-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBHgG6MWWaIAtDv8tEo3C2KbdsjHcOI7wcbN17qPx/QXHV3pXnKa9ASkbFit2QL1 tiPGwHPcCeU54SHqJoAuKg== 0001262063-04-000019.txt : 20040213 0001262063-04-000019.hdr.sgml : 20040213 20040213143334 ACCESSION NUMBER: 0001262063-04-000019 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG ANTHONY M CENTRAL INDEX KEY: 0001185633 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04597668 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185633 TANG ANTHONY M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Executive Vice President Common Stock 2003-12-31 5 J 0 755 0 A 40348 D Common Stock 175292 D Common Stock 44139 I As custodian for children Common Stock 2003-01-22 5 J 0 441.9 39.51 A 118916.18 I By spouse Common Stock 2003-04-22 5 J 0 436.91 40.11 A 119353.09 I By spouse Common Stock 2003-07-22 5 J 0 382.72 45.958 A 119735.81 I By spouse Common Stock 2003-09-29 5 J 0 376.16 46.909 A 120111.97 I By spouse Stock Option 16.50 1999-09-17 2008-09-17 Common Stock 10820 10820 D Stock Option 21.25 2001-01-20 2010-01-20 Common Stock 11500 22320 D Stock Option 30.095 2002-01-18 2011-01-18 Common Stock 13180 35500 D Stock Option 32.55 2003-02-21 2012-02-21 Common Stock 13000 48500 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 23750 72250 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 52570 124820 D ESOP Allocation. Vested interest in ESOP as of 12/31/03. Dividend Reinvestment. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Anthony M. Tang 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----