-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVU2Nd6wCIkDJMXUnhEdX176mqgaK1lDV7gl131Hf2EhO4cGPJzxC+bDRdHrI9iZ yE9jKyII6X0pBAqLki+1Vg== 0001004726-97-000062.txt : 19970303 0001004726-97-000062.hdr.sgml : 19970303 ACCESSION NUMBER: 0001004726-97-000062 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970228 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC MUTUAL FUNDS TRUST CENTRAL INDEX KEY: 0000861106 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06057 FILM NUMBER: 97546248 BUSINESS ADDRESS: STREET 1: 3435 STELZER ROAD STREET 2: SUITE1000 CITY: COLUMBUS STATE: OH ZIP: 43219-8001 BUSINESS PHONE: 6144708000 MAIL ADDRESS: STREET 1: 3435 STELZER ROAD STREET 2: SUITE 1000 CITY: COLUMBUS STATE: OH ZIP: 43219-8001 FORMER COMPANY: FORMER CONFORMED NAME: MARINER MUTUAL FUNDS TRUST DATE OF NAME CHANGE: 19920703 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/96 000 C000000 0000861106 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 HSBC MUTUAL FUNDS TRUST 001 B000000 811-6057 001 C000000 8007534462 002 A000000 370 17TH STREET, SUITE 2700 002 B000000 DENVER 002 C000000 CO 002 D010000 80202 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 GROWTH & INCOME FUND 007 C030100 N 007 C010200 2 007 C020200 NEW YORK TAX-FREE BOND FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C020500 SMALL CAP FUND 007 C030500 N 007 C010600 6 007 C020600 FIXED INCOME FUND 007 C030600 N 007 C010700 7 007 C020700 SHORT-TERM U.S. GOVERNMENT FUND 007 C030700 N 007 C010800 8 007 C010900 9 007 C020900 INTERNATIONAL EQUITY FUND 007 C030900 N 007 C011000 10 010 A00AA01 BISYS FUND SERVICES 010 C01AA01 COLUMBUS 010 C02AA01 OH 010 C03AA01 43219 010 A00AA02 HSBC ASSET MANAGEMENT AMERICAS, INC. 010 C01AA02 NEW YORK 010 C02AA02 NY PAGE 2 010 C03AA02 10177 011 A00AA01 BISYS FUND SERVICES 011 B00AA01 8-34626 011 C01AA01 COLUMBUS 011 C02AA01 OH 011 C03AA01 43219 012 A00AA01 BISYS FUND SERVICES 012 B00AA01 85-00000 012 C01AA01 COLUMBUS 012 C02AA01 OH 012 C03AA01 43219 013 A00AA01 ERNST & YOUNG L.P. 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10019 014 A00AA01 MARINER MIDLAND SECURITIES, INC. 014 B00AA01 8-34626 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 10 019 C00AA00 HSBCMUTUAL 020 A000001 AUTRANET 020 C000001 30 020 A000002 PRUDENTIAL SECURITIES, INC. 020 C000002 25 020 A000003 PAINEWEBBER, INC. 020 C000003 19 020 A000004 CANTOR, FITZGERALD& CO. 020 C000004 18 020 A000005 DONALDSON, LUFKIN & JENRETTE 020 C000005 15 020 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B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 PAGE 5 086 F010000 0 086 F020000 0 008 A000101 HSBC ASSET MANAGEMENT AMERICAS, INC. 008 B000101 A 008 C000101 801-25999 008 D010101 NEW YORK 008 D020101 NY 008 D030101 10177 015 A000101 BANK OF NEW YORK 015 B000101 C 015 C010101 NEW YORK 015 C020101 NY 015 C030101 10286 015 E010101 X 024 000100 Y 025 A000101 BANK OF NEW YORK 025 C000101 E 025 D000101 3125 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 75368 028 A020100 0 028 A030100 0 028 A040100 955 028 B010100 878 028 B020100 18 028 B030100 0 028 B040100 3487 028 C010100 971 028 C020100 0 028 C030100 0 028 C040100 560 028 D010100 1535 028 D020100 0 028 D030100 0 028 D040100 424 028 E010100 3641 028 E020100 0 028 E030100 0 028 E040100 6510 028 F010100 1722 028 F020100 0 028 F030100 0 028 F040100 5583 028 G010100 84115 028 G020100 18 PAGE 6 028 G030100 0 028 G040100 17519 028 H000100 45 029 000100 Y 030 A000100 2 030 B000100 5.00 030 C000100 1.00 031 A000100 0 031 B000100 0 032 000100 2 033 000100 0 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 3 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 400000 048 A020100 0.550 048 B010100 400000 048 B020100 0.505 048 C010100 400000 048 C020100 0.460 048 D010100 400000 048 D020100 0.415 048 E010100 400000 048 E020100 0.370 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 2000000 048 K020100 0.315 049 000100 N 050 