-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ofcn6ulFrcp7r6tvdFw3w/btbpuis2wT3dc8pyb6hUySHoVsrEJSY6VxKvu8kIb8 Hm7gtapvQR6agDaXZZ85Fw== 0001262063-04-000020.txt : 20040213 0001262063-04-000020.hdr.sgml : 20040213 20040213143927 ACCESSION NUMBER: 0001262063-04-000020 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04597752 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 296 D Common Stock 2003-12-31 5 J 0 103 0 A 7459 D Common Stock 2003-01-22 5 J 0 111.5 39.51 A 30004.01 I T. Tartaglia Trust Common Stock 2003-04-22 5 J 0 110.24 40.11 A 30114.25 I T. Tartaglia Trust Common Stock 2003-07-22 5 J 0 96.56 45.958 A 30210.81 I T. Tartaglia Trust Common Stock 2003-09-29 5 J 0 94.91 46.909 A 30305.72 I T. Tartaglia Trust Stock Option 16.50 2002-09-17 2008-09-17 Common Stock 400 400 D Stock Option 21.25 2003-01-20 2010-01-20 Common Stock 600 1000 D Stock Option 30.095 2002-01-18 2011-01-18 Common Stock 1000 2000 D Stock Option 32.55 2003-02-21 2012-01-21 Common Stock 1000 3000 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 1900 4900 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 5500 10400 D ESOP Allocation. Vested interest in ESOP as of 12/31/03. Dividend Reinvestment. The option is fully exercisable. The option vests in 3 equal annual installments beginning 1/20/03. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Thomas G. Tartaglia 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----