0000086115-16-000257.txt : 20160829
0000086115-16-000257.hdr.sgml : 20160829
20160829111730
ACCESSION NUMBER: 0000086115-16-000257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160827
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC
CENTRAL INDEX KEY: 0000086115
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 231609753
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 NORTH RADNOR-CHESTER ROAD
STREET 2: SUITE 200
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 6102930600
MAIL ADDRESS:
STREET 1: 170 NORTH RADNOR-CHESTER ROAD
STREET 2: SUITE 200
CITY: RADNOR
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC
DATE OF NAME CHANGE: 19810525
FORMER COMPANY:
FORMER CONFORMED NAME: SAFEGUARD CORP
DATE OF NAME CHANGE: 19690521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZARRILLI STEPHEN T
CENTRAL INDEX KEY: 0001203410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05620
FILM NUMBER: 161856721
MAIL ADDRESS:
STREET 1: FIBERLINK COMMUNICATIONS CORP.
STREET 2: 794 PENLLYN PIKE
CITY: BLUE BELL
STATE: PA
ZIP: 19422
4
1
wf-form4_147248383819197.xml
FORM 4
X0306
4
2016-08-27
0
0000086115
SAFEGUARD SCIENTIFICS INC
SFE
0001203410
ZARRILLI STEPHEN T
170 NORTH RADNOR-CHESTER ROAD, SUITE 200
RADNOR
PA
19087
1
1
0
0
President & CEO
Common Stock
2016-08-27
4
A
0
227
0
A
103792
D
Common Stock
2016-08-27
4
F
0
104
13.97
D
103688
D
Common Stock
5490
I
STZ DB Plan
Stock Option (right to buy)
7.41
2016-08-27
4
A
0
71
0
A
2016-09-30
Common Stock
71.0
71
D
Stock Option (right to buy)
15.07
2016-08-27
4
A
0
453
0
A
2021-09-30
Common Stock
453.0
453
D
On September 30, 2011, the reporting person was granted a performance stock unit to acquire 7,371 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such performance stock units vested and the underlying shares were issued as reported in Table I.
On September 30, 2008, the reporting person was granted an option to purchase 4,375 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such options vested as reported in Table II.
On September 30, 2011, the reporting person was granted an option to purchase 14,741 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such options vested as reported in Table II.
By: G. Matthew Barnard For: Stephen T. Zarrilli
2016-08-29