-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVZ5vYrgQGQcR+JDSpZy0dsdLDfFkBguRiNrSQyjKu5SEuIwQ4yE3qm5qDtLhRNT gZKxK5HwpMrj30nz5FpHjw== 0001262063-03-000049.txt : 20031124 0001262063-03-000049.hdr.sgml : 20031124 20031124155048 ACCESSION NUMBER: 0001262063-03-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 031020750 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-20 0000861842 CATHAY GENERAL BANCORP CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1100Chairman & PresidentCommon Stock151756.2DCommon Stock119082IHusband & Wife TrustStock Option16.501999-09-172008-09-17Common Stock3500035000DStock Option21.25< exerciseDate>2001-01-202010-01-20Common Stock 3666071660DStock Option30.0952002-01-182011-01-18Common Stock37080108740DStock Option32.552003-02-212012-02-21Common Stock39660148400DStock Option39.852004-01-162013-01-16Common Stock76530224930DStock Option49.602003-11-204A03193350A2004-11-202013-11-20Common Stock319335544265DIncludes 299.64 shares acquired through dividend reinvestment during the year of 2003, but does not include the reporting person's vested interest of 45,636 shares in ESOP as of 12/31/02.The option vests in 5 equal annual installments beginning 9/17/99.The option vests in 5 equal annual installments beginning 1/20/01.The option vests in 5 equal annual installments beginning 1/18/02.The option vests in 5 equal annual installments beginning 2/21/03.The option vests in 5 equal annual installments beginning 1/16/04.The option vests in 5 equal annual installments beginning 11/20/04.Dunson K. Cheng2003-11-24 -----END PRIVACY-ENHANCED MESSAGE-----