-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJe5izMXVah0NrLTdm7Uai2lsWvqFS7+p8+U03wr0AVJxznd/ggXJPp9cV6Dy/NJ xH1SlCXjMh+lNGVcOF5cdQ== 0001085146-02-000178.txt : 20021107 0001085146-02-000178.hdr.sgml : 20021107 20021107171334 ACCESSION NUMBER: 0001085146-02-000178 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021107 EFFECTIVENESS DATE: 20021107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02715 FILM NUMBER: 02813030 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 unit3q02.txt UNITRIN INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNITRIN, INC. Address: One East Wacker Drive, 10th Floor Chicago, IL 60601 13F File Number: 28-02715 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Roeske Title: Vice President Phone: 312-661-4600 Signature, Place, and Date of Signing: /s/ Richard Roeske Chicago, IL November 07, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 165 Form13F Information Table Value Total: $1,288,326 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-00121 TRINITY UNIVERSAL INSURANCE COMPANY 02 28-00117 UNITED INSURANCE COMPANY OF AMERICA FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T CORP COM 001957109 296 24608 SH DEFINED 24608 0 0 ABBOTT LABS COM 002824100 2424 60000 SH OTHER 02 0 60000 0 ABBOTT LABS COM 002824100 404 10000 SH OTHER 0 10000 0 ALBERTSONS INC COM 013104104 169 7000 SH OTHER 02 0 7000 0 ALBERTSONS INC COM 013104104 169 7000 SH OTHER 01 0 7000 0 ALLEGHENY ENERGY INC COM 017361106 2908 222000 SH DEFINED 02 222000 0 0 ALLEGHENY ENERGY INC COM 017361106 576 44000 SH DEFINED 44000 0 0 ALLEGHENY ENERGY INC COM 017361106 2332 178000 SH DEFINED 01 178000 0 0 AMERICAN EXPRESS CO COM 025816109 624 20000 SH OTHER 02 0 20000 0 AMERICAN INTL GROUP INC COM 026874107 1915 35000 SH OTHER 02 0 35000 0 AMERICAN INTL GROUP INC COM 026874107 465 8500 SH OTHER 0 8500 0 ANHEUSER BUSCH COS INC COM 035229103 1771 35000 SH OTHER 02 0 35000 0 ANHEUSER BUSCH COS INC COM 035229103 152 3000 SH OTHER 0 3000 0 AOL TIME WARNER INC COM 00184A105 410 35000 SH OTHER 02 0 35000 0 AOL TIME WARNER INC COM 00184A105 176 15000 SH OTHER 0 15000 0 BAKER HUGHES INC COM 057224107 87456 3012600 SH DEFINED 01 3012600 0 0 BELLSOUTH CORP COM 079860102 1285 70000 SH OTHER 02 0 70000 0 BELLSOUTH CORP COM 079860102 220 12000 SH OTHER 0 12000 0 BJS WHOLESALE CLUB INC COM 05548J106 165 8700 SH OTHER 01 0 8700 0 BJS WHOLESALE CLUB INC COM 05548J106 165 8700 SH OTHER 02 0 8700 0 BLACK & DECKER CORP COM 091797100 231 5500 SH OTHER 01 0 5500 0 BLACK & DECKER CORP COM 091797100 231 5500 SH OTHER 02 0 5500 0 BP PLC SPONSORED ADR 055622104 499 12500 SH OTHER 0 12500 0 BP PLC SPONSORED ADR 055622104 2793 70000 SH OTHER 02 0 70000 0 CAREMARK RX INC COM 141705103 284 16700 SH OTHER 01 0 16700 0 CAREMARK RX INC COM 141705103 284 16700 SH OTHER 02 0 16700 0 CENDANT CORP COM 151313103 298 27700 SH OTHER 01 0 27700 0 CENDANT CORP COM 