0001174947-16-002016.txt : 20160203
0001174947-16-002016.hdr.sgml : 20160203
20160203112952
ACCESSION NUMBER: 0001174947-16-002016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
EFFECTIVENESS DATE: 20160203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC
CENTRAL INDEX KEY: 0000860862
IRS NUMBER: 133328961
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02669
FILM NUMBER: 161383736
BUSINESS ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3400
MAIL ADDRESS:
STREET 1: 757 3RD AVE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL
DATE OF NAME CHANGE: 19950216
13F-HR
1
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13F-HR
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false
false
false
0000860862
XXXXXXXX
12-31-2015
12-31-2015
false
TRAIN BABCOCK ADVISORS LLC
757 3rd Ave
New York
NY
10017
13F HOLDINGS REPORT
028-02669
N
John H. Rogicki
Chief Compliance Officer
212-451-3435
/s/ John H. Rogicki
New York
NY
02-03-2015
0
246
261710
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1216
8072
SH
SOLE
8072
0
0
ABBOTT LABORATORIES
COM
002824100
480
10695
SH
SOLE
10695
0
0
ABBOTT LABORATORIES
COM
002824100
9
200
SH
DFND
0
200
0
ABBOTT LABORATORIES
COM
002824100
65
1450
SH
OTR
0
0
1450
ABBVIE INC
COM
00287Y109
639
10780
SH
SOLE
10780
0
0
ABBVIE INC
COM
00287Y109
12
200
SH
DFND
0
200
0
ABBVIE INC
COM
00287Y109
86
1450
SH
OTR
0
0
1450
ACCENTURE PLC
COM
G1151C101
7553
72273
SH
SOLE
72273
0
0
ACCENTURE PLC
COM
G1151C101
209
2000
SH
OTR
2000
0
0
AETNA INC NEW
COM
00817Y108
649
6000
SH
SOLE
6000
0
0
ALIBABA GROUP HLDG LTD
COM
01609W102
4441
54640
SH
SOLE
54440
200
0
ALIBABA GROUP HLDG LTD
COM
01609W102
26
325
SH
DFND
150
175
0
ALIBABA GROUP HLDG LTD
COM
01609W102
81
1000
SH
OTR
1000
0
0
ALPHABET INC CLASS A
COM
02079K305
4359
5603
SH
SOLE
5603
0
0
ALPHABET INC CLASS A
COM
02079K305
16
20
SH
DFND
0
20
0
ALPHABET INC CLASS A
COM
02079K305
156
200
SH
OTR
200
0
0
ALPHABET INC CLASS C
COM
02079K107
5561
7328
SH
SOLE
7298
30
0
ALPHABET INC CLASS C
COM
02079K107
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100
SH
DFND
80
20
0
ALPHABET INC CLASS C
COM
02079K107
163
215
SH
OTR
215
0
0
ALTRIA GROUP INC
COM
02209S103
632
10859
SH
SOLE
10859
0
0
ALTRIA GROUP INC
COM
02209S103
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2250
SH
OTR
0
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2250
AMERICAN EXPRESS COMPANY
COM
025816109
87
1250
SH
SOLE
1250
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
181
2600
SH
OTR
0
0
2600
AMETEK INC NEW
COM
031100100
322
6000
SH
SOLE
6000
0
0
APPLE INC
COM
037833100
10685
101514
SH
SOLE
100514
1000
0
APPLE INC
COM
037833100
44
420
SH
DFND
350
70
0
APPLE INC
COM
037833100
434
4125
SH
OTR
1925
0
2200
AVERY DENNISON CORP
COM
053611109
301
4800
SH
SOLE
4800
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
1096
5800
SH
SOLE
5800
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
