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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer Identification No.)
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(Address of principal executive offices) | (Zip Code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Nominee
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Class
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For
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Against
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Abstain
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Broker
Non-Votes
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Kelly L. Chan
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II
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49,976,769
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5,165,554
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26,919
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6,911,104
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Dunson K. Cheng
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II
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50,427,304
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4,713,686
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28,252
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6,911,104
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Chang M. Liu
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II
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54,365,193
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770,730
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33,319
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6,911,104
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Joseph C.H. Poon
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II
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46,952,172
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8,188,164
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28,906
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6,911,104
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For
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Against
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Abstain
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Broker
Non-Votes
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53,219,846
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1,741,442
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207,954
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6,911,104
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For
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Against
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Abstain
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Broker
Non-Votes
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61,037,552
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992,565
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50,229
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N/A
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CATHAY GENERAL BANCORP
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By:
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/s/ Heng W. Chen
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Heng W. Chen
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Executive Vice President and Chief Financial Officer
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