0001127602-14-011514.txt : 20140313 0001127602-14-011514.hdr.sgml : 20140313 20140313200420 ACCESSION NUMBER: 0001127602-14-011514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140311 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRANITE CONSTRUCTION INC CENTRAL INDEX KEY: 0000861459 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 770239383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 585 WEST BEACH ST CITY: WATSONVILLE STATE: CA ZIP: 95076 BUSINESS PHONE: 8317241011 MAIL ADDRESS: STREET 1: 585 WEST BEACH ST CITY: WATSONVILLE STATE: CA ZIP: 95076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richards James D. CENTRAL INDEX KEY: 0001566041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12911 FILM NUMBER: 14692500 MAIL ADDRESS: STREET 1: 585 WEST BEACH STREET CITY: WATSONVILLE STATE: CA ZIP: 95076 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-11 0000861459 GRANITE CONSTRUCTION INC GVA 0001566041 Richards James D. 585 WEST BEACH STREET WATSONVILLE CA 95076 1 Senior Vice President Common Stock 2014-03-11 4 F 0 578 38.72 D 21103.2186 D Common Stock 2014-03-13 4 S 0 6500 37.7327 D 14603.2186 D Common Stock 5876.37 I by ESOP Shares surrendered for taxes due to vesting on March 11, 2014. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold at each separate price within the range. Total adjusted to include dividend equivalent units credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan") since the Reporting Person's last report (165 shares; 41 - 4/15/13, 45 - 7/12/13, 42 - 10/15/13 & 37 - 1/15/13). Adjusted to reflect dividends earned under the dividend reinvestment feature of the ESOP Plan since the Reporting Person's last report. Richard A. Watts, attorney-in-fact for James D. Richards 2014-03-13