14
75
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DFND
75
0
0
BAIDU INC ADR F SPONSORED ADR
COM
056752108
76
400
SH
OTR
400
0
0
BANK OF AMERICA CORP
COM
060505104
1627
96695
SH
SOLE
96695
0
0
BANK OF AMERICA CORP
COM
060505104
17
1000
SH
DFND
1000
0
0
BANK OF AMERICA CORP
COM
060505104
84
5000
SH
OTR
5000
0
0
BERKSHIRE HATHAWAY INC CL B
COM
084670702
2987
22624
SH
SOLE
22624
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
605
8798
SH
SOLE
8798
0
0
CATERPILLAR INC
COM
149123101
328
4825
SH
SOLE
4825
0
0
CELGENE CORP
COM
151020104
234
1953
SH
SOLE
1953
0
0
CENTENE CORP
COM
15135B101
8155
123916
SH
SOLE
123916
0
0
CENTENE CORP
COM
15135B101
86
1300
SH
DFND
1000
300
0
CENTENE CORP
COM
15135B101
342
5200
SH
OTR
5200
0
0
CERNER CORPORATION
COM
156782104
2388
39695
SH
SOLE
39695
0
0
CERNER CORPORATION
COM
156782104
42
700
SH
DFND
600
100
0
CERNER CORPORATION
COM
156782104
72
1200
SH
OTR
1200
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
5326
65443
SH
SOLE
65443
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
8
100
SH
DFND
0
100
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
122
1500
SH
OTR
1500
0
0
CHEVRON CORPORATION
COM
166764100
749
8330
SH
SOLE
8155
175
0
COCA COLA CO
COM
191216100
500
11650
SH
SOLE
11650
0
0
COCA COLA CO
COM
191216100
39
900
SH
OTR
900
0
0
COLGATE PALMOLIVE CO
COM
194162103
165
2475
SH
SOLE
2475
0
0
COLGATE PALMOLIVE CO
COM
194162103
107
1600
SH
OTR
0
0
1600
COMCAST CORP NEW CL A
COM
20030N101
142
2518
SH
SOLE
2518
0
0
COMCAST CORP NEW CL A
COM
20030N101
102
1800
SH
OTR
0
0
1800
CORNING INC
COM
219350105
6277
343380
SH
SOLE
343380
0
0
CORNING INC
COM
219350105
23
1250
SH
DFND
550
700
0
CORNING INC
COM
219350105
137
7500
SH
OTR
7500
0
0
COSTCO WHOLESALE CORP
COM
22160K105
150
927
SH
SOLE
927
0
0
COSTCO WHOLESALE CORP
COM
22160K105
141
875
SH
OTR
0
0
875
CSX CORP
COM
126408103
2780
107110
SH
SOLE
107110
0
0
CSX CORP
COM
126408103
18
700
SH
DFND
700
0
0
CSX CORP
COM
126408103
13
500
SH
OTR
500
0
0
CVS CAREMARK CORP
COM
126650100
2193
22431
SH
SOLE
22431
0
0
CVS CAREMARK CORP
COM
126650100
39
400
SH
DFND
0
400
0
CVS CAREMARK CORP
COM
126650100
24
250
SH
OTR
250
0
0
DANAHER CORP DEL
COM
235851102
2800
30149
SH
SOLE
30149
0
0
DANAHER CORP DEL
COM
235851102
93
1000
SH
OTR
1000
0
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
1343
50319
SH
SOLE
50319
0
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
19
700
SH
DFND
600
100
0
DISCOVERY COMMUN SER A SERIES
COM
25470f104
43
1600
SH
OTR
1600
0
0
DOVER CORP
COM
260003108
3555
57987
SH
SOLE
57987
0
0
DOVER CORP
COM
260003108
20
325
SH
DFND
225
100
0
DOVER CORP
COM
260003108
288
4700
SH
OTR
2000
0
2700
DUNKIN' BRANDS GROUP INC.
COM
265504100
2786
65417
SH
SOLE
65017
400
0
DUNKIN' BRANDS GROUP INC.
COM
265504100
22
525
SH
DFND
375
150
0
DUNKIN' BRANDS GROUP INC.
COM
265504100
85
2000
SH
OTR
2000
0
0
EMERSON ELECTRIC CO.
