-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWcfO29MctUvEhF+cXtPMbG8SSzo/9L/6yqBW1dAtH6wGbvmqlroqNf254sHkZQ5 cxS05SRmxJZ0MXOl1lLXkQ== 0000898822-10-000027.txt : 20100108 0000898822-10-000027.hdr.sgml : 20100108 20100108162959 ACCESSION NUMBER: 0000898822-10-000027 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100108 DATE AS OF CHANGE: 20100108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-163070 FILM NUMBER: 10517963 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 424B2 1 cathay.htm cathay.htm - Generated by SEC Publisher for SEC Filing

Filed Pursuant to Rule 424(b)(2)
Registration No. 333-163070

PROSPECTUS SUPPLEMENT
(To prospectus dated November 19, 2009)

 

1,623,100 Shares

Common Stock

 

Pursuant to the sales agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, our sales agent, during the period from November 23, 2009 through December 24, 2009, we sold 1,623,100 shares of our common stock, par value $0.01 per share, at market prices through our sales agent. Our gross proceeds from such sales were $12,550,062.44, and the aggregate gross sales commission to Merrill Lynch, Pierce, Fenner & Smith Incorporated was approximately $251,001.25. Our aggregate proceeds from such sales, net of commissions to the sales agent and other costs incurred in issuing the shares, were $12,298,738.64.

Our common stock trades on the Nasdaq Global Select Market under the symbol “CATY.” The last reported trading price of our stock on January 7, 2010 was $8.88.

 

This prospectus supplement should be read in conjunction with, and may not be delivered or utilized without, the prospectus dated November 19, 2009 and the prospectus supplement dated November 23, 2009.

 

The shares of Common Stock are not savings accounts, deposits or other obligations of any of our bank or nonbank subsidiaries and are not insured by the Federal Deposit Insurance Corporation or any other government agency.

Neither the Securities and Exchange Commission, any state securities commission, the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System, nor any other regulatory body has approved or disapproved of these securities or passed on the adequacy, completeness or accuracy of this prospectus supplement. Any representation to the contrary is a criminal offense.

 

BofA Merrill Lynch

 

The date of this prospectus supplement is January 8, 2010. 


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