-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wm5bxi3sDfXp5zmOgFYqrnQuUBds7Op0a9pF4YM0Bfb8ZArsRhPJ7cujbNXGev2E By3OIQ62PlyX2cDeR+FqcA== 0001262063-03-000058.txt : 20031124 0001262063-03-000058.hdr.sgml : 20031124 20031124165505 ACCESSION NUMBER: 0001262063-03-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARTAGLIA THOMAS G CENTRAL INDEX KEY: 0001185634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 031021154 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-20 0000861842 CATHAY GENERAL BANCORP CATY 0001185634 TARTAGLIA THOMAS G 777 NORTH BROADWAY LOS ANGELES CA 90012 1000Common Stock30305.72IT. Tartaglia TrustCommon Stock2003-11-244J02960A296DStock Option16.502002-09-172008-09-17Common Stock400400DStock Option21.252003-01-202010-01-20Common Stock 6001000DStock Option30.0952002-01-182011-01-18Common Stock10002000DStock Option32.5520 03-02-212012-02-21Common Stock10003000DStock Option39.852004-01-162013-01-16Common Stock19004900DStock Option49.602003-11-204A055000A2004 - -11-202013-11-20Common Stock550010400DIncludes 413.20 shares acquired through dividend reinvestment during the year of 2003.Distribution from ESOP.Does not include the reporting person's vested interest of 7,355 shares in ESOP as of 11/24/03.The option vests in 2 equal annual installments beginning 9/17/02.The option vests in 3 equal annual installments beginning 1/20/03.The option vests in 5 equal annual installments beginning 1/18/02.The option vests in 5 equal annual installments beginning 2/21/03.The option vests in 5 equal annual installments beginning 1/16/04.The option vests in 5 equal annual installments beginning 11/20/04.Thomas G. Tartaglia2003-11-24 -----END PRIVACY-ENHANCED MESSAGE-----