Managing Director

0001174947-17-001149.txt : 20170804 0001174947-17-001149.hdr.sgml : 20170804 20170804091826 ACCESSION NUMBER: 0001174947-17-001149 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 EFFECTIVENESS DATE: 20170804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 171007059 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 06-30-2017 06-30-2017 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N Pamela Raviol Managing Director 212-451-3402 /s/ Pamela Raviol New York NY 08-04-2017 0 222 229997 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 430 2065 SH SOLE 652 0 1413 ABBVIE INC COM 00287Y109 650 8965 SH SOLE 2520 50 6395 ABBVIE INC COM 00287Y109 105 1450 SH OTR 0 0 1450 ACCENTURE PLC COM G1151C101 6787 54877 SH SOLE 14866 30 39981 ACCENTURE PLC COM G1151C101 247 2000 SH OTR 0 0 2000 AETNA INC NEW COM 00817Y108 539 3550 SH SOLE 3500 0 50 ALIBABA GROUP HLDG LTD COM 01609W102 3895 27647 SH SOLE 5207 0 22440 ALIBABA GROUP HLDG LTD COM 01609W102 14 100 SH DFND 0 0 100 ALIBABA GROUP HLDG LTD COM 01609W102 99 700 SH OTR 0 0 700 ALPHABET INC CLASS A COM 02079K305 4451 4788 SH SOLE 1100 5 3683 ALPHABET INC CLASS A COM 02079K305 186 200 SH OTR 0 0 200 ALPHABET INC CLASS C COM 02079K107 5959 6557 SH SOLE 1619 5 4933 ALPHABET INC CLASS C COM 02079K107 82 90 SH DFND 0 0 90 ALPHABET INC CLASS C COM 02079K107 195 215 SH OTR 0 0 215 ALTRIA GROUP INC COM 02209S103 332 4463 SH SOLE 0 0 4463 ALTRIA GROUP INC COM 02209S103 168 2250 SH OTR 0 0 2250 AMAZON.COM, INC. 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