-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A4f8Twep/w1v+M7ye319wjlIhDbr6JfQiWaWEaRa+/jW7unH0bv2H4HgpgNFEmkk HeV/02Q8YqVN99dfsgagEQ== 0001262063-04-000047.txt : 20041126 0001262063-04-000047.hdr.sgml : 20041125 20041126175423 ACCESSION NUMBER: 0001262063-04-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041123 FILED AS OF DATE: 20041126 DATE AS OF CHANGE: 20041126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 041169519 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-23 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 61793.78 I T. Tartaglia Trust Common Stock 2004-11-23 5 J 0 583 0 D 14335 I By ESOP Common Stock 2004-11-23 5 J 0 583 0 A 583 D Stock Option 10.625 2005-01-20 2010-01-20 Common Stock 400 400 D Stock Option 15.0475 2005-01-18 2011-01-18 Common Stock 800 1200 D Stock Option 16.275 2005-02-21 2012-02-21 Common Stock 1200 2400 D Stock Option 19.925 2005-01-16 2013-01-16 Common Stock 3040 5440 D Stock Option 24.80 2004-11-20 2013-11-20 Common Stock 11000 16440 D Includes 292.03 shares acquired through Dividend Reinvestment since Feb. 2004. Shares increased via a 2-for-1 split on 9/28/04. Distribution from ESOP The option vests in 1 installment beginning 1/20/05. The option vests in 2 equal annual installments beginning 1/18/05. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. Thomas G. Tartaglia 2004-11-26 -----END PRIVACY-ENHANCED MESSAGE-----