-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D5+C66kE0tORiSPvlZPZpZNnMjFgDMBnUDuWBXTKsa4N5H0/al67Es7qFR4ifdbV Ra5Ht3uCgs19NPI9LR8jGQ== 0001262063-04-000052.txt : 20041201 0001262063-04-000052.hdr.sgml : 20041201 20041201125554 ACCESSION NUMBER: 0001262063-04-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHING GEORGE T M CENTRAL INDEX KEY: 0001185629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 041176622 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-29 0000861842 CATHAY GENERAL BANCORP CATY 0001185629 CHING GEORGE T M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2004-11-29 5 G 0 4400 0 D 21896 D Common Stock 310372 I Family Trust Common Stock 13702.35 I By spouse Stock Option 8.25 2003-09-17 2008-09-17 Common Stock 400 400 D Stock Option 10.625 2004-01-20 2010-01-20 Common Stock 800 1200 D Stock Option 15.0475 2004-01-18 2011-01-18 Common Stock 1200 2400 D Stock Option 16.275 2004-02-21 2012-02-21 Common Stock 1600 4000 D Stock Option 19.925 2004-01-16 2013-01-16 Common Stock 3800 7800 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 18800 D Shares increased via a 2-for-1 split on 9/28/04. Includes 73.69 shares acquired through dividend reinvestment year-to-date. The option is fully exercisable. The option vests in 2 equal annual installments beginning 1/20/04. The option vests in 3 equal annual installments beginning 1/18/04. The option vests in 4 equal annual installments beginning 2/21/04. The option vests in 5 equal annual installments beginning 1/26/04. The option vests in 5 equal annual installments beginning 11/20/04. George T.M. Ching 2004-12-01 -----END PRIVACY-ENHANCED MESSAGE-----