREET, 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-972-4217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-30 0000861842 CATHAY GENERAL BANCORP CATY 0001186026 WU PETER 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice Chairman/COO Common Stock 2004-11-30 5 G 0 3000 0 D 782654 I Wu Trust Common Stock 32452 I As cust. for children Stock Option 11.3885 2000-07-20 2006-01-19 Common Stock 34134 34134 D Stock Option 22.0075 2002-01-01 2011-01-17 Common Stock 426674 460808 D Stock Option 28.695 2005-02-19 2014-02-19 Common Stock 100000 560808 D Shares increased via a 2-for-1 split on 9/28/04. The reporting person no longer has a reportable beneficial interest in 17,670 shares transferred to his daughter who reached the age of majority. The option vests in 5 equal installments, the 1st installment is exercisable on 7/20/00, the rest annually beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/01/02. The option vests in 5 equal annual installments beginning 2/19/05. Peter Wu 2004-12-02 -----END PRIVACY-ENHANCED MESSAGE-----