COM
291011104
268
5600
SH
SOLE
5600
0
0
ENVISION HEALTHCARE HOLDINGS I
COM
29413U103
440
16940
SH
SOLE
16390
550
0
ENVISION HEALTHCARE HOLDINGS I
COM
29413U103
30
1150
SH
DFND
950
200
0
ENVISION HEALTHCARE HOLDINGS I
COM
29413U103
13
500
SH
OTR
500
0
0
EQUIFAX INC
COM
294429105
4304
38645
SH
SOLE
38420
225
0
EQUIFAX INC
COM
294429105
31
275
SH
DFND
200
75
0
EQUIFAX INC
COM
294429105
134
1200
SH
OTR
1200
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
3348
38306
SH
SOLE
38306
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
9
100
SH
DFND
0
100
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
109
1250
SH
OTR
1250
0
0
EXXON MOBIL CORP
COM
30231G102
5364
68815
SH
SOLE
68815
0
0
EXXON MOBIL CORP
COM
30231G102
8
100
SH
DFND
0
100
0
EXXON MOBIL CORP
COM
30231G102
257
3299
SH
OTR
3299
0
0
FACEBOOK INC CLASS A
COM
30303m102
255
2441
SH
SOLE
2441
0
0
FEDEX CORPORATION
COM
31428x106
2999
20131
SH
SOLE
20131
0
0
FEDEX CORPORATION
COM
31428x106
41
275
SH
DFND
225
50
0
FEDEX CORPORATION
COM
31428x106
89
600
SH
OTR
600
0
0
FIFTH THIRD BANCORP
COM
316773100
3023
150420
SH
SOLE
150420
0
0
FIFTH THIRD BANCORP
COM
316773100
25
1225
SH
DFND
900
325
0
FIFTH THIRD BANCORP
COM
316773100
90
4500
SH
OTR
4500
0
0
FLOWSERVE CORPORATION
COM
34354P105
1298
30835
SH
SOLE
30835
0
0
FORTINET INC
COM
34959e109
2164
69415
SH
SOLE
69415
0
0
FORTINET INC
COM
34959e109
125
4000
SH
OTR
4000
0
0
GALLAGHER ARTHUR J AND CO
COM
363576109
3571
87237
SH
SOLE
87237
0
0
GALLAGHER ARTHUR J AND CO
COM
363576109
49
1200
SH
DFND
950
250
0
GALLAGHER ARTHUR J AND CO
COM
363576109
66
1600
SH
OTR
1600
0
0
HALLIBURTON CO
COM
406216101
1723
50625
SH
SOLE
49975
650
0
HALLIBURTON CO
COM
406216101
4
130
SH
DFND
0
130
0
HANESBRANDS, INC.
COM
410345102
4755
161585
SH
SOLE
161585
0
0
HANESBRANDS, INC.
COM
410345102
62
2100
SH
DFND
1600
500
0
HANESBRANDS, INC.
