Chief Compliance Officer

0001174947-14-000386.txt : 20141104 0001174947-14-000386.hdr.sgml : 20141104 20141104135255 ACCESSION NUMBER: 0001174947-14-000386 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 EFFECTIVENESS DATE: 20141104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 141192463 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 09-30-2014 09-30-2014 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N John H. Rogicki Chief Compliance Officer 212-451-3402 /s/ John H. Rogicki New York NY 10-29-2014 0 254 296193 INFORMATION TABLE 2 infotable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 414 200 SH SOLE 200 0 0 3M CO COM 88579Y101 1285 9072 SH SOLE 9072 0 0 ABBOTT LABORATORIES COM 002824100 478 11505 SH SOLE 11505 0 0 ABBOTT LABORATORIES COM 002824100 25 600 SH DFND 0 600 0 ABBOTT LABORATORIES COM 002824100 60 1450 SH OTR 0 0 1450 ABBVIE INC COM 00287Y109 669 11590 SH SOLE 11590 0 0 ABBVIE INC COM 00287Y109 35 600 SH DFND 0 600 0 ABBVIE INC COM 00287Y109 84 1450 SH OTR 0 0 1450 ACCENTURE PLC COM G1151C101 6866 84426 SH SOLE 84426 0 0 ACCENTURE PLC COM G1151C101 73 900 SH DFND 0 900 0 ACCENTURE PLC COM G1151C101 325 4000 SH OTR 4000 0 0 AETNA INC NEW COM 00817y108 648 8000 SH SOLE 8000 0 0 ALTRIA GROUP INC COM 02209S103 572 12458 SH SOLE 12458 0 0 ALTRIA GROUP INC COM 02209S103 103 2250 SH OTR 0 0 2250 AMBEV S.A. 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