-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nrmv5jcis4ab2wwD+txy4SfbA3NNgq+62W95YnGdUMlXLOB2un11z3oaVdACattd gEXjkXZIPtERZX2mEzH7rg== 0000912057-00-002622.txt : 20031216 0000912057-00-002622.hdr.sgml : 20031216 20000127145900 ACCESSION NUMBER: 0000912057-00-002622 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000127 DATE AS OF CHANGE: 20000129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PASADENA CAPITAL CORP CENTRAL INDEX KEY: 0000860759 IRS NUMBER: 954187880 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-03729 FILM NUMBER: 00514604 BUSINESS ADDRESS: STREET 1: 600 NORTH ROSEMEAD BLVD CITY: PASADENA STATE: CA ZIP: 91107 BUSINESS PHONE: 6263519686 13F-NT 1 13F-NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pasadena Capital Corporation ------------------------------- Address: 600 North Rosemead Blvd. ------------------------------- Pasadena, CA 91107 ------------------------------- ------------------------------- Form 13F File Number: 28-3118 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tina L. Mitchell ------------------------------- Title: Vice President, Compliance ------------------------------- Phone: 626 351-6451 ------------------------------- Signature, Place, and Date of Signing: /s/ Tina L. Mitchell Pasadena, California 1-26-2000 - --------------------------- --------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /X/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1208 Roger Engemann & Associates, Inc. --------------- ------------------------------------ [Repeat as necessary.] -----END PRIVACY-ENHANCED MESSAGE-----