000100 N 051 000100 N 052 000100 N PAGE 7 053 A000100 Y 053 B000100 Y 053 C000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 E000100 Y 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N PAGE 8 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 124849 071 B000100 63925 071 C000100 103639 071 D000100 62 072 A000100 12 072 B000100 0 072 C000100 2475 072 D000100 0 072 E000100 0 072 F000100 598 072 G000100 210 072 H000100 0 072 I000100 53 072 J000100 14 072 K000100 0 072 L000100 29 072 M000100 16 072 N000100 9 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 29 072 S000100 37 072 T000100 3 072 U000100 0 072 V000100 0 072 W000100 43 072 X000100 1041 072 Y000100 121 072 Z000100 1555 072AA000100 9427 072BB000100 0 PAGE 9 072CC010100 6758 072CC020100 0 072DD010100 1558 072DD020100 0 072EE000100 8195 073 A010100 0.1800 073 A020100 0.0000 073 B000100 0.9500 073 C000100 0.0000 074 A000100 1 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 148119 074 G000100 0 074 H000100 0 074 I000100 1740 074 J000100 0 074 K000100 0 074 L000100 192 074 M000100 5 074 N000100 150057 074 O000100 0 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 9369 074 S000100 0 074 T000100 140688 074 U010100 8640 074 U020100 0 074 V010100 16.28 074 V020100 0.00 074 W000100 0.0000 074 X000100 0 074 Y000100 0 075 A000100 0 075 B000100 108727 076 000100 0.00 008 A000201 HSBC ASSET MANAGEMENT AMERICAS, INC. 008 B000201 A 008 C000201 801-25999 008 D010201 NEW YORK 008 D020201 NY 008 D030201 10177 015 A000201 BANK OF NEW YORK 015 B000201 C 015 C010201 NEW YORK PAGE 10 015 C020201 NY 015 C030201 10286 015 E010201 X 024 000200 N 028 A010200 74 028 A020200 113 028 A030200 0 028 A040200 1490 028 B010200 132 028 B020200 112 028 B030200 0 028 B040200 599 028 C010200 63 028 C020200 110 028 C030200 0 028 C040200 487 028 D010200 60 028 D020200 105 028 D030200 0 028 D040200 717 028 E010200 15 028 E020200 107 028 E030200 0 028 E040200 611 028 F010200 134 028 F020200 101 028 F030200 0 028 F040200 632 028 G010200 478 028 G020200 648 028 G030200 0 028 G040200 4536 028 H000200 687 029 000200 Y 030 A000200 27 030 B000200 4.75 030 C000200 1.00 031 A000200 3 031 B000200 0 032 000200 24 033 000200 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 89 044 000200 0 PAGE 11 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 300000 048 A020200 0.450 048 B010200 300000 048 B020200 0.420 048 C010200 400000 048 C020200 0.385 048 D010200 500000 048 D020200 0.350 048 E010200 500000 048 E020200 0.315 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 2000000 048 K020200 0.280 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 058 A000200 N 059 000200 Y 060 A000200 N 060 B000200 N 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 PAGE 12 062 N000200 0.0 062 O000200 95.6 062 P000200 0.0 062 Q000200 0.0 062 R000200 5.5 063 A000200 0 063 B000200 10.0 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 N 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 37838 PAGE 13 071 B000200 44144 071 C000200 43295 071 D000200 87 072 A000200 12 072 B000200 2623 072 C000200 41 072 D000200 0 072 E000200 0 072 F000200 202 072 G000200 90 072 H000200 0 072 I000200 76 072 J000200 8 072 K000200 0 072 L000200 19 072 M000200 11 072 N000200 4 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 7 072 S000200 18 072 T000200 89 072 U000200 0 072 V000200 0 072 W000200 19 072 X000200 543 072 Y000200 136 072 Z000200 2257 072AA000200 1169 072BB000200 0 072CC010200 0 072CC020200 1820 072DD010200 2257 072DD020200 0 072EE000200 0 073 A010200 0.5500 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 40121 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 2298 074 J000200 0 074 K000200 0 PAGE 14 074 L000200 796 074 M000200 6 074 N000200 43221 074 O000200 1000 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 246 074 S000200 0 074 T000200 41975 074 U010200 3800 074 U020200 0 074 V010200 11.05 074 V020200 0.00 074 W000200 