-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IciQop0PNM2XoOAODK5ARZsUOSstthHmLThH7ZgjZihvJKNvTQPsKNFB1dFb88FE BQDMkawv0GEMtYIoLwvWNg== 0000860759-06-000011.txt : 20061116 0000860759-06-000011.hdr.sgml : 20061116 20061115182458 ACCESSION NUMBER: 0000860759-06-000011 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061115 EFFECTIVENESS DATE: 20061116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PASADENA CAPITAL CORP CENTRAL INDEX KEY: 0000860759 IRS NUMBER: 954187880 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-03729 FILM NUMBER: 061221142 BUSINESS ADDRESS: STREET 1: 600 NORTH ROSEMEAD BLVD CITY: PASADENA STATE: CA ZIP: 91107 BUSINESS PHONE: 6263519686 MAIL ADDRESS: STREET 1: 600 NORTH ROSEMEAD BLVD CITY: PASADENA STATE: CA ZIP: 91107 13F-NT 1 quarterend13fnt_9-2006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pasadena Capital Corporation Address: 600 North Rosemead Boulevard Pasadena, CA 91107-2133 13F File Number: 28-3118 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leticia Gonzalez Title: Assistant Compliance Officer Phone: (626)351-9686 Signature, Place, and Date of Signing: __Leticia Gonzalez__ __Los Angeles, CA__ ____November 15, 2006___ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [X ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-1208 Engemann Asset Management -----END PRIVACY-ENHANCED MESSAGE-----