-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPej7YupW4Xnm4vRJmoTs5sFy0gyyv2DegykfeeAyZUBzTBLMLGqE7ukwJP+in0v 4uXXgzy7qWlLKBLZWY5Eyw== 0001262063-03-000046.txt : 20031124 0001262063-03-000046.hdr.sgml : 20031124 20031124154538 ACCESSION NUMBER: 0001262063-03-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN KELLY L CENTRAL INDEX KEY: 0001185626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 031020716 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-20 0000861842 CATHAY GENERAL BANCORP CATY 0001185626 CHAN KELLY L 777 NORTH BROADWAY LOS ANGELES CA 90012 1000Common Stock11340DCommon Stock3900IBy spouseComm on Stock29144ILiving TrustCommon Stock9830IAs custodian for childrenCommon Stock15342IPartner - Chansons PropertiesCommon Stock100000ITrustee - WHFC TrustStock Option16.501999-09-172008-09-17Common Stock10001000DStock Option21.252001-01-202010-01-20Common Stock 10002000< ownershipNature>DStock Option30.0952002-01-182011-01-18Common Stock10003000DStock Option32.552003-02-212012-02-21Common Stock10004000DStock Option39.852004-01-162013-01-16 Common Stock19005900DStock Option49.602003-11-204A055000A2004-11-202013-11-20Common Stock550011400DThe option vests in 5 equal annual installments beginning 9/17/99.The option vests in 5 equal annual installments beginning 1/20/01.The option vests in 5 equal annual installments beginning 1/18/02 .The option vests in 5 equal annual installments beginning 2/21/03.The option vests in 5 equal annual installments beginning 1/16/04.The option vests in 5 equal annual installments beginning 11/20/04.Kelly L. Chan2003-11-24 -----END PRIVACY-ENHANCED MESSAGE-----