0.0000 074 X000200 0 074 Y000200 0 075 A000200 0 075 B000200 44929 076 000200 0.00 008 A000501 HSBC ASSET MANAGEMENT AMERICAS INC. 008 B000501 A 008 C000501 801-25999 008 D010501 NEW YORK 008 D020501 NY 008 D030501 10177 008 A000502 INVESTMENT CONCEPTS, INC. 008 B000502 S 008 C000502 801-40188 008 D010502 TULSA 008 D020502 OK 008 D030502 74192 015 A000501 BANK OF NEW YORK 015 B000501 C 015 C010501 NEW YORK 015 C020501 NY 015 C030501 10286 015 E010501 X 024 000500 N 028 A010500 43297 028 A020500 0 028 A030500 0 028 A040500 88 028 B010500 855 028 B020500 0 028 B030500 0 028 B040500 55 028 C010500 479 028 C020500 0 PAGE 15 028 C030500 0 028 C040500 398 028 D010500 1014 028 D020500 0 028 D030500 0 028 D040500 422 028 E010500 1254 028 E020500 0 028 E030500 0 028 E040500 574 028 F010500 1993 028 F020500 0 028 F030500 0 028 F040500 1793 028 G010500 48892 028 G020500 0 028 G030500 0 028 G040500 3330 028 H000500 116 029 000500 Y 030 A000500 5 030 B000500 5.00 030 C000500 1.00 031 A000500 0 031 B000500 0 032 000500 5 033 000500 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 0 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 400000 048 A020500 0.700 048 B010500 400000 048 B020500 0.645 048 C010500 400000 048 C020500 0.590 048 D010500 400000 048 D020500 0.535 048 E010500 400000 048 E020500 0.480 PAGE 16 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 2000000 048 K020500 0.415 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 1000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 C000500 Y 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y PAGE 17 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 N 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 N 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 61599 071 B000500 16337 071 C000500 45723 071 D000500 36 072 A000500 12 072 B000500 86 072 C000500 270 072 D000500 0 072 E000500 0 072 F000500 362 072 G000500 99 072 H000500 0 072 I000500 29 072 J000500 11 072 K000500 0 072 L000500 17 PAGE 18 072 M000500 7 072 N000500 8 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 14 072 S000500 15 072 T000500 0 072 U000500 9 072 V000500 0 072 W000500 25 072 X000500 596 072 Y000500 58 072 Z000500 -182 072AA000500 902 072BB000500 0 072CC010500 907 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 421 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0900 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 72245 074 G000500 0 074 H000500 0 074 I000500 5297 074 J000500 0 074 K000500 0 074 L000500 32 074 M000500 10 074 N000500 77584 074 O000500 404 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 512 074 S000500 0 074 T000500 76668 074 U010500 4623 074 U020500 0 074 V010500 16.58 PAGE 19 074 V020500 0.00 074 W000500 0.0000 074 X000500 0 074 Y000500 0 075 A000500 0 075 B000500 51739 076 000500 0.00 008 A000601 HSBC ASSET MANAGEMENT AMERICAS INC. 008 B000601 A 008 C000601 801-25999 008 D010601 NEW YORK 008 D020601 NY 008 D030601 10177 015 A000601 BANK OF NEW YORK 015 B000601 C 015 C010601 NEW YORK 015 C020601 NY 015 C030601 10286 015 E010601 X 024 000600 N 028 A010600 12909 028 A020600 7 028 A030600 0 028 A040600 584 028 B010600 3271 028 B020600 7 028 B030600 0 028 B040600 169 028 C010600 2865 028 C020600 7 028 C030600 0 028 C040600 1238 028 D010600 502 028 D020600 7 028 D030600 0 028 D040600 1540 028 E010600 268 028 E020600 7 028 E030600 0 028 E040600 2405 028 F010600 96 028 F020600 5 028 F030600 0 028 F040600 3065 028 G010600 19911 028 G020600 40 028 G030600 0 028 G040600 9001 028 H000600 2 029 000600 Y 030 A000600 0 PAGE 20 030 B000600 4.75 030 C000600 1.00 031 A000600 0 031 B000600 0 032 000600 0 033 000600 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 4 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 400000 048 A020600 0.550 048 B010600 400000 048 B020600 0.505 048 C010600 400000 048 C020600 0.460 048 D010600 400000 048 D020600 0.415 048 E010600 400000 048 E020600 0.370 