-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2+fJGmUltf7AmVgsiqC0JmbhPAFPT95aEdC/GNrhkbth6cMvLod9SkXV75kfMbR Purh+qAxQQWEBTe4Vl+Nyw== 0001262063-04-000040.txt : 20040817 0001262063-04-000040.hdr.sgml : 20040817 20040817152353 ACCESSION NUMBER: 0001262063-04-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040813 FILED AS OF DATE: 20040817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04981827 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-13 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman, President, & CEO Common Stock 2004-08-13 4 G 0 1750 0 D 150196.09 D Common Stock 46476 I By ESOP Common Stock 119654 I Husband & Wife Trust Stock Option 16.50 1999-09-17 2008-09-17 Common Stock 35000 35000 D Stock Option 21.25 2001-01-20 2010-01-20 Common Stock 36660 71660 D Stock Option 30.095 2002-01-18 2011-01-18 Common Stock 37080 108740 D Stock Option 32.55 2003-02-21 2012-02-21 Common Stock 39660 148400 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 76530 224930 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 319335 544265 D Includes 189.89 shares acquired through dividend reinvestment year-to-date. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Dunson K. Cheng 2004-08-17 -----END PRIVACY-ENHANCED MESSAGE-----