0000860862-13-000008.txt : 20130806 0000860862-13-000008.hdr.sgml : 20130806 20130806095219 ACCESSION NUMBER: 0000860862-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 EFFECTIVENESS DATE: 20130806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 131012109 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 06-30-2013 06-30-2013 TRAIN BABCOCK ADVISORS LLC

100 PARK AVENUE 27TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-02669 N Arthur Tevletidis 212 451-3435 Arthur Tevletidis New York NY 08-06-2013 0 0 0 true INFORMATION TABLE 2 myarti.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084670108 337 200 SH SOLE 200 0 0 3M CO COM 88579Y101 997 9122 SH SOLE 9122 0 0 ABBOTT LABORATORIES COM 002824100 425 12190 SH SOLE 12190 0 0 ABBOTT LABORATORIES COM 002824100 7 200 SH DFND 0 200 0 ABBOTT LABORATORIES COM 002824100 51 1450 SH OTR 0 0 1450 ABBVIE INC COM 00287Y109 504 12190 SH SOLE 12190 0 0 ABBVIE INC COM 00287Y109 8 200 SH DFND 0 200 0 ABBVIE INC COM 00287Y109 60 1450 SH OTR 0 0 1450 ACCENTURE PLC COM G1151C101 8171 113553 SH SOLE 113303 250 0 ACCENTURE PLC COM G1151C101 29 400 SH DFND 0 400 0 ACCENTURE PLC COM G1151C101 360 5000 SH OTR 5000 0 0 AETNA INC NEW COM 00817Y108 508 8000 SH SOLE 8000 0 0 ALTRIA GROUP INC COM 02209S103 297 8500 SH SOLE 8500 0 0 ALTRIA GROUP INC COM 02209S103 79 2250 SH OTR 0 0 2250 AMERICAN EXPRESS COMPANY COM 025816109 93 1250 SH SOLE 1250 0 0 AMERICAN EXPRESS COMPANY COM 025816109 262 3500 SH OTR 0 0 3500 AMERICAN LIBERTY PETROLEUM COR COM 027158104 0 20000 SH SOLE 20000 0 0 AMETEK INC NEW COM 031100100 301 7125 SH SOLE 7125 0 0 APPLE INC COM 037833100 9113 22982 SH SOLE 22432 550 0 APPLE INC COM 037833100 4 10 SH DFND 0 10 0 APPLE INC COM 037833100 276 695 SH OTR 275 0 420 ARTHUR J. GALLAGHER & CO COM 363576109 3105 71077 SH SOLE 70877 200 0 ARTHUR J. GALLAGHER & CO COM 363576109 52 1200 SH OTR 1200 0 0 AVERY DENNISON CORP COM 053611109 205 4800 SH SOLE 4800 0 0 BAIDU.COM ADR COM 056752108 6255 66114 SH SOLE 65914 200 0 BAIDU.COM ADR COM 056752108 5 50 SH DFND 0 50 0 BAIDU.COM ADR COM 056752108 128 1350 SH OTR 1350 0 0 BERKSHIRE HATHAWAY INC CL B COM 084670702 2874 25679 SH SOLE 25679 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 618 13838 SH SOLE 13838 0 0 CATERPILLAR INC COM 149123101 784 9500 SH SOLE 9500 0 0 CENTENE CORP COM 15135B101 3930 74923 SH SOLE 74923 0 0 CENTENE CORP COM 15135B101 10 200 SH DFND 0 200 0 CENTENE CORP COM 15135B101 189 3600 SH OTR 3600 0 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 3651 73488 SH SOLE 73488 0 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 5 100 SH DFND 0 100 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 75 1500 SH OTR 1500 0 0 CHEVRON CORP COM 166764100 827 6986 SH SOLE 6986 0 0 CISCO SYSTEMS INC COM 17275R102 236 9700 SH SOLE 9700 0 0 CISCO SYSTEMS INC COM 17275R102 175 7200 SH OTR 1200 0 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130 0 SCHLUMBERGER LTD COM 806857108 197 2750 SH OTR 2500 0 250 STARWOOD HOTELS AND RESORTS COM 85590A401 3062 48453 SH SOLE 48453 0 0 STARWOOD HOTELS AND RESORTS COM 85590A401 6 100 SH DFND 0 100 0 STARWOOD HOTELS AND RESORTS COM 85590A401 158 2500 SH OTR 2500 0 0 STATE STREET CORP COM 857477103 1287 19743 SH SOLE 19743 0 0 STATE STREET CORP COM 857477103 105 1610 SH OTR 710 0 900 TARGET CORP COM 87612E106 492 7147 SH SOLE 7147 0 0 TRANSOCEAN INC NEW F COM H8817H100 1050 21900 SH SOLE 21800 100 0 TRANSOCEAN INC NEW F COM H8817H100 18 365 SH OTR 0 0 365 UNITEDHEALTH GROUP INC COM 91324P102 3769 57567 SH SOLE 57567 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7 