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 2000000 048 K020600 0.315 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 058 A000600 N 059 000600 Y PAGE 21 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 24.8 062 N000600 24.9 062 O000600 0.0 062 P000600 15.9 062 Q000600 0.0 062 R000600 0.3 063 A000600 0 063 B000600 15.4 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 N 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y PAGE 22 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 N 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 145959 071 B000600 166437 071 C000600 93536 071 D000600 156 072 A000600 12 072 B000600 6821 072 C000600 148 072 D000600 0 072 E000600 0 072 F000600 562 072 G000600 203 072 H000600 0 072 I000600 48 072 J000600 13 072 K000600 0 072 L000600 36 072 M000600 14 072 N000600 10 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 23 072 S000600 42 072 T000600 4 072 U000600 13 072 V000600 0 072 W000600 36 072 X000600 1004 072 Y000600 108 072 Z000600 6073 072AA000600 0 072BB000600 1449 072CC010600 0 072CC020600 2192 072DD010600 6075 072DD020600 0 PAGE 23 072EE000600 0 073 A010600 0.5900 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 1 074 B000600 0 074 C000600 0 074 D000600 68814 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 295 074 J000600 34972 074 K000600 0 074 L000600 1417 074 M000600 24 074 N000600 105523 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 648 074 S000600 0 074 T000600 104875 074 U010600 10609 074 U020600 0 074 V010600 9.89 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 074 Y000600 0 075 A000600 0 075 B000600 102189 076 000600 0.00 008 A000701 HSBC ASSET MANAGEMENT AMERICAS INC. 008 B000701 A 008 C000701 801-25999 008 D010701 NEW YORK 008 D020701 NY 008 D030701 10177 015 A000701 BANK OF NEW YORK 015 B000701 C 015 C010701 NEW YORK 015 C020701 NY 015 C030701 10286 015 E010701 X 024 000700 N PAGE 24 028 A010700 214 028 A020700 2 028 A030700 0 028 A040700 218 028 B010700 5 028 B020700 1 028 B030700 0 028 B040700 10 028 C010700 9 028 C020700 1 028 C030700 0 028 C040700 10 028 D010700 165 028 D020700 1 028 D030700 0 028 D040700 491 028 E010700 4 028 E020700 1 028 E030700 0 028 E040700 22 028 F010700 32 028 F020700 2 028 F030700 0 028 F040700 263 028 G010700 429 028 G020700 8 028 G030700 0 028 G040700 1014 028 H000700 9 029 000700 Y 030 A000700 0 030 B000700 2.00 030 C000700 0.25 031 A000700 0 031 B000700 0 032 000700 0 033 000700 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 0 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 PAGE 25 048 A010700 400000 048 A020700 0.550 048 B010700 400000 048 B020700 0.505 048 C010700 400000 048 C020700 0.460 048 D010700 400000 048 D020700 0.415 048 E010700 400000 048 E020700 0.370 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 2000000 048 K020700 0.315 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 1000 062 A000700 Y 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 53.8 062 N000700 19.2 062 O000700 0.0 062 P000700 23.3 062 Q000700 0.0 PAGE 26 062 R000700 2.4 063 A000700 0 063 B000700 2.6 064 A000700 N 064 B000700 N 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 N 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 6576 071 B000700 7627 071 C000700 9375 071 D000700 70 072 A000700 12 PAGE 27 072 B000700 640 072 C000700 19 072 D000700 0 072 E000700 0 072 F000700 56 072 G000700 20 072 H000700 0 072 I000700 20 072 J000700 5 072 K000700 0 072 L000700 7 072 M000700 3 072 N000700 5 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 16 072 S000700 3 072 T000700 0 072 U000700 11 072 V000700 0 072 W000700 10 072 X000700 156 072 Y000700 46 072 Z000700 549 072AA000700 0 072BB000700 109 072CC010700 0 072CC020700 135 072DD010700 551 072DD020700 0 072EE000700 0 073 A010700 0.5300 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 1 074 B000700 0 074 C000700 0 074 D000700 9071 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 