0001174947-18-000020.txt : 20180110
0001174947-18-000020.hdr.sgml : 20180110
20180110111908
ACCESSION NUMBER: 0001174947-18-000020
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180110
DATE AS OF CHANGE: 20180110
EFFECTIVENESS DATE: 20180110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC
CENTRAL INDEX KEY: 0000860862
IRS NUMBER: 133328961
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02669
FILM NUMBER: 18520759
BUSINESS ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3400
MAIL ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL
DATE OF NAME CHANGE: 19950216
13F-HR
1
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13F-HR
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false
false
0000860862
XXXXXXXX
12-31-2017
12-31-2017
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TRAIN BABCOCK ADVISORS LLC
757 3rd Ave
New York
NY
10017
13F HOLDINGS REPORT
028-02669
N
Henry D. Babcock
Managing Director
212-451-3407
/s/ Henry D. Babcock
New York
NY
01-10-2018
0
185
227033
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
486
2065
SH
SOLE
652
0
1413
ABBVIE INC
COM
00287Y109
617
6385
SH
SOLE
2385
0
4000
ABBVIE INC
COM
00287Y109
87
900
SH
OTR
0
0
900
ACCENTURE PLC
COM
G1151C101
7806
50988
SH
SOLE
14218
0
36770
ACCENTURE PLC
COM
G1151C101
306
2000
SH
OTR
0
0
2000
AETNA INC NEW
COM
00817Y108
640
3550
SH
SOLE
3500
0
50
ALIBABA GROUP HLDG LTD
COM
01609W102
4250
24647
SH
SOLE
4792
0
19855
ALIBABA GROUP HLDG LTD
COM
01609W102
17
100
SH
DFND
0
0
100
ALIBABA GROUP HLDG LTD
COM
01609W102
121
700
SH
OTR
0
0
700
ALPHABET INC CLASS A
COM
02079K305
4004
3801
SH
SOLE
792
0
3009
ALPHABET INC CLASS A
COM
02079K305
211
200
SH
OTR
0
0
200
ALPHABET INC CLASS C
COM
02079K107
6014
5747
SH
SOLE
1442
0
4305
ALPHABET INC CLASS C
COM
02079K107
94
90
SH
DFND
0
0
90
ALPHABET INC CLASS C
COM
02079K107
225
215
SH
OTR
0
0
215
ALTRIA GROUP INC
COM
02209S103
318
4448
SH
SOLE
0
0
4448
AMETEK INC NEW
COM
031100100
225
3100
SH
SOLE
3100
0
0
APPLE INC
COM
037833100
13692
80906
SH
SOLE
14601
0
66305
APPLE INC
COM
037833100
64
380
SH
DFND
0
0
380
APPLE INC
COM
037833100
326
1925
SH
OTR
0
0
1925
AVERY DENNISON CORP
COM
053611109
454
3950
SH
SOLE
3950
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
737
3147
SH
SOLE
260
0
2887
BAIDU INC ADR F SPONSORED ADR
COM
056752108
8
35
SH
DFND
0
0
35
BAIDU INC ADR F SPONSORED ADR
COM
056752108
94
400
SH
OTR
0
0
400
BANK OF AMERICA CORP
COM
060505104
1244
42135
SH
SOLE
6450
0
35685
BANK OF AMERICA CORP
COM
060505104
24
804
SH
DFND
0
0
804
BANK OF AMERICA CORP
COM
060505104
74
2500
SH
OTR
0
0
2500
BERKSHIRE HATHAWAY INC CL B
COM
084670702
3555
17934
SH
SOLE
805
0
17129
BRISTOL-MYERS SQUIBB CO
COM
110122108
215
3502
SH
SOLE
2402
0
1100
CENTENE CORP
COM
15135B101
3148
31204
SH
SOLE
6027
0
25177
CENTENE CORP
COM
15135B101
41
410
SH
DFND
0
0
410
CENTENE CORP
COM
15135B101
456
4525
SH
OTR
0
0
4525
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
5673
54747
SH
SOLE
20587
0
34160
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
50
480
SH
DFND
0
0
480
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
176
1700
SH
OTR
0
0
1700
CHEVRON CORPORATION
COM
166764100
223
1778
SH
SOLE
883
0
895
COCA COLA CO
COM
191216100
372
8100
SH
SOLE
2000
0
6100
COCA COLA CO
COM
191216100
41
900
SH
OTR
0
0
900
COMCAST CORP NEW CL A
COM
20030N101
202
5036
SH
SOLE
5036
0
0
CORNING INC
COM
219350105
3194
99856
SH
SOLE
19585
0
80271
CORNING INC
COM
219350105
18
550
SH
DFND
0
0
550
CORNING INC
COM
219350105
112
3500
SH
OTR
0
0
3500
CVS CAREMARK CORP
COM
126650100
737
10164
SH
SOLE
4730
0
5434
CVS CAREMARK CORP
COM
126650100
18
250
SH
OTR
0
0
250
DANAHER CORP DEL
COM
235851102
2159
23256
SH
SOLE
3597
0
19659
DANAHER CORP DEL
COM
235851102
93
1000
SH
OTR
0
0
1000
DOLLAR TREE INC
COM
256746108
215
2000
SH
SOLE
0
0
2000
DUNKIN' BRANDS GROUP INC.
