-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+mv8wa9OC1E8QtCv83LSIdCXme7PHLZ/22wRSTx61Hfh3nwpc9Gq1YZPRcVU9h0 yq58Gpy8xDguQ0DgSOqPwA== /in/edgar/work/20000824/0001095811-00-003000/0001095811-00-003000.txt : 20000922 0001095811-00-003000.hdr.sgml : 20000922 ACCESSION NUMBER: 0001095811-00-003000 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000824 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: [6331 ] IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-41003 FILM NUMBER: 708689 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SINGLETON CAROLINE W CENTRAL INDEX KEY: 0001093740 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3102781177 MAIL ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 SC 13D/A 1 sc13da.txt AMENDMENT NO. 3 TO SCHEDULE 13D 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number Expires: Estimated average burden hours per response ....... 0.5 ------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Amendment No. 3 Unitrin, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 913275 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Caroline W. Singleton 335 N. Maple Drive, Suite 177 Beverly Hills, CA 90210 (310) 278-1177 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 21, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 4 Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 913275 10 3 13D Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Caroline W. Singleton, Sole Trustee of the Singleton Family Trust, - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP No. 913275 10 3 13D Page 3 of 4 Pages These statements relate to the Schedule 13D filed on August 25, 1999 by Caroline W. Singleton as the sole trustee of the Singleton Family Trust, as amended by Amendment No. 1 filed on February 11, 2000 and Amendment No. 2 filed on April 21, 2000, with regard to the beneficial ownership of common stock, par value $0.10 per share, of Unitrin, Inc. (the "Company") and constitutes Amendment No. 3 thereto. The following items are amended and restated in their entirety as follows: - -------------------------------------------------------------------------------- Item 3. Source and Amount of Funds or Other Consideration. I, as sole trustee of the Survivor's Trust of the Singleton Family Trust (the "Trust"), contributed 14,484,520 shares of the Company (the "Shares") to the Singleton Group LLC (the "LLC") on August 18, 2000. As a result of the transfer of the Shares to the LLC, I, as trustee of the Trust, no longer have direct beneficial ownership of the Shares. However, since I, as trustee of the Trust, had a majority interest in the LLC at the time of the transfer of the Shares to the LLC, I was deemed to have indirect beneficial ownership of the Shares in my capacity as trustee of the Trust. I no longer have a majority interest in the LLC as a result of transfers of some of my membership interests in the LLC to other persons on August 21, 2000. Accordingly, I may no longer be deemed to have indirect beneficial ownership of the Shares in my capacity as trustee of the Trust. - -------------------------------------------------------------------------------- Item 4. Purpose of Transaction. I have transferred the Shares from the Trust to the LLC for personal financial planning purposes. Other than as described in Item 3, I have no plans or proposals that relate to or would result in any matter required to be disclosed in response to paragraphs (a) through (j) of Item 4 of Schedule 13D. - -------------------------------------------------------------------------------- Item 5. Interest in Securities of the Issuer. I no longer have direct or indirect voting or dispositive power with respect to the Shares in my capacity as trustee of the Trust. However, I share dispositive power with respect to the Shares in my capacity as a manager of the LLC. Concurrent with this filing, I am reporting beneficial ownership of the Shares as a member of a group in my capacity as a manager of the LLC on a joint 13D with the LLC and the other managers of the LLC. - -------------------------------------------------------------------------------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. See response to Item 5. - -------------------------------------------------------------------------------- 4 CUSIP No. 913275 10 3 13D Page 4 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 23, 2000 ---------------------------------------- (Date) /s/ Caroline W. Singleton ---------------------------------------- (Signature) Caroline W. Singleton, Sole Trustee of the Singleton Family Trust ---------------------------------------- (Name/Title) Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----