223 074 J000700 0 074 K000700 0 074 L000700 185 074 M000700 13 074 N000700 9493 074 O000700 0 PAGE 28 074 P000700 0 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 74 074 S000700 0 074 T000700 9419 074 U010700 967 074 U020700 0 074 V010700 9.74 074 V020700 0.00 074 W000700 0.0000 074 X000700 0 074 Y000700 0 075 A000700 0 075 B000700 10108 076 000700 0.00 008 A000901 HSBC ASSET MANAGEMENT AMERICAS INC. 008 B000901 A 008 C000901 801-25999 008 D010901 NEW YORK 008 D020901 NY 008 D030901 10177 015 A000901 STATE STREET BANK 015 B000901 C 015 C010901 BOSTON 015 C020901 MA 015 C030901 02105 015 E040901 X 024 000900 Y 025 A000901 SANWA BANK 025 C000901 E 025 D000901 82 025 A000902 DELETE 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 2722 028 A020900 0 028 A030900 0 028 A040900 665 028 B010900 1202 028 B020900 0 028 B030900 0 028 B040900 311 028 C010900 650 PAGE 29 028 C020900 0 028 C030900 0 028 C040900 437 028 D010900 613 028 D020900 0 028 D030900 0 028 D040900 211 028 E010900 238 028 E020900 0 028 E030900 0 028 E040900 53 028 F010900 614 028 F020900 0 028 F030900 0 028 F040900 40 028 G010900 6039 028 G020900 0 028 G030900 0 028 G040900 1717 028 H000900 2 029 000900 Y 030 A000900 0 030 B000900 5.00 030 C000900 1.00 031 A000900 0 031 B000900 0 032 000900 0 033 000900 0 042 A000900 0 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 043 000900 0 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.900 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 PAGE 30 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N 051 000900 N 052 000900 N 053 A000900 Y 053 B000900 Y 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 1000 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 C000900 Y 067 000900 N 068 A000900 N 068 B000900 Y 069 000900 N 070 A010900 Y PAGE 31 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 N 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 N 070 N010900 N 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 N 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 N 070 R020900 N 071 A000900 16928 071 B000900 13123 071 C000900 16843 071 D000900 78 072 A000900 12 072 B000900 21 072 C000900 324 072 D000900 0 072 E000900 0 072 F000900 161 072 G000900 32 072 H000900 0 072 I000900 30 072 J000900 180 072 K000900 0 072 L000900 23 PAGE 32 072 M000900 11 072 N000900 3 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 22 072 S000900 19 072 T000900 0 072 U000900 12 072 V000900 0 072 W000900 23 072 X000900 516 072 Y000900 152 072 Z000900 -19 072AA000900 791 072BB000900 0 072CC010900 0 072CC020900 299 072DD010900 0 072DD020900 0 072EE000900 0 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 281 074 B000900 852 074 C000900 0 074 D000900 106 074 E000900 0 074 F000900 20151 074 G000900 0 074 H000900 0 074 I000900 0 074 J000900 59 074 K000900 0 074 L000900 113 074 M000900 22 074 N000900 21584 074 O000900 0 074 P000900 0 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 75 074 S000900 0 074 T000900 21509 074 U010900 1989 074 U020900 39 074 V010900 10.61 PAGE 33 074 V020900 10.60 074 W000900 0.0000 074 X000900 0 074 Y000900 0 075 A000900 0 075 B000900 17871 076 000900 0.00 SIGNATURE MILT EMERINE TITLE MANAGER FIN ADMIN EX-27 2
6 0000861106 HSBC MUTUAL FUNDS TRUST 05 HSBC SHORT-TERM U.S. GOVERNMENT FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 9322484 9294382 184494 13949 0 9492825 0 0 74217 74217 0 9969362 967143 1094435 7729 0 0 530381 (28102) 9418608 18929 640321 0 109979 549271 (108567) (135067) 305637 0 550659 0 0 66401 195354 1662 (1489201) 0 0 0 412697 55641 0 155887 10107858 9.97 .53 (.23) .53 0 0 9.74 1.09 0 0

EX-27 3
6 0000861106 HSBC MUTUAL FUNDS TRUST 06 HSBC FIXED INCOME FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 68869990 69108780 36389796 24066 0 105522642 0 0 647593 647593 0 107196988 10608588 9718065 10321 0 0 2571050 238790 104875049 147829 6820919 0 895642 6073106 (1449259) (2191530) 2432317 0 6074602 0 0 3608906 2726104 7721 4933004 0 0 0 1109914 562307 0 1003910 102188888 10.28 .59 (.39) .59 0 0 9.89 0.88 0 0