151313103 298 27700 SH OTHER 02 0 27700 0 CENTURYTEL INC COM 156700106 209 9300 SH OTHER 01 0 9300 0 CENTURYTEL INC COM 156700106 209 9300 SH OTHER 02 0 9300 0 CHEVRONTEXACO CORP COM 166764100 2424 35000 SH OTHER 02 0 35000 0 CHEVRONTEXACO CORP COM 166764100 450 6500 SH OTHER 0 6500 0 CITIGROUP INC COM 172967101 534 18000 SH OTHER 0 18000 0 CITIGROUP INC COM 172967101 2372 80000 SH OTHER 02 0 80000 0 CITIGROUP INC COM 172967101 296 9994 SH DEFINED 01 9994 0 0 CITIGROUP INC COM 172967101 1818 61315 SH DEFINED 02 61315 0 0 CITIGROUP INC COM 172967101 342 11531 SH DEFINED 11531 0 0 COCA COLA CO COM 191216100 863 18000 SH OTHER 0 18000 0 COCA COLA CO COM 191216100 4316 90000 SH OTHER 02 0 90000 0 COLGATE PALMOLIVE CO COM 194162103 1349 25000 SH OTHER 02 0 25000 0 COLGATE PALMOLIVE CO COM 194162103 378 7000 SH OTHER 0 7000 0 CYTYC CORP COM 232946103 266 24800 SH OTHER 02 0 24800 0 CYTYC CORP COM 232946103 266 24800 SH OTHER 01 0 24800 0 DELPHI CORP COM 247126105 120 13978 SH DEFINED 13978 0 0 DEVON ENERGY CORP NEW COM 25179M103 391 8100 SH OTHER 02 0 8100 0 DEVON ENERGY CORP NEW COM 25179M103 391 8100 SH OTHER 01 0 8100 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 251 14500 SH OTHER 02 0 14500 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 251 14500 SH OTHER 01 0 14500 0 ELECTRONIC DATA SYS NEW COM 285661104 257 18400 SH OTHER 02 0 18400 0 ELECTRONIC DATA SYS NEW COM 285661104 257 18400 SH OTHER 01 0 18400 0 EMERSON ELEC CO COM 291011104 879 20000 SH OTHER 02 0 20000 0 EMERSON ELEC CO COM 291011104 110 2500 SH OTHER 0 2500 0 EQUIFAX INC COM 294429105 222 10200 SH OTHER 02 0 10200 0 EQUIFAX INC COM 294429105 222 10200 SH OTHER 01 0 10200 0 EXXON MOBIL CORP COM 30231G102 1129 35400 SH OTHER 0 35400 0 EXXON MOBIL CORP COM 30231G102 6380 200000 SH OTHER 02 0 200000 0 FEDERAL HOME LN MTG CORP COM 313400301 2795 50000 SH OTHER 02 0 50000 0 FEDERAL HOME LN MTG CORP COM 313400301 559 10000 SH OTHER 0 10000 0 FEDERAL NATL MTG ASSN COM 313586109 3572 60000 SH OTHER 02 0 60000 0 FEDERAL NATL MTG ASSN COM 313586109 595 10000 SH OTHER 0 10000 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 403 10000 SH DEFINED 02 10000 0 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 2015 50000 SH OTHER 02 0 50000 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 101 2500 SH OTHER 0 2500 0 FORD MTR CO DEL COM PAR $0.01 345370860 445 45452 SH DEFINED 01 45452 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2733 278833 SH DEFINED 02 278833 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 514 52445 SH DEFINED 52445 0 0 FORTUNE BRANDS INC COM 349631101 194 4100 SH OTHER 01 0 4100 0 FORTUNE BRANDS INC COM 349631101 194 4100 SH OTHER 02 0 4100 0 GAP INC DEL COM 364760108 454 41800 SH OTHER 02 0 41800 0 GAP INC DEL COM 364760108 454 41800 SH OTHER 01 0 41800 0 GENERAL ELEC CO COM 369604103 863 35000 SH OTHER 0 35000 0 GENERAL ELEC CO COM 369604103 1183 