-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+BY22+sFqrYh6ctuUBmt1SXYhYcEpSgyGpTVYQx6cnU8Pmu7uwE7FWWlppB4YL7 pJoAgyLJtX0xQ8R5CLjWgw== 0000950152-01-506665.txt : 20020413 0000950152-01-506665.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950152-01-506665 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011231 COMPANY DATA: COMPANY CONFORMED NAME: ZENSEN DENNIS C CENTRAL INDEX KEY: 0000939421 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 828 S PIKE ROAD CITY: SAVER STATE: PA ZIP: 16055 BUSINESS PHONE: 4122953910 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN INC CENTRAL INDEX KEY: 0000861291 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 251603408 STATE OF INCORPORATION: NV FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-18339 FILM NUMBER: 1826674 BUSINESS ADDRESS: STREET 1: 333 MAIN STREET STREET 2: P.O. BOX 249 CITY: SAXONBURG STATE: PA ZIP: 16056-0249 BUSINESS PHONE: 724-352-75 MAIL ADDRESS: STREET 1: 333 MAIN STREET STREET 2: P.O. BOX 249 CITY: SAXONBURG STATE: PA ZIP: 16056-0249 FORMER COMPANY: FORMER CONFORMED NAME: SYLVAN FOODS HOLDINGS INC DATE OF NAME CHANGE: 19930328 144 1 j9210701e144.txt SYLVAN INC./DENNIS C. ZENSEN 144 OMB APPROVAL OMB Number: 3235-0101 Expires: May 31, 2000 Estimated average burden hours per response...2.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------------- FORM 144 S.E.C. USE ONLY --------------------- NOTICE OF PROPOSED SALE OF SECURITIES DOCUMENT SEQUENCE NO. PURSUANT TO RULE 144 UNDER THE SECURITIES --------------------- ACT OF 1933 CUSIP NUMBER ATTENTION: Transmit for filing three copies of this form concurrently with --------------------- either placing an order with a broker to WORK LOCATION execute sale or executing a sale directly with a market maker. --------------------- - --------------------------------------------------------------------------------------------------------- 1(a) NAME OF ISSUER (Please type or print) (b) I.R.S. IDENT. NO. (c) S.E.C. FILE NO. SYLVAN INC. 25-1603408 0-18339 - ------------------------------------------------------------------------------------------------------------------------------------ 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. ----------------------- AREA CODE NUMBER 333 MAIN ST. P.O. BOX 249 SAXONBURG PA 16056 724 352-7520 - ------------------------------------------------------------------------------------------------------------------------------------ 2(a) NAME OF PERSON FOR WHOSE ACCOUNT (b) I.R.S. IDENT NO. (c) RELATIONSHIP (d) ADDRESS STREET CITY STATE Zip Code THE SECURITIES ARE TO BE SOLD TO ISSUER DENNIS C. ZENSEN OFFICER, DIRECTOR 333 MAIN ST. SAXONBURG PA 16056 10% OWNER P.O. BOX 249 - ------------------------------------------------------------------------------------------------------------------------------------
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number - ------------------------------------------------------------------------------------------------------------------------------ 3(a) (b) (c) (d) Title of the Name and Address of Each Broker S.E.C. USE ONLY Number of Shares Aggregate Class of Through Whom the Securities Are to be --------------- or Other Units Market Securities Offered or Each Market Maker Who is Broker-Dealer to be Sold Value to be Sold Acquiring the Securities File Number (See Instr. 3(c)) (See Instr. 3(d)) - ------------------------------------------------------------------------------------------------------------------------------ COMMON LEGG MASON WOOD WALKER, INC. 113,500 STOCK 7 E. REDWOOD ST. 10,000 BALTIMORE, MD 21203 12/28/01 - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ (e) (f) (g) Number of Shares Approximate Name of Each or Other Units Date of Sale Securities Outstanding (See Instr. 3(f)) Exchange (See Instr. 3(e)) (Mo., Day, Yr.) (See Instr. 3(g)) - --------------------------------------------------------------------- 5,433,219 12/31/01 NASDAQ - --------------------------------------------------------------------- - --------------------------------------------------------------------- - --------------------------------------------------------------------- INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person's I.R.S. Identification number, if such person is an entity (c) Such person's relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. TABLE I--SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: - --------------------------------------------------------------------------------------------------------------------------------- Title of Date You Nature of Acquisition Name of Person From Amount of Date of Nature of Payment the Class Acquired Transaction Whom Acquired Securities Payment (If gift, also give Acquired date donor acquired) - --------------------------------------------------------------------------------------------------------------------------------- COMMON 1/03/00 OPEN MARKET PURCHASE OPEN MARKET PURCHASE 10,000 SHARES 1/03/00 CASH STOCK - --------------------------------------------------------------------------------------------------------------------------------- INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. - ------------------------------------------------------------------------------------------------------------------------------------ TABLE II--SECURITIES SOLD DURING THE PAST THREE MONTHS Furnish the following information as to all securities of the issuer sold during the past three months by the person for whose account the securities are to be sold: - ------------------------------------------------------------------------------------------------------------------------------------ Name and Address of Seller Title of Securities Sold Date of Sale Amount of Gross Proceeds Securities Sold - ------------------------------------------------------------------------------------------------------------------------------------ N/A - ------------------------------------------------------------------------------------------------------------------------------------ REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. December 31, 2001 ---------------------------------------- (DATE OF NOTICE) ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed. Dennis C. Zensen ---------------------------------------- (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
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