-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VT0xSaVj70fGd8rkUbLVm76iwE4zqwDffx03H4qc2EfAEnij/dHV/aakgF9DJXu7 xDTwaAMOe9yn+OkMCwbBSw== 0000891092-04-004167.txt : 20040820 0000891092-04-004167.hdr.sgml : 20040820 20040820093924 ACCESSION NUMBER: 0000891092-04-004167 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040820 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 04987679 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 8-K 1 e18910-8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2004 CATHAY GENERAL BANCORP (Exact name of registrant as specified in its charter) Delaware 0-18630 95-4274680 (State or other (Commission File Number) (IRS Employer jurisdiction of Identification No.) incorporation) 777 North Broadway, Los Angeles, California 90012 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (213) 625-4700 (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events and Required FD Disclosure The information in this Current Report on Form 8-K, including the exhibit, is furnished pursuant to Item 5 and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, the information in this Current Report on Form 8-K, including the exhibit, shall not be deemed to be incorporated by reference into the filings of Cathay General Bancorp under the Securities Act of 1933, as amended. On August 20, 2004, Cathay General Bancorp announced, in a press release, that the company's Board of Directors approved a two-for-one split of the company's common stock, in the form of a 100% stock dividend, payable September 28, 2004, to stockholders of record on September 13, 2004. That press release is attached hereto as exhibit 99.1. Item 7. Financial Statements and Exhibits. (c) Exhibits 99.1 Press Release dated August 20, 2004. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. Date: August 20, 2004 CATHAY GENERAL BANCORP By: /s/ Heng W. Chen ---------------- Heng W. Chen Executive Vice President and Chief Financial Officer EXHIBIT INDEX Number Exhibit 99.1 Press Release, dated August 20, 2004. EX-99.1 2 e18910ex99-1.txt PRESS RELEASE Exhibit 99.1 Cathay General Bancorp Announces Stock Split LOS ANGELES, Aug. 20 /PRNewswire-FirstCall/ -- Cathay General Bancorp (Nasdaq: CATY), the one-bank holding company for Cathay Bank, announced today that the company's Board of Directors approved a two-for-one split of the company's common stock, in the form of a 100% stock dividend, payable September 28, 2004, to stockholders of record on September 13, 2004. Stockholders will receive one additional share for every one share of Cathay General Bancorp common stock held on the record date. Dunson K. Cheng, Chairman of the Board, President, and Chief Executive Officer of Cathay General Bancorp said, "We are splitting our company's common stock to help make it more accessible to a wider range of investors and to help improve its liquidity." ABOUT CATHAY GENERAL BANCORP Cathay General Bancorp is the one-bank holding company for Cathay Bank, a California state-chartered bank. Founded in 1962, Cathay Bank offers a wide range of financial services. Cathay Bank currently operates 32 branches in California, three branches in New York State, two branches in Massachusetts, one in Houston, Texas, one in Washington State, and representative offices in Hong Kong and Shanghai, China. In addition, the Bank's subsidiaries, Cathay Investment Company and GBC Investment & Consulting Company, Inc., both maintain an office in Taipei. As part of its post-merger integration plans to efficiently serve its customers, Cathay Bank intends to close four additional branches in Southern California in October 2004 and to consolidate their operations with nearby branches. Cathay Bank's website is found at http://www.cathaybank.com/. FORWARD-LOOKING STATEMENTS AND OTHER NOTICES Statements made in this press release, other than statements of historical fact, are forward-looking statements within the meaning of the applicable provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements may include, but are not limited to, such words as "believes," "expects," "anticipates," "intends," "plans," "estimates," "may," "will," "should," "could," "predicts," "potential," "continue," or the negative of such terms and other comparable terminology or similar expressions. Forward-looking statements are not guarantees. They involve known and unknown risks, uncertainties, and other factors that may cause the actual results, performance, or achievements, of Cathay General Bancorp to be materially different from any future results, performance, or achievements expressed or implied by such forward-looking statements. Such risks and uncertainties and other factors include, but are not limited to, adverse developments or conditions related to or arising from: the Company's ability to integrate its operations after its recent merger with GBC Bancorp and realize the benefits of that merger, demographic changes, fluctuations in interest rates, inflation, competition, war and terrorism, general economic or business conditions in California and other regions where Cathay Bank has operations, such as the impact of the California budget deficit, changes in business strategy, including the formation of a real estate investment trust (REIT) and the deregistration of its registered investment company (RIC), and legislative and regulatory developments, particularly the potential effects of recently enacted California tax legislation and the subsequent Franchise Tax Board announcement on December 31, 2003, regarding the taxation of REITs and RICs. These and other factors are further described in Cathay General Bancorp's Annual Report on Form 10-K for the year ended December 31, 2003, its reports and registration statements filed (including those filed by GBC Bancorp prior to the merger) with the Securities and Exchange Commission ("SEC") and other filings it makes in the future with the SEC from time to time. Cathay General Bancorp has no intention and undertakes no obligation to update any forward-looking statements or to publicly announce the results of any revision of any forward-looking statement to reflect future developments or events. Cathay General Bancorp's filings with the SEC are available to the public from commercial document retrieval services and at the website maintained by the SEC at http://www.sec.gov, or by request directed to Cathay General Bancorp, 777 N. Broadway, Los Angeles, CA 90012, Attention: Investor Relations (213) 625-4749. SOURCE Cathay General Bancorp -0- 08/20/2004 /CONTACT: Monica Chen of Cathay General Bancorp, +1-213-625-4749/ /Web site: http://www.cathaybank.com / (CATY) CO: Cathay General Bancorp; Cathay Bank ST: California IN: FIN SU: DIV -----END PRIVACY-ENHANCED MESSAGE-----