EX-27 4
6 0000861106 HSBC MUTUAL FUNDS TRUST 07 HSBC NEW YORK TAX-FREE BOND FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 40747267 42419219 796100 5569 0 43220888 1000000 0 246203 1246203 0 42213580 3799558 4538498 0 0 0 1910847 1671952 41974685 41281 2623122 0 407359 2257044 1168816 (1819652) 1606208 0 2257044 0 0 130184 983166 114042 (8702079) 0 0 0 3079663 202341 0 543568 44929443 11.17 .55 (.12) .55 0 0 11.05 0.91 0 0

EX-27 5
6 0000861106 HSBC MUTUAL FUNDS TRUST 08 HSBC SMALL CAP FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 68933154 77541712 32462 10232 0 77584406 404238 0 511819 916057 0 67889222 4623068 1800980 3313 0 167256 0 8608558 76668349 269472 86054 0 537481 (181955) 902064 907431 1627540 0 0 420802 0 3115471 296513 3130 50632657 0 0 0 314013 362401 0 595845 51739393 14.46 (.04) 2.25 0 .09 0 16.58 1.04 0 0

EX-27 6
6 0000861106 HSBC MUTUAL FUNDS TRUST 09 HSBC GROWTH & INCOME FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 129548737 149859221 191700 5639 0 150056560 0 0 9368821 9368821 0 119108016 8640285 4474227 39543 0 1229696 0 20310484 140687739 2474748 0 0 919259 1555489 9426589 6757934 17740012 0 1557713 8195067 0 5433181 1287720 20597 74625681 5770 0 0 6591 597585 0 1040487 108726822 14.77 .18 2.46 .18 .95 0 16.28 0.85 0 0

EX-27 7
6 0000861106 HSBC MUTUAL FUNDS TRUST 101 HSBC INTERNATIONAL EQUITY FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 19550871 21108560 172258 303158 0 21583976 0 0 74748 74748 0 20299302 38578 65937 0 6491 0 345289 1561706 21509228 324212 20983 0 364102 (18907) 492258 741037 1214388 0 0 0 0 788991 355941 0 5598834 0 0 0 776197 160919 0 516491 494327 9.97 (.02) .65 0 0 0 10.60 2.10 0 0 Service Class

EX-27 8
6 0000861106 HSBC MUTUAL FUNDS TRUST 102 HSBC INTERNATIONAL EQUITY FUND YEAR DEC-31-1996 JAN-01-1996 DEC-31-1996 19550871 21108560 172258 303158 0 21583976 0 0 74748 74748 0 20299302 1988504 1528095 0 6491 0 345289 1561706 21509228 324212 20983 0 364102 (18907) 492258 741037 1214388 0 0 0 0 788991 355941 0 5598834 0 0 0 776197 160919 0 516491 17376833 9.98 (.01) .64 0 0 0 10.61 2.04 0 0 Institutional Class

EX-99 9 [[1]]FINEDG:[18396.LTR]00002.PIP EDGAR only EDG: 27-FEB-1997 04:50 BLK: 00-000-0000 00:00 [[1]]BISYS FUND SERVICES A/R FUNDS/UIT R.R. Donnelley (614) 461-6464 EDITOR A2.7-3 [LETTERHEAD OF ERNST & YOUNG LLP APPEARS HERE] Board of Trustees HSBC Mutual Funds Trust In planning and performing our audit of the financial statements of HSBC Mutual Funds Trust (comprised of the Growth & Income Fund, New York Tax-Free Bond Fund, Small Cap Fund, Fixed Income Fund and Short-Term U.S. Government Fund) for the year ended December 31, 1996, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of HSBC Mutual Funds Trust is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 1996. This report is intended solely for the information and use of management and the Securities and Exchange Commission. /s/ Ernst & Young LLP ERNST & YOUNG LLP February 10, 1997 EX-99 10 [[1]]FINEDG:[18396.LTR]00001.PIP EDGAR only EDG: 27-FEB-1997 04:49 BLK: 00-000-0000 00:00 [[1]]BISYS FUND SERVICES A/R FUNDS/UIT R.R. Donnelley (614) 461-6464 EDITOR A2.7-3 *** [LETTERHEAD OF ERNST & YOUNG LLP APPEARS HERE] Board of Trustees HSBC Mutual Funds Trust In planning and performing our audit of the financial statements of HSBC International Equity Fund, a portfolio of HSBC Mutual Funds Trust, for the year ended December 31, 1996, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of HSBC Mutual Funds Trust is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 1996. This report is intended solely for the information and use of management and the Securities and Exchange Commission. /s/ Ernst & Young LLP ERNST & YOUNG LLP February 10, 1997 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~