COM
410345102
88
3000
SH
OTR
3000
0
0
HOME DEPOT INC
COM
437076102
468
3537
SH
SOLE
3537
0
0
HOME DEPOT INC
COM
437076102
198
1500
SH
OTR
0
0
1500
HUBBELL INC CLASS B
COM
443510201
404
4000
SH
SOLE
4000
0
0
IBM CORP
COM
459200101
1208
8779
SH
SOLE
8779
0
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IBM CORP
COM
459200101
76
550
SH
OTR
0
0
550
INTEL CORP
COM
458140100
419
12160
SH
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12160
0
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INTEL CORP
COM
458140100
114
3300
SH
OTR
800
0
2500
J P MORGAN CHASE AND CO
COM
46625H100
129
1950
SH
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1950
0
0
J P MORGAN CHASE AND CO
COM
46625H100
86
1300
SH
OTR
0
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1300
JOHNSON AND JOHNSON CO
COM
478160104
2977
28977
SH
SOLE
28977
0
0
JOHNSON AND JOHNSON CO
COM
478160104
345
3359
SH
OTR
959
0
2400
JONES LANG LASALLE INC
COM
48020Q107
3303
20660
SH
SOLE
20660
0
0
JONES LANG LASALLE INC
COM
48020Q107
7
45
SH
DFND
0
45
0
JONES LANG LASALLE INC
COM
48020Q107
104
650
SH
OTR
650
0
0
KINDER MORGAN INC
COM
49456B101
667
44691
SH
SOLE
44041
650
0
KINDER MORGAN INC
COM
49456B101
8
550
SH
DFND
350
200
0
KRAFT HEINZ COMPANY
COM
500754106
324
4455
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4455
0
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KRAFT HEINZ COMPANY
COM
500754106
86
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OTR
0
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1176
LABORATORY CORP AMER HLDGS COM
COM
50540R409
201
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SH
SOLE
1625
0
0
LABORATORY CORP AMER HLDGS COM
COM
50540R409
12
100
SH
DFND
0
100
0
M AND T BANK CORP
COM
55261F104
794
6550
SH
SOLE
6550
0
0
MCDONALDS CORP
COM
580135101
471
3985
SH
SOLE
3985
0
0
MCDONALDS CORP
COM
580135101
59
500
SH
OTR
500
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0
MERCK AND CO INC
COM
58933Y105
566
10715
SH
SOLE
10715
0
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MERCK AND CO INC
COM
58933Y105
77
1449
SH
OTR
0
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1449
MONDELEZ INTERNATIONAL INC
COM
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SH
SOLE
64316
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
6
125
SH
DFND
0
125
0
MONDELEZ INTERNATIONAL INC
COM
609207105
261
5830
SH
OTR
2300
0
3530
MORGAN STANLEY
COM
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SH
SOLE
23459
0
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MYLAN N.V.
COM
N59465109
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SH
SOLE
92615
0
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MYLAN N.V.
COM
N59465109
70
1300
SH
DFND
1050
250
0
MYLAN N.V.
COM
N59465109
97
1800
SH
OTR
1800
0
0
NIKE INC CLASS B
COM
654106103
5014
80220
SH
SOLE
80220
0
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NIKE INC CLASS B
COM
654106103
50
800
SH
DFND
650
150
0
NIKE INC CLASS B
COM
654106103
125
2000
SH
OTR
2000
0
0
P P G INDUSTRIES INC
COM
693506107
791
8000
SH
SOLE
8000
0
0
PAYCHEX INC
COM
704326107
1657
31325
SH
SOLE
30950
375
0
PAYCHEX INC
COM
704326107
264
5000
SH
OTR
5000
0
0
PEPSICO INCORPORATED
COM
713448108
175
1750
SH
SOLE
1750
0
0
PEPSICO INCORPORATED
COM
713448108
170
1700
SH
OTR
0
0
1700
PFIZER INCORPORATED
COM
717081103
441
13669
SH
SOLE
13669
0
0
PFIZER INCORPORATED
COM
717081103
103
3200
SH
OTR
400
0
2800
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1040
11828
SH
SOLE
11828
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
141
1600
SH
OTR
0
0
1600
PINNACLE FOODS INC
COM
72348P104
3377
79543
SH
SOLE
79543
0
0
PINNACLE FOODS INC
COM
72348P104
7
160
SH
DFND
0
160
0
PINNACLE FOODS INC
COM
72348P104
140
3300
SH
OTR
3300
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3540
37142
SH
SOLE
37142
0
0
PNC FINL SVCS GROUP INC
COM
693475105
7
75
SH
DFND
0
75
0
PNC FINL SVCS GROUP INC
COM
693475105
181
1900
SH
OTR
1200
0
700
PROCTER AND GAMBLE CO
COM
742718109
2919
36755
SH
SOLE
36755
0
0
PROCTER AND GAMBLE CO
COM
742718109
28
350
SH
DFND
200
150
0
PROCTER AND GAMBLE CO
COM
742718109
385
4850
SH
OTR
3500
0
1350
PUB SVC ENT GROUP INC
COM
744573106
279
7200
SH
SOLE
7200
0
0
PVH CORP
COM
693656100
3203
43484
SH
SOLE
43484
0
0
PVH CORP
COM
693656100
39
525
SH
DFND
400
125
0
PVH CORP
COM
693656100
110
1500
SH
OTR
1500
0
0
QIHOO 360 TECHNOLOGY CO ADR
COM
74734M109
2601
35725
SH
SOLE
35725
0
0
QIHOO 360 TECHNOLOGY CO ADR
COM
74734M109
16
225
SH
DFND
125
100
0
QIHOO 360 TECHNOLOGY CO ADR
COM
74734M109
73
1000
SH
OTR
1000
0
0
ROYAL DUTCH PLC ADR
COM
780259206
445
9713
SH
SOLE
9713
0
0
ROYCE VALUE TRUST, INC.
