-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFvcWhEAkXp9KRrs6qtXY1MB1HWozVsPNm2XDoG2hvXVhD+lsXrmO7r0F0BS+NGC 5hsGKVil2aZ2JFWFGv6DKQ== 0001262063-04-000038.txt : 20040809 0001262063-04-000038.hdr.sgml : 20040809 20040809142800 ACCESSION NUMBER: 0001262063-04-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040805 FILED AS OF DATE: 20040809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04960722 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-05 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 30819.52 I T. Tartaglia Trust Common Stock 7459 I By ESOP Common Stock 2004-08-05 4 M 0 400 16.50 A 400 D Common Stock 2004-08-05 4 M 0 400 21.25 A 800 D Common Stock 2004-08-05 4 M 0 600 30.095 A 1400 D Common Stock 2004-08-05 4 M 0 400 32.55 A 1800 D Common Stock 2004-08-05 4 M 0 380 39.85 A 2180 D Common Stock 2004-08-05 4 S 0 100 65.76 D 2080 D Common Stock 2004-08-05 4 S 0 100 65.71 D 1980 D Common Stock 2004-08-05 4 S 0 600 65.70 D 1380 D Common Stock 2004-08-05 4 S 0 100 65.67 D 1280 D Common Stock 2004-08-05 4 S 0 300 65.65 D 980 D Common Stock 2004-08-05 4 S 0 200 65.63 D 780 D Common Stock 2004-08-05 4 S 0 200 65.62 D 580 D Common Stock 2004-08-05 4 S 0 300 65.60 D 280 D Common Stock 2004-08-05 4 S 0 280 65.59 D 0 D Stock Option 16.50 2004-08-05 4 M 0 400 0 D 2002-09-17 2008-09-17 Common Stock 0 0 D Stock Option 21.25 2004-08-05 4 M 0 400 0 D 2005-01-20 2010-01-20 Common Stock 200 200 D Stock Option 30.095 2004-08-05 4 M 0 600 0 D 2005-01-18 2011-01-18 Common Stock 400 600 D Stock Option 32.55 2004-08-05 4 M 0 400 0 D 2005-02-21 2012-02-21 Common Stock 600 1200 D Stock Option 39.85 2004-08-05 4 M 0 380 0 D 2005-01-16 2013-01-16 Common Stock 1520 2720 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 5500 8220 D Includes 137.3 shares acquired through Dividend Reinvestment since Feb. 2004. The option vests in 1 equal annual installments beginning 1/20/05. The option vests in 2 equal annual installments beginning 1/18/05. The option vests in 3 equal annual installments beginning 2/21/05. The option vests in 4 equal annual installments beginning 1/16/05. The option vests in 5 equal annual installments beginning 11/20/04. Thomas G. Tartaglia 2004-08-09 -----END PRIVACY-ENHANCED MESSAGE-----