0000860862-13-000008.txt : 20130806
0000860862-13-000008.hdr.sgml : 20130806
20130806095219
ACCESSION NUMBER: 0000860862-13-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130806
DATE AS OF CHANGE: 20130806
EFFECTIVENESS DATE: 20130806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC
CENTRAL INDEX KEY: 0000860862
IRS NUMBER: 133328961
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02669
FILM NUMBER: 131012109
BUSINESS ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3400
MAIL ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL
DATE OF NAME CHANGE: 19950216
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0000860862
XXXXXXXX
06-30-2013
06-30-2013
TRAIN BABCOCK ADVISORS LLC
100 PARK AVENUE
27TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-02669
N
Arthur Tevletidis
Chief Operating/Compliance Officer
212 451-3435
Arthur Tevletidis
New York
NY
08-06-2013
0
0
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OTR
0
0
350
SPDR S&P DIVIDEND ETF
ETF
78464A763
8
125
SH
OTR
0
0
125
SPDR S&P EMERGING MKTS EMERGIN
ETF
78463X533
179
4625
SH
SOLE
4225
400
0
SPDR S&P EMERGING MKTS EMERGIN
ETF
78463X533
19
500
SH
OTR
0
0
500
SPDR S&P EMERGING MKTS EMERGIN
ETF
78463X533
25
650
SH
OTR
0
0
650
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
2888
13747
SH
SOLE
13747
0
0
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
4
20
SH
OTR
0
0
20
SPDR S&P MIDCAP 400 ETF TRUST
ETF
78467Y107
11
50
SH
OTR
0
0
50
VANGUARD CNSMR DSCRTNARY
ETF
92204A108
355
3900
SH
SOLE
3900
0
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
7043
181550
SH
SOLE
180900
650
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
10
250
SH
DFND
0
250
0
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
384
9890
SH
OTR
0
0
9890
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
25
650
SH
OTR
0
0
650
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
928
9750
SH
SOLE
9550
200
0
VANGUARD INDUSTRIALS
ETF
92204A603
1363
16700
SH
SOLE
16700
0
0
VANGUARD INFO TECHNOLOGY
ETF
92204A702
819
11075
SH
SOLE
11075
0
0
VANGUARD SMALL-CAP ETF
ETF
922908751
1258
13424
SH
SOLE
13224
200
0
VANGUARD SMALL-CAP ETF
ETF
922908751
23
250
SH
OTR
0
0
250
VANGUARD SMALL-CAP ETF
ETF
922908751
9
100
SH
OTR
0
0
100
WISDOMTREE JAPAN HEDGED EQUITY
ETF
97717W851
1822
39940
SH
SOLE
39765
175
0
WISDOMTREE JAPAN HEDGED EQUITY
ETF
97717W851
82
1800
SH
OTR
0
0
1800
WISDOMTREE JAPAN HEDGED EQUITY
ETF
97717W851
23
500
SH
OTR
0
0
500
WISDOMTREE TRUST EMERGING SMAL
ETF
97717W281
771
16750
SH
SOLE
16750
0
0
AMERICAN CENTURY SMALL CAP GWT
MF
025083338
229
21804
SH
SOLE
21804
0
0
AMERICAN CENTURY SMALL CAP GWT
MF
025083338
24
2262
SH
OTR
2262
0
0
BNY MELLON EMERGING MARKETS FU
MF
05569M855
144
14406
SH
OTR
0
0
14406
COLUMBIA ACORN INTL FD CL Z
MF
197199813
339
7933
SH
SOLE
7933
0
0
DODGE & COX STOCK FUND
MF
256219106
208
1463
SH
SOLE
1463
0
0
DODGE & COX STOCK FUND
MF
256219106
4
28
SH
OTR
0
0
28
DODGE & COX STOCK FUND
MF
256219106
71
500
SH
OTR
0
0
500
DREYFUS PREMIER INTL FDS INC G
MF
261986582
171
20901
SH
OTR
0
0
20901
DREYFUS SELECT MANAGERS SMALL
MF
86271F677
212
9291
SH
OTR
0
0
9291
FIDELITY ADVISOR BIOTECHNOLOGY
MF
315918466
1535
99465
SH
SOLE
99465
0
0
FIDELITY ADVISOR BIOTECHNOLOGY
MF
315918466
70
4531
SH
OTR
4531
0
0
HARBOR INTERNATIONAL FUND INST
MF
411511306
549
8802
SH
SOLE
8802
0
0
HARBOR INTERNATIONAL FUND INST
MF
411511306
105
1678
SH
OTR
1678
0
0
VANGUARD TOTAL INTL STK INDEX
MF
921909602
147
10000
SH
SOLE
10000
0
0