COM
265504100
3003
46585
SH
SOLE
10960
0
35625
DUNKIN' BRANDS GROUP INC.
COM
265504100
31
475
SH
DFND
0
0
475
DUNKIN' BRANDS GROUP INC.
COM
265504100
129
2000
SH
OTR
0
0
2000
EMCOR GROUP INC.
COM
29084Q100
3106
37990
SH
SOLE
7625
0
30365
EMCOR GROUP INC.
COM
29084Q100
51
625
SH
DFND
0
0
625
EMCOR GROUP INC.
COM
29084Q100
204
2500
SH
OTR
0
0
2500
EXXON MOBIL CORP
COM
30231G102
2970
35505
SH
SOLE
12530
0
22975
EXXON MOBIL CORP
COM
30231G102
27
325
SH
DFND
0
100
225
EXXON MOBIL CORP
COM
30231G102
276
3299
SH
OTR
0
0
3299
FACEBOOK INC CLASS A
COM
30303m102
3798
21521
SH
SOLE
4890
0
16631
FACEBOOK INC CLASS A
COM
30303m102
35
200
SH
DFND
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200
FACEBOOK INC CLASS A
COM
30303m102
150
850
SH
OTR
0
0
850
FEDEX CORPORATION
COM
31428x106
3728
14940
SH
SOLE
3499
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11441
FEDEX CORPORATION
COM
31428x106
56
225
SH
DFND
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225
FEDEX CORPORATION
COM
31428x106
150
600
SH
OTR
0
0
600
FIFTH THIRD BANCORP
COM
316773100
1860
61310
SH
SOLE
19335
0
41975
FIFTH THIRD BANCORP
COM
316773100
14
450
SH
DFND
0
0
450
FIFTH THIRD BANCORP
COM
316773100
68
2250
SH
OTR
0
0
2250
FORTIVE CORPORATION
COM
34959J108
827
11432
SH
SOLE
1793
0
9639
FORTIVE CORPORATION
COM
34959J108
36
500
SH
OTR
0
0
500
GALLAGHER ARTHUR J AND CO
COM
363576109
4345
68658
SH
SOLE
14253
0
54405
GALLAGHER ARTHUR J AND CO
COM
363576109
60
950
SH
DFND
0
0
950
GALLAGHER ARTHUR J AND CO
COM
363576109
101
1600
SH
OTR
0
0
1600
HALLIBURTON CO
COM
406216101
2204
45100
SH
SOLE
9805
0
35295
HALLIBURTON CO
COM
406216101
22
440
SH
DFND
0
0
440
HOME DEPOT INC
COM
437076102
668
3523
SH
SOLE
2658
0
865
HONEYWELL INTL INC
COM
438516106
276
1800
SH
SOLE
600
0
1200
HUBBELL INC CLASS B
COM
443510201
338
2500
SH
SOLE
2500
0
0
IBM CORP
COM
459200101
275
1793
SH
SOLE
793
0
1000
INTEL CORP
COM
458140100
294
6375
SH
SOLE
6075
0
300
INTEL CORP
COM
458140100
37
800
SH
OTR
0
0
800
JOHNSON AND JOHNSON CO
COM
478160104
2486
17791
SH
SOLE
6216
0
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JOHNSON AND JOHNSON CO
COM
478160104
118
845
SH
OTR
0
0
845
KRAFT HEINZ COMPANY
COM
500754106
211
2709
SH
SOLE
0
0
2709
LOWES COMPANIES INC
COM
548661107
265
2850
SH
SOLE
0
0
2850
M AND T BANK CORP
COM
55261F104
1034
6050
SH
SOLE
6050
0
0
MASCO CORP
COM
574599106
6056
137825
SH
SOLE
28165
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MASCO CORP
COM
574599106
46
1040
SH
DFND
0
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1040
MASCO CORP
COM
574599106
176
4000
SH
OTR
0
0
4000
MCCORMICK AND CO INC NON VTG
COM
579780206
204
2000
SH
SOLE
2000
0
0
MCDONALDS CORP
COM
580135101
146
850
SH
SOLE
150
0
700
MCDONALDS CORP
COM
580135101
10
60
SH
DFND
0
0
60
MCDONALDS CORP
COM
580135101
86
500
SH
OTR
0
0
500
MERCK AND CO INC
COM
58933Y105
603
10710
SH
SOLE
3700
0
7010
MERCK AND CO INC
COM
58933Y105
6
100
SH
DFND
0
0
100
MICROSOFT CORP
COM
594918104
200
2335
SH
SOLE
100
0
2235
MICROSOFT CORP
COM
594918104
39
450
SH
DFND
0
0
450
MONDELEZ INTERNATIONAL INC
COM
609207105
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57996
SH
SOLE
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0
44458
MONDELEZ INTERNATIONAL INC
COM
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44
1032
SH
DFND
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COM
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2300
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OTR
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COM
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MORGAN STANLEY
COM
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51
980
SH
DFND
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0
980
MORGAN STANLEY
COM
617446448
105
2000
SH
OTR
0
0
2000
NIKE INC CLASS B
COM
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5568
89016
SH
SOLE
17346
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71670
NIKE INC CLASS B
COM
654106103
60
956
SH
DFND
0
0
956
NIKE INC CLASS B
COM
654106103
206
3300
SH
OTR
0
0
3300
PAYCHEX INC
COM
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1233
18108
SH
SOLE
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PAYCHEX INC
COM
704326107
340
5000
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OTR
0
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5000
PAYPAL HOLDINGS, INC
COM
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392
5330
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SOLE
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COM
717081103
302
8350
SH
SOLE
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100
PFIZER INCORPORATED
COM
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326
SH
DFND
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326
PFIZER INCORPORATED
COM
717081103
14
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OTR