100 SH DFND 0 100 0 UNITEDHEALTH GROUP INC COM 91324P102 82 1250 SH OTR 1250 0 0 VERIZON COMMUNICATIONS COM 92343V104 6139 121941 SH SOLE 121841 100 0 VERIZON COMMUNICATIONS COM 92343V104 312 6200 SH OTR 4700 0 1500 WALGREEN COMPANY COM 931422109 203 4590 SH SOLE 4590 0 0 WALT DISNEY COMPANY COM 254687106 139 2205 SH SOLE 2205 0 0 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200 0 MARKET VECTORS AGRIBUSINESS ET ETF 57060U605 143 2800 SH OTR 2800 0 0 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 3049 42775 SH SOLE 42575 200 0 SECTOR SPDR CONSUMER FD SHARES ETF 81369Y407 2710 48050 SH SOLE 48050 0 0 SECTOR SPDR INDL SELECT SHARES ETF 81369Y704 1506 35325 SH SOLE 35325 0 0 SECTOR SPDR INDL SELECT SHARES ETF 81369Y704 584 13700 SH OTR 0 0 13700 SPDR S&P 500 ETF TRUST ETF 78462F103 8820 54981 SH SOLE 54981 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 3 20 SH OTR 0 0 20 SPDR S&P 500 ETF TRUST ETF 78462F103 8 50 SH OTR 0 0 50 SPDR S&P DIVIDEND ETF ETF 78464A763 956 14413 SH SOLE 13863 550 0 SPDR S&P DIVIDEND ETF ETF 78464A763 23 350 SH OTR 0 0 350 SPDR S&P DIVIDEND ETF ETF 78464A763 8 125 SH OTR 0 0 125 SPDR S&P EMERGING MKTS EMERGIN ETF 78463X533 179 4625 SH SOLE 4225 400 0 SPDR S&P EMERGING MKTS EMERGIN ETF 78463X533 19 500 SH OTR 0 0 500 SPDR S&P EMERGING MKTS EMERGIN ETF 78463X533 25 650 SH OTR 0 0 650 SPDR S&P MIDCAP 400 ETF TRUST ETF 78467Y107 2888 13747 SH SOLE 13747 0 0 SPDR S&P MIDCAP 400 ETF TRUST ETF 78467Y107 4 20 SH OTR 0 0 20 SPDR S&P MIDCAP 400 ETF TRUST ETF 78467Y107 11 50 SH OTR 0 0 50 VANGUARD CNSMR DSCRTNARY ETF 92204A108 355 3900 SH SOLE 3900 0 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 7043 181550 SH SOLE 180900 650 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 10 250 SH DFND 0 250 0 VANGUARD FTSE EMERGING MARKETS ETF 922042858 384 9890 SH OTR 0 0 9890 VANGUARD FTSE EMERGING MARKETS ETF 922042858 25 650 SH OTR 0 0 650 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 928 9750 SH SOLE 9550 200 0 VANGUARD INDUSTRIALS ETF 92204A603 1363 16700 SH SOLE 16700 0 0 VANGUARD INFO TECHNOLOGY ETF 92204A702 819 11075 SH SOLE 11075 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 1258 13424 SH SOLE 13224 200 0 VANGUARD SMALL-CAP ETF ETF 922908751 23 250 SH OTR 0 0 250 VANGUARD SMALL-CAP ETF ETF 922908751 9 100 SH OTR 0 0 100 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 1822 39940 SH SOLE 39765 175 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 82 1800 SH OTR 0 0 1800 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 23 500 SH OTR 0 0 500 WISDOMTREE TRUST EMERGING SMAL ETF 97717W281 771 16750 SH SOLE 16750 0 0 AMERICAN CENTURY SMALL CAP GWT MF 025083338 229 21804 SH SOLE 21804 0 0 AMERICAN CENTURY SMALL CAP GWT MF 025083338 24 2262 SH OTR 2262 0 0 BNY MELLON EMERGING MARKETS FU MF 05569M855 144 14406 SH OTR 0 0 14406 COLUMBIA ACORN INTL FD CL Z MF 197199813 339 7933 SH SOLE 7933 0 0 DODGE & COX STOCK FUND MF 256219106 208 1463 SH SOLE 1463 0 0 DODGE & COX STOCK FUND MF 256219106 4 28 SH OTR 0 0 28 DODGE & COX STOCK FUND MF 256219106 71 500 SH OTR 0 0 500 DREYFUS PREMIER INTL FDS INC G MF 261986582 171 20901 SH OTR 0 0 20901 DREYFUS SELECT MANAGERS SMALL MF 86271F677 212 9291 SH OTR 0 0 9291 FIDELITY ADVISOR BIOTECHNOLOGY MF 315918466 1535 99465 SH SOLE 99465 0 0 FIDELITY ADVISOR BIOTECHNOLOGY MF 315918466 70 4531 SH OTR 4531 0 0 HARBOR INTERNATIONAL FUND INST MF 411511306 549 8802 SH SOLE 8802 0 0 HARBOR INTERNATIONAL FUND INST MF 411511306 105 1678 SH OTR 1678 0 0 VANGUARD TOTAL INTL STK INDEX MF 921909602 147 10000 SH SOLE 10000 0 0