-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QyIHu8nPjJHNITSgqYfhBM/OII6K3OQrr4ermPOTNkn3VS8Da/LU52q5WQQ7VPLq Ph16S1RVT41iEdmCuibGww== 0001262063-04-000018.txt : 20040213 0001262063-04-000018.hdr.sgml : 20040213 20040213143307 ACCESSION NUMBER: 0001262063-04-000018 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHING GEORGE T M CENTRAL INDEX KEY: 0001185629 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04597660 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185629 CHING GEORGE T M 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 13148 D Common Stock 155186 I Family Trust Common Stock 2003-04-22 5 J 0 19.22 40.11 A 6797.5 I By spouse Common Stock 2003-07-22 5 J 0 16.83 45.958 A 6814.33 I By spouse Stock Option 16.50 2003-09-17 2008-09-17 Common Stock 200 200 D Stock Option 21.25 2004-01-20 2010-01-20 Common Stock 400 600 D Stock Option 30.095 2004-01-18 2011-01-18 Common Stock 600 1200 D Stock Option 32.55 2004-02-21 2012-02-21 Common Stock 800 2000 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 1900 3900 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 5500 9400 D Dividend Reinvestment. The option is fully exercisable. The option vests in 2 equal annual installments beginning 1/20/04. The option vests in 3 equal annual installments beginning 1/18/04. The option vests in 4 eaual annual installments beginning 2/21/04. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. George T.M. Ching 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----