-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CC2WNf6Sh9A+iTLof+aPWppUHDR7y2YSA86zFLz0/bybEIbHrlzA+Wwxb8m8aQsm UcXru6XRrxgjufNgXGMEKw== 0001262063-04-000016.txt : 20040213 0001262063-04-000016.hdr.sgml : 20040213 20040213142722 ACCESSION NUMBER: 0001262063-04-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MICHAEL M Y CENTRAL INDEX KEY: 0001185627 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04597584 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0000861842 CATHAY GENERAL BANCORP CATY 0001185627 CHANG MICHAEL M Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2003-01-22 5 J 0 44.98 39.51 A 49958.46 D Common Stock 2003-04-22 5 J 0 44.48 40.11 A 50003.44 D Common Stock 2003-07-22 5 J 0 38.96 45.958 A 50047.92 D Common Stock 2003-09-29 5 J 0 38.29 46.909 A 50125.17 D Common Stock 66472 I As custodian for children Common Stock 68000 I Spouse as custodian for children Common Stock 104406 I Family Trust Stock Option 16.50 1999-09-17 2008-09-17 Common Stock 1000 1000 D Stock Option 21.25 2001-01-20 2010-01-20 Common Stock 1000 2000 D Stock Option 30.095 2002-01-18 2011-01-18 Common Stock 1000 3000 D Stock Option 32.55 2003-02-21 2012-02-21 Common Stock 1000 4000 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 1900 5900 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 5500 11400 D Dividend Reinvestment. The option is fully exercisable. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Michael M.Y. Chang 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----