0000086115-15-000074.txt : 20151016 0000086115-15-000074.hdr.sgml : 20151016 20151016132758 ACCESSION NUMBER: 0000086115-15-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151015 FILED AS OF DATE: 20151016 DATE AS OF CHANGE: 20151016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 800 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 800 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aspinall Mara G. CENTRAL INDEX KEY: 0001623049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05620 FILM NUMBER: 151161720 MAIL ADDRESS: STREET 1: 7381 NORTH MOON SPIRIT LANE CITY: TUCSON STATE: AZ ZIP: 85718 4 1 wf-form4_144501646819071.xml FORM 4 X0306 4 2015-10-15 0 0000086115 SAFEGUARD SCIENTIFICS INC SFE 0001623049 Aspinall Mara G. 170 NORTH RADNOR-CHESTER ROAD, SUITE 200 RADNOR PA 19087 1 0 0 0 Deferred Stock Units 2015-10-15 4 A 0 248 0 A Common Stock 248.0 823 D Deferred Stock Units 2015-10-15 4 A 0 992 17.14 A Common Stock 992.0 3289 D The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer. By: Deirdre Blackburn For: Mara G. Aspinall 2015-10-16