-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgB9R3VBgiFM/HEzGlJWfwdxub8rA0OoI5jgXKqGZOLz65dXaeInKqWPIJh9e04l Tdzm2nbr1S0pYw+chdfjOA== 0001262063-04-000002.txt : 20040203 0001262063-04-000002.hdr.sgml : 20040203 20040203170141 ACCESSION NUMBER: 0001262063-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040121 FILED AS OF DATE: 20040203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04563713 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-21 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1 0 0 0 Common Stock 2004-01-21 5 J 0 80.504 55.477 A 30386.23 I T. Tartaglia Trust Common Stock 2004-01-30 4 J 0 296 0 A 30682.23 I T. Tartaglia Trust Common Stock 2004-01-30 4 J 0 296 0 D 0 D Stock Option 16.50 2002-09-17 2008-09-17 Common Stock 400 400 D Stock Option 21.25 2003-01-20 2010-01-20 Common Stock 600 1000 D Stock Option 30.095 2002-01-18 2011-01-18 Common Stock 1000 2000 D Stock Option 32.55 2003-02-21 2012-02-21 Common Stock 1000 3000 D Stock Option 39.85 2004-01-16 2013-01-16 Common Stock 1900 4900 D Stock Option 49.60 2004-11-20 2013-11-20 Common Stock 5500 10400 D Dividend Reinvestment. Change title to Trust. Does not include the reporting person's vested interest of 7,461 shares in ESOP as of 12/31/04. The option vests in 2 equal annual installments beginning 9/17/02. The option vests in 3 equal annual installments beginning 1/20/03. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. The option vests in 5 equal annual installments beginning 11/20/04. Thomas G. Tartaglia 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----