-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BZjHGUYnxAopQIRX6N1bn+PFzZTjI1jG/6Q/l7gUFSgikqEs7Wn6xHQY8sz/ziuL 53eyQbSAnrSwlW9+deiZJg== 0001085146-03-000340.txt : 20031112 0001085146-03-000340.hdr.sgml : 20031111 20031112075546 ACCESSION NUMBER: 0001085146-03-000340 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031112 EFFECTIVENESS DATE: 20031112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02715 FILM NUMBER: 03990516 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 unit3q03.txt UNITRIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNITRIN, INC. Address: One East Wacker Drive, 10th Floor Chicago, IL 60601 13F File Number: 28-02715 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Roeske Title: Vice President Phone: 312-661-4600 Signature, Place, and Date of Signing: /s/ Richard Roeske Chicago, IL November 12, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 178 Form13F Information Table Value Total: $1,152,804 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-00121 TRINITY UNIVERSAL INSURANCE COMPANY 02 28-00117 UNITED INSURANCE COMPANY OF AMERICA FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 2553 60000 SH OTHER 02 0 60000 0 ABBOTT LABS COM 002824100 426 10000 SH OTHER 0 10000 0 ALTRIA GROUP INC COM 02209S103 1752 40000 SH OTHER 0 40000 0 ALTRIA GROUP INC COM 02209S103 8760 200000 SH OTHER 02 0 200000 0 AMERICAN EXPRESS CO COM 025816109 1631 36200 SH OTHER 02 0 36200 0 AMERICAN EXPRESS CO COM 025816109 27 600 SH OTHER 0 600 0 AMERICAN INTL GROUP INC COM 026874107 2019 35000 SH OTHER 02 0 35000 0 AMERICAN INTL GROUP INC COM 026874107 490 8500 SH OTHER 0 8500 0 AMERISOURCEBERGEN CORP COM 03073E105 751 13900 SH OTHER 02 0 13900 0 AMERISOURCEBERGEN CORP COM 03073E105 751 13900 SH OTHER 01 0 13900 0 ANHEUSER BUSCH COS INC COM 035229103 345 7000 SH OTHER 0 7000 0 ANHEUSER BUSCH COS INC COM 035229103 2205 44700 SH OTHER 02 0 44700 0 AOL TIME WARNER INC COM 00184A105 529 35000 SH OTHER 02 0 35000 0 AOL TIME WARNER INC COM 00184A105 227 15000 SH OTHER 0 15000 0 ARAMARK CORP CL B 038521100 360 14400 SH OTHER 02 0 14400 0 ARAMARK CORP CL B 038521100 360 14400 SH OTHER 01 0 14400 0 BAKER HUGHES INC COM 057224107 75629 2555900 SH DEFINED 01 2555900 0 0 BELLSOUTH CORP COM 079860102 284 12000 SH OTHER 0 12000 0 BELLSOUTH CORP COM 079860102 1658 70000 SH OTHER 02 0 70000 0 BLACK & DECKER CORP COM 091797100 811 20000 SH OTHER 02 0 20000 0 BLACK & DECKER CORP COM 091797100 811 20000 SH OTHER 01 0 20000 0 BP PLC SPONSORED ADR 055622104 2947 70000 SH OTHER 02 0 70000 0 BP PLC SPONSORED ADR 055622104 526 12500 SH OTHER 0 12500 0 BRUNSWICK CORP COM 117043109 342 13300 SH OTHER 02 0 13300 0 BRUNSWICK CORP COM 117043109 342 13300 SH OTHER 01 0 13300 0 BURLINGTON RES INC COM 122014103 718 14900 SH OTHER 02 0 14900 0 BURLINGTON RES INC COM 122014103 718 14900 SH OTHER 01 0 14900 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 306 16900 SH OTHER 02 0 16900 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 306 16900 SH OTHER 01 0 16900 0 CAREMARK RX INC COM 141705103 588 26000 SH OTHER 01 0 26000 0 CAREMARK RX INC COM 141705103 588 26000 SH OTHER 02 0 26000 0 CENDANT CORP COM 151313103 