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400
PHILIP MORRIS INTERNATIONAL IN
COM
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3878
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3028
PINNACLE FOODS INC
COM
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PINNACLE FOODS INC
COM
72348P104
196
3300
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3300
PROCTER AND GAMBLE CO
COM
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PROCTER AND GAMBLE CO
COM
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28
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300
PROCTER AND GAMBLE CO
COM
742718109
322
3500
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3500
ROYAL DUTCH PLC ADR
COM
780259206
434
6500
SH
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200
0
6300
ROYCE VALUE TRUST, INC.
COM
780910105
162
10000
SH
SOLE
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10000
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COM
806857108
2293
34027
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22549
SCHLUMBERGER LTD
COM
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101
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SCHLUMBERGER LTD
COM
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100
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100
STATE STREET CORP
COM
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STATE STREET CORP
COM
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COM
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COM
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COM
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COM
91324P102
276
1250
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VANTIV INC
COM
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COM
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COM
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COM
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COM
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COM
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VISA INC CL A CLASS A
COM
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COM
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VISA INC CL A CLASS A
COM
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SH
OTR
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1200
WABTEC CORP.
COM
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WABTEC CORP.
COM
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COM
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163
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2000
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COM
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COM
254687106
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278
SH
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0
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278
ZOETIS INC.
COM
98978V103
4861
67470
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12775
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54695
ZOETIS INC.
COM
98978V103
79
1100
SH
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0
0
1100
ZOETIS INC.
COM
98978V103
144
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0
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2000
ZTO EXPRESS (CAYMAN) INC - ADR
COM
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ZTO EXPRESS (CAYMAN) INC - ADR
COM
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ETF
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SOLE
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ALERIAN MLP ETF
ETF
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38
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SH
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3525
ENERGY SELECT SECTOR ETF
ETF
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9000
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SOLE
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0
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ETF
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912
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SOLE
8300
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ETF
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ETF
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ETF
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ETF
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4220
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
1820
12312
SH
SOLE
0
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
90
610
SH
DFND
600
0
10
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
3196
50168
SH
SOLE
35587
0
14581
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
104
1630
SH
DFND
1150
0
480
WISDOMTREE TRUST EMERGING SMAL
ETF
97717W281
1611
30895
SH
SOLE
30595
0
300