COM
780910105
186
15835
SH
SOLE
15835
0
0
SCHLUMBERGER LTD
COM
806857108
4899
70238
SH
SOLE
69888
350
0
SCHLUMBERGER LTD
COM
806857108
13
180
SH
DFND
50
130
0
SCHLUMBERGER LTD
COM
806857108
7
100
SH
OTR
100
0
0
STATE STREET CORP
COM
857477103
870
13110
SH
SOLE
13110
0
0
STATE STREET CORP
COM
857477103
60
900
SH
OTR
0
0
900
SYNAPTICS INCORPORATED
COM
87157D109
3843
47835
SH
SOLE
47835
0
0
SYNAPTICS INCORPORATED
COM
87157D109
38
475
SH
DFND
350
125
0
SYNAPTICS INCORPORATED
COM
87157D109
96
1200
SH
OTR
1200
0
0
TARGET CORPORATION
COM
87612e106
418
5762
SH
SOLE
5762
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
5912
50258
SH
SOLE
50258
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
12
100
SH
DFND
0
100
0
UNITEDHEALTH GROUP INC
COM
91324P102
147
1250
SH
OTR
1250
0
0
VANTIV INC
COM
92210H105
5653
119205
SH
SOLE
118630
575
0
VANTIV INC
COM
92210H105
47
1000
SH
DFND
800
200
0
VANTIV INC
COM
92210H105
261
5500
SH
OTR
5500
0
0
VERIFONE SYSTEMS INC.
COM
92342Y109
1066
38040
SH
SOLE
38040
0
0
VERIFONE SYSTEMS INC.
COM
92342Y109
42
1500
SH
DFND
1300
200
0
VERIZON COMMUNICATIONS
COM
92343V104
5990
129596
SH
SOLE
128996
600
0
VERIZON COMMUNICATIONS
COM
92343V104
45
980
SH
DFND
650
330
0
VERIZON COMMUNICATIONS
COM
92343V104
297
6430
SH
OTR
4930
0
1500
WALGREEN BOOTS ALLIANCE INC
COM
931427108
255
3000
SH
SOLE
3000
0
0
WALT DISNEY COMPANY
COM
254687106
309
2936
SH
SOLE
2936
0
0
WALT DISNEY COMPANY
COM
254687106
226
2150
SH
OTR
0
0
2150
WELLS FARGO AND CO NEW
COM
949746101
2446
45005
SH
SOLE
45005
0
0
WELLS FARGO AND CO NEW
COM
949746101
8
150
SH
DFND
0
150
0
WELLS FARGO AND CO NEW
COM
949746101
109
2000
SH
OTR
0
0
2000
WESTERN UNION COMPANY
COM
959802109
179
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC
COM
966837106
375
11190
SH
SOLE
10790
400
0
WHOLE FOODS MARKET INC
COM
966837106
10
300
SH
DFND
300
0
0
ZOETIS INC.
COM
98978V103
4487
93645
SH
SOLE
93645
0
0
ZOETIS INC.
COM
98978V103
68
1425
SH
DFND
950
475
0
ZOETIS INC.