1062 56800 SH OTHER 01 0 56800 0 CENDANT CORP COM 151313103 1062 56800 SH OTHER 02 0 56800 0 CENTURYTEL INC COM 156700106 993 29300 SH OTHER 02 0 29300 0 CENTURYTEL INC COM 156700106 993 29300 SH OTHER 01 0 29300 0 CHEVRONTEXACO CORP COM 166764100 464 6500 SH OTHER 0 6500 0 CHEVRONTEXACO CORP COM 166764100 2501 35000 SH OTHER 02 0 35000 0 CITIGROUP INC COM 172967101 525 11531 SH DEFINED 11531 0 0 CITIGROUP INC COM 172967101 3641 80000 SH OTHER 02 0 80000 0 CITIGROUP INC COM 172967101 455 9994 SH DEFINED 01 9994 0 0 CITIGROUP INC COM 172967101 2790 61315 SH DEFINED 02 61315 0 0 CITIGROUP INC COM 172967101 819 18000 SH OTHER 0 18000 0 COCA COLA CO COM 191216100 4618 107500 SH OTHER 02 0 107500 0 COCA COLA CO COM 191216100 795 18500 SH OTHER 0 18500 0 COLGATE PALMOLIVE CO COM 194162103 1397 25000 SH OTHER 02 0 25000 0 COLGATE PALMOLIVE CO COM 194162103 391 7000 SH OTHER 0 7000 0 CONCORD EFS INC COM 206197105 776 56800 SH OTHER 02 0 56800 0 CONCORD EFS INC COM 206197105 776 56800 SH OTHER 01 0 56800 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 352 9200 SH OTHER 02 0 9200 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 352 9200 SH OTHER 01 0 9200 0 EMERSON ELEC CO COM 291011104 1053 20000 SH OTHER 02 0 20000 0 EMERSON ELEC CO COM 291011104 153 2900 SH OTHER 0 2900 0 EQUIFAX INC COM 294429105 753 33800 SH OTHER 02 0 33800 0 EQUIFAX INC COM 294429105 753 33800 SH OTHER 01 0 33800 0 EXXON MOBIL CORP COM 30231G102 1296 35400 SH OTHER 0 35400 0 EXXON MOBIL CORP COM 30231G102 7320 200000 SH OTHER 02 0 200000 0 FEDERAL HOME LN MTG CORP COM 313400301 2618 50000 SH OTHER 02 0 50000 0 FEDERAL HOME LN MTG CORP COM 313400301 524 10000 SH OTHER 0 10000 0 FEDERAL NATL MTG ASSN COM 313586109 4212 60000 SH OTHER 02 0 60000 0 FEDERAL NATL MTG ASSN COM 313586109 702 10000 SH OTHER 0 10000 0 FIRST HEALTH GROUP CORP COM 320960107 846 32200 SH OTHER 02 0 32200 0 FIRST HEALTH GROUP CORP COM 320960107 846 32200 SH OTHER 01 0 32200 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 108 2500 SH OTHER 0 2500 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 2166 50000 SH OTHER 02 0 50000 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 433 10000 SH DEFINED 02 10000 0 0 FORTUNE BRANDS INC COM 349631101 976 17200 SH OTHER 02 0 17200 0 FORTUNE BRANDS INC COM 349631101 976 17200 SH OTHER 01 0 17200 0 GAP INC DEL COM 364760108 1113 65000 SH OTHER 01 0 65000 0 GAP INC DEL COM 364760108 1113 65000 SH OTHER 02 0 65000 0 GENERAL ELEC CO COM 369604103 5068 170000 SH OTHER 02 0 170000 0 GENERAL ELEC CO COM 369604103 1043 35000 SH OTHER 0 35000 0 GENERAL ELEC CO COM 369604103 1431 48000 SH DEFINED 48000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 420 5000 SH SOLE 5000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 21052 400000 SH DEFINED 02 400000 0 0 IMATION CORP COM 45245A107 460 14100 SH OTHER 01 0 14100 0 IMATION CORP COM 45245A107 460 14100 SH OTHER 02 0 14100 0 INTEL CORP COM 458140100 837 30400 SH OTHER 0 30400 0 INTEL CORP COM 458140100 4431 161000 SH OTHER 02 0 161000 0 INTERNATIONAL BUSINESS MACHS COM 459200101 442 5000 SH OTHER 0 5000 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1767 20000 SH OTHER 