0000086115-16-000257.txt : 20160829 0000086115-16-000257.hdr.sgml : 20160829 20160829111730 ACCESSION NUMBER: 0000086115-16-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160827 FILED AS OF DATE: 20160829 DATE AS OF CHANGE: 20160829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 170 NORTH RADNOR-CHESTER ROAD STREET 2: SUITE 200 CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZARRILLI STEPHEN T CENTRAL INDEX KEY: 0001203410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05620 FILM NUMBER: 161856721 MAIL ADDRESS: STREET 1: FIBERLINK COMMUNICATIONS CORP. STREET 2: 794 PENLLYN PIKE CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 wf-form4_147248383819197.xml FORM 4 X0306 4 2016-08-27 0 0000086115 SAFEGUARD SCIENTIFICS INC SFE 0001203410 ZARRILLI STEPHEN T 170 NORTH RADNOR-CHESTER ROAD, SUITE 200 RADNOR PA 19087 1 1 0 0 President & CEO Common Stock 2016-08-27 4 A 0 227 0 A 103792 D Common Stock 2016-08-27 4 F 0 104 13.97 D 103688 D Common Stock 5490 I STZ DB Plan Stock Option (right to buy) 7.41 2016-08-27 4 A 0 71 0 A 2016-09-30 Common Stock 71.0 71 D Stock Option (right to buy) 15.07 2016-08-27 4 A 0 453 0 A 2021-09-30 Common Stock 453.0 453 D On September 30, 2011, the reporting person was granted a performance stock unit to acquire 7,371 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such performance stock units vested and the underlying shares were issued as reported in Table I. On September 30, 2008, the reporting person was granted an option to purchase 4,375 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such options vested as reported in Table II. On September 30, 2011, the reporting person was granted an option to purchase 14,741 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such options vested as reported in Table II. By: G. Matthew Barnard For: Stephen T. Zarrilli 2016-08-29