0000921895-22-001297.txt : 20220418
0000921895-22-001297.hdr.sgml : 20220418
20220418200723
ACCESSION NUMBER: 0000921895-22-001297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220415
FILED AS OF DATE: 20220418
DATE AS OF CHANGE: 20220418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Manko Joseph M. Jr.
CENTRAL INDEX KEY: 0001664091
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05620
FILM NUMBER: 22833176
MAIL ADDRESS:
STREET 1: 1717 ARCH STREET
STREET 2: 39TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC
CENTRAL INDEX KEY: 0000086115
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 231609753
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH RADNOR-CHESTER ROAD
STREET 2: SUITE F-200
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610 293 0600
MAIL ADDRESS:
STREET 1: 150 NORTH RADNOR-CHESTER ROAD
STREET 2: SUITE F-200
CITY: RADNOR
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC
DATE OF NAME CHANGE: 19810525
FORMER COMPANY:
FORMER CONFORMED NAME: SAFEGUARD CORP
DATE OF NAME CHANGE: 19690521
4
1
form411238003_04182022.xml
OWNERSHIP DOCUMENT
X0306
4
2022-04-15
0
0000086115
SAFEGUARD SCIENTIFICS INC
SFE
0001664091
Manko Joseph M. Jr.
1717 ARCH STREET
39TH FLOOR
PHILADELPHIA
PA
19103
1
0
0
0
Common Stock, $0.10 par value
2022-04-15
4
A
0
2945
4.935
A
49320
D
Common Stock, $0.10 par value
177386
I
Horton Capital Partners Fund, LP
The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
/s/ Joseph M. Manko Jr.
2022-04-18