02 0 20000 0 J P MORGAN CHASE & CO COM 46625H100 515 15000 SH OTHER 0 15000 0 J P MORGAN CHASE & CO COM 46625H100 2060 60000 SH OTHER 02 0 60000 0 JOHNSON & JOHNSON COM 478160104 693 14000 SH OTHER 0 14000 0 JOHNSON & JOHNSON COM 478160104 4457 90000 SH OTHER 02 0 90000 0 KNIGHT RIDDER INC COM 499040103 720 10800 SH OTHER 02 0 10800 0 KNIGHT RIDDER INC COM 499040103 720 10800 SH OTHER 01 0 10800 0 KRAFT FOODS INC CL A 50075N104 2360 80000 SH OTHER 02 0 80000 0 KRAFT FOODS INC CL A 50075N104 590 20000 SH OTHER 0 20000 0 KRAFT FOODS INC CL A 50075N104 915 31000 SH DEFINED 02 31000 0 0 KROGER CO COM 501044101 742 41500 SH OTHER 01 0 41500 0 KROGER CO COM 501044101 742 41500 SH OTHER 02 0 41500 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 956 33300 SH OTHER 01 0 33300 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 956 33300 SH OTHER 02 0 33300 0 LENNAR CORP CL A 526057104 622 8000 SH OTHER 01 0 8000 0 LENNAR CORP CL A 526057104 622 8000 SH OTHER 02 0 8000 0 LILLY ELI & CO COM 532457108 2673 45000 SH OTHER 02 0 45000 0 LILLY ELI & CO COM 532457108 594 10000 SH OTHER 0 10000 0 MARSH & MCLENNAN COS INC COM 571748102 762 16000 SH OTHER 0 16000 0 MARSH & MCLENNAN COS INC COM 571748102 3333 70000 SH OTHER 02 0 70000 0 MARSHALL & ILSLEY CORP COM 571834100 1341 42557 SH DEFINED 42557 0 0 MASCO CORP COM 574599106 869 35500 SH OTHER 01 0 35500 0 MASCO CORP COM 574599106 869 35500 SH OTHER 02 0 35500 0 MATTEL INC COM 577081102 269 14200 SH OTHER 02 0 14200 0 MATTEL INC COM 577081102 269 14200 SH OTHER 01 0 14200 0 MBIA INC COM 55262C100 880 16000 SH OTHER 01 0 16000 0 MBIA INC COM 55262C100 880 16000 SH OTHER 02 0 16000 0 MCDONALDS CORP COM 580135101 1295 55000 SH OTHER 02 0 55000 0 MCDONALDS CORP COM 580135101 353 15000 SH OTHER 0 15000 0 MCGRAW HILL COS INC COM 580645109 621 10000 SH OTHER 0 10000 0 MCGRAW HILL COS INC COM 580645109 2175 35000 SH OTHER 02 0 35000 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 235 9045 SH OTHER 02 0 9045 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 44 1688 SH OTHER 0 1688 0 MERCK & CO INC COM 589331107 3797 75000 SH OTHER 02 0 75000 0 MERCK & CO INC COM 589331107 709 14000 SH OTHER 0 14000 0 MGIC INVT CORP WIS COM 552848103 1088 20900 SH OTHER 01 0 20900 0 MGIC INVT CORP WIS COM 552848103 1088 20900 SH OTHER 02 0 20900 0 MICROSOFT CORP COM 594918104 573 20600 SH OTHER 0 20600 0 MICROSOFT CORP COM 594918104 3005 108100 SH OTHER 02 0 108100 0 NORTHROP GRUMMAN CORP COM 666807102 17896 207564 SH DEFINED 207564 0 0 NORTHROP GRUMMAN CORP COM 666807102 395276 4584500 SH DEFINED 01 4584500 0 0 NORTHROP GRUMMAN CORP COM 666807102 166930 1936092 SH DEFINED 02 1936092 0 0 NORTHROP GRUMMAN CORP COM 666807102 80799 937125 SH SOLE 937125 0 0 NOVELL INC COM 670006105 812 153300 SH OTHER 02 0 153300 0 NOVELL INC COM 670006105 812 153300 SH OTHER 01 0 153300 0 OMNICOM GROUP INC COM 681919106 819 11400 SH OTHER 01 0 11400 0 OMNICOM GROUP INC COM 681919106 819 11400 SH OTHER 02 0 11400 0 PEPSI BOTTLING GROUP INC COM 713409100 342 16600 SH OTHER 02 0 16600 0 PEPSI BOTTLING GROUP INC COM 713409100 342 16600 SH OTHER 01 0 16600 0 PEPSICO INC COM 713448108 692 15100 SH OTHER 0 15100 0 