0001140361-11-033748.txt : 20110621
0001140361-11-033748.hdr.sgml : 20110621
20110621181705
ACCESSION NUMBER: 0001140361-11-033748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110617
FILED AS OF DATE: 20110621
DATE AS OF CHANGE: 20110621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BONDERMAN DAVID
CENTRAL INDEX KEY: 0000860866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00854
FILM NUMBER: 11924478
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPG Specialty Lending, Inc.
CENTRAL INDEX KEY: 0001508655
IRS NUMBER: 273380000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 COMMERCE STREET, SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-871-4000
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET, SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COULTER JAMES G
CENTRAL INDEX KEY: 0001099776
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00854
FILM NUMBER: 11924477
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tarrant Capital Advisors, Inc.
CENTRAL INDEX KEY: 0001418850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00854
FILM NUMBER: 11924479
BUSINESS ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-871-4000
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
4
1
doc1.xml
FORM 4
X0303
4
2011-06-17
0
0001508655
TPG Specialty Lending, Inc.
N/A
0001418850
Tarrant Capital Advisors, Inc.
C/O TPG CAPITAL, L.P.
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
0
0
0
1
Former 10% Owner (5)
0000860866
BONDERMAN DAVID
TPG ADVISORS III, INC.
C/O TPG CAPITAL, L.P.
FORT WORTH
TX
76102
0
0
0
1
Former 10% Owner
0001099776
COULTER JAMES G
C/O TPG CAPITAL, L.P.
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
0
0
0
1
Former 10% Owner
Common Stock
2011-06-17
4
S
0
999
1
D
1
I
See Explanation of Responses
Common Stock
2011-06-17
4
P
0
2078.6
1000
A
2079.6
I
See Explanation of Responses
Pursuant to the Agreement to Tender, dated as of March 13, 2011, between the TPG Specialty Lending, Inc. (the "Issuer") and Tarrant Advisors, Inc., a Texas corporation ("Tarrant"), the Issuer purchased 999 shares of Common Stock of the Issuer from Tarrant for $999.
Subsequent to the redemption, pursuant to a subscription agreement by and between TSL Advisers, LLC, a Delaware limited liability company ("TSL Advisers") and the Issuer, TSL Advisers acquired 2,868 shares of Common Stock of the Issuer, of which 2,078.6 shares are indirectly beneficially owned by Tarrant.
David Bonderman and James G. Coulter are directors, officers, and the sole stockholders of Tarrant Capital Advisors, Inc. ("Tarrant Capital"). Tarrant Capital is the sole stockholder of Tarrant which beneficially owns 2,079.6 shares of Common Stock reported herein. Because of the relationship of Messrs. Bonderman and Coulter and Tarrant Capital (together, the "Reporting Persons") to Tarrant, the Reporting Persons may be deemed to beneficially own the share directly owned by Tarrant. Messrs. Bonderman and Coulter disclaim beneficial ownership of this share except to the extent of their pecuniary interest therein.
Messrs. Bonderman and Coutler are also directors, officers and sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. ("Group Holdings"). Group Holdings is the general partner of TPG Group Holdings (SBS), L.P., a Delaware limited partnership, which is the sole member of TPG Holdings II-A, LLC, a Delaware limited liability company, which is the general partner of TPG Holdings II, L.P., a Delaware limited partnership, which is the managing member of TSL Advisers, which beneficially owns 2,868 of the shares of Common Stock of the Issuer, including the 2,078.6 shares of Common Stock of the Issuer reported herein. Because of Messrs. Bonderman and Coulter's relationship to TSL Advisers, they may be deemed to beneficially own the shares directly owned by TSL Advisers. Messrs. Bonderman and Coulter disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.
On June 17, 2011, the Issuer delivered a capital drawdown notice to its investors relating to the sale of 35,000 shares of Common Stock. Following the closing of this sale, none of Group Holdings, Tarrant Capital, Mr. Bonderman or Mr. Coulter will beneficially own more than 10% of the Common Stock of the Issuer.
(6) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.
(7) Ronald Cami is signing on behalf of each of Messrs. Bonderman and Coulter pursuant to the authorization and designation letters dated July 1, 2010 which were previously filed with the Securities and Exchange Commission as an exhibit to a Form 3 filed by Messrs. Bonderman and Coulter on July 26, 2010 (SEC File No. 001-11238).
/s/ Ronald Cami, Vice President of Tarrant Capital Advisors, Inc.
2011-06-21
/s/ Ronald Cami, on behalf of David Bonderman (7)
2011-06-21
/s/ Ronald Cami, on behalf of James G.Coulter (7)
2011-06-21