-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Py3BFLMnra5PzhhLx7WO+TfA/zPOAGElcvH1wGE8G6N8sR1ovi7QGDD3Gqi48Abj pJd7fui/8Fm0kxQ+FxLWVA== 0001262063-04-000036.txt : 20040728 0001262063-04-000036.hdr.sgml : 20040728 20040727132623 ACCESSION NUMBER: 0001262063-04-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20040727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MICHAEL M Y CENTRAL INDEX KEY: 0001185627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04932950 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-23 0000861842 CATHAY GENERAL BANCORP CATY 0001185627 CHANG MICHAEL M Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2004-07-23 4 M 0 1000 16.50 A 51212.51 D Common Stock 2004-07-23 4 M 0 800 21.25 A 52012.51 D Common Stock 2004-07-23 4 M 0 200 30.095 A 52212.51 D Common Stock 66472 I As custodian for children Common Stock 68000 I Spouse as custodian for children Common Stock 104406 I Family Trust Stock Option 16.50 2004-07-23 4 M 0 1000 0 D 1999-09-17 2008-09-17 Common Stock 0 0 D Stock Option 21.25 2004-07-23 4 M 0 800 0 D 2005-01-20 2010-01-20 Common Stock 200 200 D Stock Option 30.095 2004-07-23 4 M 0 200 0 D 2003-01-18 2011-01-18 Common Stock 800 1000 D Stock Option 32.55 2003-02-21 2012-02-21 Common Stock 1000 2000 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 1900 3900 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 5500 9400 D Includes 87.34 shares acquired through dividend reinvestment year-to-date. The option vests in 1 equal annual installment beginning 1/20/05. The option vests in 4 equal annual installments beginning 1/18/03. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Michael M.Y. Chang 2004-07-27 -----END PRIVACY-ENHANCED MESSAGE-----