PEPSICO INC COM 713448108 3208 70000 SH OTHER 02 0 70000 0 PFIZER INC COM 717081103 1063 35000 SH OTHER 0 35000 0 PFIZER INC COM 717081103 6380 210000 SH OTHER 02 0 210000 0 PROCTER & GAMBLE CO COM 742718109 362 3900 SH OTHER 0 3900 0 PROCTER & GAMBLE CO COM 742718109 4260 45900 SH OTHER 02 0 45900 0 REYNOLDS & REYNOLDS CO CL A 761695105 1000 36300 SH OTHER 01 0 36300 0 REYNOLDS & REYNOLDS CO CL A 761695105 1000 36300 SH OTHER 02 0 36300 0 ROYAL DUTCH PETE CO NY REG EUR .56 780257804 1326 30000 SH OTHER 02 0 30000 0 SBC COMMUNICATIONS INC COM 78387G103 267 12000 SH OTHER 0 12000 0 SBC COMMUNICATIONS INC COM 78387G103 1557 70000 SH OTHER 02 0 70000 0 SOVEREIGN BANCORP INC COM 845905108 1083 58400 SH OTHER 02 0 58400 0 SOVEREIGN BANCORP INC COM 845905108 1083 58400 SH OTHER 01 0 58400 0 SPRINT CORP COM FON GROUP 852061100 403 26700 SH OTHER 01 0 26700 0 SPRINT CORP COM FON GROUP 852061100 403 26700 SH OTHER 02 0 26700 0 SPX CORP COM 784635104 634 14000 SH OTHER 02 0 14000 0 SPX CORP COM 784635104 634 14000 SH OTHER 01 0 14000 0 SUNTRUST BKS INC COM 867914103 489 8100 SH OTHER 0 8100 0 SUNTRUST BKS INC COM 867914103 2113 35000 SH OTHER 02 0 35000 0 SYBASE INC COM 871130100 510 30000 SH OTHER 02 0 30000 0 SYBASE INC COM 871130100 510 30000 SH OTHER 01 0 30000 0 SYNOPSYS INC COM 871607107 1113 36000 SH OTHER 01 0 36000 0 SYNOPSYS INC COM 871607107 1113 36000 SH OTHER 02 0 36000 0 TARGET CORP COM 87612E106 1693 45000 SH OTHER 02 0 45000 0 TARGET CORP COM 87612E106 376 10000 SH OTHER 0 10000 0 TIFFANY & CO NEW COM 886547108 623 16700 SH OTHER 02 0 16700 0 TIFFANY & CO NEW COM 886547108 623 16700 SH OTHER 01 0 16700 0 UNION PLANTERS CORP COM 908068109 516 16300 SH OTHER 02 0 16300 0 UNION PLANTERS CORP COM 908068109 516 16300 SH OTHER 01 0 16300 0 UNITED PARCEL SERVICE INC CL B 911312106 1595 25000 SH OTHER 02 0 25000 0 UNITED PARCEL SERVICE INC CL B 911312106 319 5000 SH OTHER 0 5000 0 UNIVERSAL AMERN FINL CORP COM 913377107 876 99012 SH DEFINED 99012 0 0 UNOVA INC COM 91529B106 185436 12657764 SH DEFINED 01 12657764 0 0 VERIZON COMMUNICATIONS COM 92343V104 162 5000 SH OTHER 0 5000 0 VERIZON COMMUNICATIONS COM 92343V104 324 10000 SH OTHER 02 0 10000 0 VIACOM INC CL B 925524308 766 20000 SH OTHER 02 0 20000 0 WAL MART STORES INC COM 931142103 3686 66000 SH OTHER 02 0 66000 0 WAL MART STORES INC COM 931142103 670 12000 SH OTHER 0 12000 0 WALGREEN CO COM 931422109 613 20000 SH OTHER 0 20000 0 WALGREEN CO COM 931422109 2758 90000 SH OTHER 02 0 90000 0 WASHINGTON MUT INC COM 939322103 1638 41600 SH OTHER 01 0 41600 0 WASHINGTON MUT INC COM 939322103 1638 41600 SH OTHER 02 0 41600 0 WATERS CORP COM 941848103 686 25000 SH OTHER 02 0 25000 0 WATERS CORP COM 941848103 686 25000 SH OTHER 01 0 25000 0 WATSON PHARMACEUTICALS INC COM 942683103 834 20000 SH OTHER 01 0 20000 0 WATSON PHARMACEUTICALS INC COM 942683103 834 20000 SH OTHER 02 0 20000 0 XEROX CORP COM 984121103 1276 124400 SH OTHER 01 0 124400 0 XEROX CORP COM 984121103 1276 124400 SH OTHER 02 0 124400 0 YUM BRANDS INC COM 988498101 524 17700 SH OTHER 02 0 17700 0 YUM BRANDS INC COM 988498101 524 17700 SH OTHER 01 0 17700 0
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