COM
98978V103
96
2000
SH
OTR
2000
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
636
29933
SH
SOLE
29933
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
28
1300
SH
DFND
1300
0
0
EGSHARES EMERGING MARKETS CONS
ETF
268461779
4
200
SH
OTR
200
0
0
ENERGY SELECT SECTOR ETF
ETF
81369Y506
746
12375
SH
SOLE
12375
0
0
ISHARES RUSSELL VALUE MIDCAP V
ETF
464287473
391
5700
SH
SOLE
5700
0
0
ISHARES TR DJ US HEALTHCR
ETF
464287762
570
3800
SH
SOLE
3800
0
0
ISHARES TR MSCI EAFE FD MSCI E
ETF
464287465
240
4086
SH
SOLE
3936
150
0
ISHARES TR MSCI EAFE FD MSCI E
ETF
464287465
44
750
SH
DFND
750
0
0
ISHARES TR NASDQ BIO INDX
ETF
464287556
445
1314
SH
SOLE
1314
0
0
ISHARES TR RUSSELL 1000 GROWTH
ETF
464287614
189
1899
SH
SOLE
1899
0
0
ISHARES TR RUSSELL 1000 GROWTH
ETF
464287614
17
175
SH
DFND
175
0
0
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
5498
49147
SH
SOLE
49147
0
0
PUREFUNDS ISE CYBER SECURITY E
ETF
30304R407
2180
84175
SH
SOLE
84175
0
0
PUREFUNDS ISE CYBER SECURITY E
ETF
30304R407
88
3400
SH
DFND
3175
225
0
PUREFUNDS ISE CYBER SECURITY E
ETF
30304R407
14
550
SH
OTR
550
0
0
SECTOR SPDR CONSUMER FD SHARES
ETF
81369y407
2871
36726
SH
SOLE
36726
0
0
SECTOR SPDR INDL SELECT SHARES
ETF
81369y704
1831
34550
SH
SOLE
34550
0
0
SECTOR SPDR INDL SELECT SHARES
ETF
81369y704
641
12100
SH
OTR
0
0
12100
SPDR S & P INTL DIVIDEND
ETF
78463x772
254
7604
SH
SOLE
7604
0
0
SPDR S & P INTL DIVIDEND
ETF
78463x772
25
750
SH
DFND
750
0
0
SPDR S & P INTL DIVIDEND
ETF
78463x772
10
300
SH
OTR
300
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
14200
69654
SH
SOLE
69654
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
14
70
SH
DFND
70
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
838
11389
SH
SOLE
11389
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
26
350
SH
DFND
350
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
15
200
SH
OTR
200
0
0
SPDR S&P HOMEBUILDERS ETF
ETF
78464A888
1827
53465
SH
SOLE
53465
0
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
3186
12540
SH
SOLE
12540
0
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
30
120
SH
DFND
120
0
0
SPDR S&P REGIONAL BKING
ETF
78464a698
262
6250
SH
SOLE
6250
0
0
VANGUARD CNSMR DSCRTNARY
ETF
92204a108
352
2875
SH
SOLE
2875
0
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
2637
80614
SH
SOLE
80189
425
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
35
1075
SH
DFND
950
125
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
7
200
SH
OTR
200
0
0
VANGUARD HEALTH CARE ETF
ETF
92204A504
359
2700
SH
SOLE
2700
0
0
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
1989
16560
SH
SOLE
16560
0
0
VANGUARD INDUSTRIALS
ETF
92204a603
1955
19350
SH
SOLE
19350
0
0
VANGUARD INFO TECHNOLOGY
ETF
92204a702
379
3496
SH
SOLE
3496
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
2041
18444
SH
SOLE
18444
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
66
600
SH
DFND
600
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
22
200
SH
OTR
200
0
0
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
4220
78416
SH
SOLE
78416
0
0
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
109
2025
SH
DFND
1925
100
0
WISDOMTREE EUROPE ETF HEDGED E
ETF
97717X701
5
100
SH
OTR
100
0
0
WISDOMTREE TRUST EMERGING SMAL
ETF
97717w281
830
23685
SH
SOLE
23685
0
0