-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AzgQKXOpaieAgybS8iQidVRQ02H/EJh2nkthPUdgGiF+9RSfk8CwqFHKKXn/uE3r fDHUhHWuyh9VUrpxRM8Ypg== 0000861106-95-000005.txt : 19960126 0000861106-95-000005.hdr.sgml : 19960126 ACCESSION NUMBER: 0000861106-95-000005 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951114 DATE AS OF CHANGE: 19960125 EFFECTIVENESS DATE: 19951208 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER MUTUAL FUNDS TRUST CENTRAL INDEX KEY: 0000861106 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-33734 FILM NUMBER: 95600295 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-06057 FILM NUMBER: 95600274 BUSINESS ADDRESS: STREET 1: 370 17TH STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036232577 MAIL ADDRESS: STREET 1: 370 17TH STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80202 485BPOS 1 MARINER MUTUAL FUNDS POST-EF. #16 As filed with the Securities and Exchange Commission on November 15, 1995 Registration No. 33-1312 Securities and Exchange Commission Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X Pre-Effective Amendment No. Post-Effective Amendment No. 16 X and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 18 X MARINER MUTUAL FUNDS TRUST 370 17th Street, Suite 2700 Denver, CO 80202 (800) 634-2536 STEVEN R. HOWARD, Secretary Baker & McKenzie 805 Third Avenue, 23rd Floor New York, NY 10022 Calculation of Registration Fee: Proposed Proposed Amount Maximum Maximum Amount of Title of Securities Being Offering Price Aggregate Registration Being Registered Registered* Per Unit*** Offering Price** Fee Total Return Equity Fund 609,626 $15.77 $9,613,802 $22.00 New York Tax-Free Bond Fund 576,453 $11.53 $6,646,503 $15.21 European Equity Index Fund 2,001,428 12.54**** 25,097,907 57.44 North American Fund (59,655) 9.83**** (586,409) --- Small Cap Fund (606,063) 17.32 (10,497,011) --- Fixed Income Fund (83,566) 10.62 (887,471) --- Short-Term Fixed Income Fund 231,067 10.11 2,336,087 5.35 U.S. Government Securities Fund (42,324) 10.38 (439,323) -- International Equity Fund (1,760,552) 9.70 (17,077,354) -- __________ ___________ _____ Total 866,414 $14,206,731 $100.00 __________ ___________ _____ __________ ___________ _____ * Registrant continues its election to register an indefinite number of shares of beneficial interest pursuant to rule 24f-2 under the Investment Company Act of 1940. ** The calculation of the maximum aggregate offering price is made pursuant to rule 24e-2(a) under the Investment Company Act of 1940 and is based on the following: the total amount of securities redeemed or repurchased of the Registrant's series indicated above during the fiscal year ended December 31, 1994 was 1,078,661 securities of the Total Return Equity Fund; 1,469,467 securities of the New York Tax-Free Bond Fund; 2,026,052 securities of the European Equity Index Fund; 71,343 securities of the North America Fund; 217,556 securities of the Small Cap Fund; 1,449,568 securities of the Fixed Income Fund; 638,947 of the Short-Term Fixed Income Fund; 173,394 securities of the U.S. Government Securities Fund and 159,180 securities of the International Equity Fund. *** Unless otherwise indicated, amount represents the maximum offering price per unit as of November 6, 1995. **** Maximum offering price per unit on the last day of fund's operations. It is proposed that this filing will become effective (check appropriate box): X immediately upon filing pursuant to paragraph (b); on (date) pursuant to paragraph (b); 60 days after filing pursuant to paragraph (a); on (date) pursuant to paragraph (a) of rule 485. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated. Signature Title Date W. Robert Alexander President November 15, 1995 Mark A. Pougnet Vice President and Treasurer (Principal Financial and November 15, 1995 Accounting Officer) Wolfe J. Frankl* Trustee November 15, 1995 John P. Pfann* Trustee and Chairman November 15, 1995 Robert A. Robinson* Trustee November 15, 1995 *Pursuant to Power of Attorney previously filed. -----END PRIVACY-ENHANCED MESSAGE-----