-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bci5IH3QX/nckzVrKIFBjSAoZpfWn6A0+WBT8KpFjIYpCrlPF+MMWBGkqoOrQX79 TKlInDRwT4R8iihLM1pluw== 0001179110-03-004997.txt : 20030806 0001179110-03-004997.hdr.sgml : 20030806 20030806133536 ACCESSION NUMBER: 0001179110-03-004997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030804 FILED AS OF DATE: 20030806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG DUNSON K CENTRAL INDEX KEY: 0001185628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18630 FILM NUMBER: 03825755 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY BANCORP INC CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 edgar.xml FORM 4 - X0201 4 2003-08-04 0 0000861842 CATHAY BANCORP INC CATY 0001185628 CHENG DUNSON K 777 NORTH BROADWAY LOS ANGELES CA 90012 1 1 0 0 Chairman & President Common Stock 2003-08-04 4 G 0 2500 0 D 151756.20 D Common Stock 1988-08-08 4 J 0 0 0 A 119082 I Husband & wife trust NQ stock option 16.50 1988-08-08 4 J 0 0 0 A 1999-09-17 2008-09-17 Common stock 35000 35000 D NQ Stock Option 21.25 1988-08-08 4 J 0 0 0 A 2001-01-20 2010-01-20 Common Stock 36660 71660 D NQ Stock Option 30.095 1988-08-08 4 J 0 0 0 A 2002-01-18 2011-01-18 Common Stock 37080 108740 D NQ Stock Option 32.55 1988-08-08 4 J 0 0 0 A 2003-02-21 2012-02-21 Common Stock 39660 148400 D NQ Stock Option 39.85 1988-08-08 4 J 0 0 0 A 2004-01-16 2013-01-16 Common Stock 76530 224930 D No transaction, for historical listing purpose. Includes 164 shares acquired through automatic dividend reinvestment on 4/22/03 and 135.64 shares on 7/22/03; but does not include the reporting person's vested interest of 45,636 shares in ESOP as of 12/31/02. The option vests in 5 equal annual installments beginning 9/17/99. The option vests in 5 equal annual installments beginning 1/20/01. The option vests in 5 equal annual installments beginning 1/18/02. The option vests in 5 equal annual installments beginning 2/21/03. The option vests in 5 equal annual installments beginning 1/16/04. /s/ Dunson Cheng 2003-08-06 -----END PRIVACY-ENHANCED MESSAGE-----