48000 SH DEFINED 48000 0 0 GENERAL ELEC CO COM 369604103 4191 170000 SH OTHER 02 0 170000 0 GENERAL MTRS CORP COM 370442105 778 20000 SH DEFINED 20000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 330 5000 SH SOLE 5000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 19934 486200 SH DEFINED 02 486200 0 0 HEALTHSOUTH CORP COM 421924101 248 62500 SH OTHER 01 0 62500 0 HEALTHSOUTH CORP COM 421924101 248 62500 SH OTHER 02 0 62500 0 INTEL CORP COM 458140100 2222 160000 SH OTHER 02 0 160000 0 INTEL CORP COM 458140100 417 30000 SH OTHER 0 30000 0 INTERNATIONAL BUSINESS MACHS COM 459200101 292 5000 SH OTHER 0 5000 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1166 20000 SH OTHER 02 0 20000 0 ITT INDS INC IND COM 450911102 15152 243100 SH DEFINED 02 243100 0 0 J P MORGAN CHASE & CO COM 46625H100 1139 60000 SH OTHER 02 0 60000 0 J P MORGAN CHASE & CO COM 46625H100 285 15000 SH OTHER 0 15000 0 JOHNSON & JOHNSON COM 478160104 757 14000 SH OTHER 0 14000 0 JOHNSON & JOHNSON COM 478160104 3786 70000 SH OTHER 02 0 70000 0 KNIGHT RIDDER INC COM 499040103 316 5600 SH OTHER 01 0 5600 0 KNIGHT RIDDER INC COM 499040103 316 5600 SH OTHER 02 0 5600 0 KRAFT FOODS INC CL A 50075N104 729 20000 SH OTHER 0 20000 0 KRAFT FOODS INC CL A 50075N104 1130 31000 SH DEFINED 02 31000 0 0 KRAFT FOODS INC CL A 50075N104 2917 80000 SH OTHER 02 0 80000 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1056 160183 SH DEFINED 160183 0 0 LILLY ELI & CO COM 532457108 553 10000 SH OTHER 0 10000 0 LILLY ELI & CO COM 532457108 2490 45000 SH OTHER 02 0 45000 0 LUCENT TECHNOLOGIES INC COM 549463107 16 21264 SH DEFINED 21264 0 0 MARSH & MCLENNAN COS INC COM 571748102 666 16000 SH OTHER 0 16000 0 MARSH & MCLENNAN COS INC COM 571748102 2915 70000 SH OTHER 02 0 70000 0 MBIA INC COM 55262C100 196 4900 SH OTHER 02 0 4900 0 MBIA INC COM 55262C100 196 4900 SH OTHER 01 0 4900 0 MCDONALDS CORP COM 580135101 265 15000 SH OTHER 0 15000 0 MCDONALDS CORP COM 580135101 971 55000 SH OTHER 02 0 55000 0 MCGRAW HILL COS INC COM 580645109 612 10000 SH OTHER 0 10000 0 MCGRAW HILL COS INC COM 580645109 1837 30000 SH OTHER 02 0 30000 0 MERCK & CO INC COM 589331107 3428 75000 SH OTHER 02 0 75000 0 MERCK & CO INC COM 589331107 640 14000 SH OTHER 0 14000 0 MICROSOFT CORP COM 594918104 2187 50000 SH OTHER 02 0 50000 0 MICROSOFT CORP COM 594918104 437 10000 SH OTHER 0 10000 0 MISSISSIPPI VY BANCSHARES IN COM 605720101 1824 36618 SH DEFINED 36618 0 0 MONSANTO CO NEW COM 61166W101 199 13000 SH OTHER 01 0 13000 0 MONSANTO CO NEW COM 61166W101 199 13000 SH OTHER 02 0 13000 0 NORTHROP GRUMMAN CORP COM 666807102 536993 4329189 SH DEFINED 01 4329189 0 0 NORTHROP GRUMMAN CORP COM 666807102 413809 3336092 SH DEFINED 02 3336092 0 0 OMNICOM GROUP INC COM 681919106 195 3500 SH OTHER 02 0 3500 0 OMNICOM GROUP INC COM 681919106 195 3500 SH OTHER 01 0 3500 0 PARTNERRE LTD COM G6852T105 224 4800 SH OTHER 02 0 4800 0 PARTNERRE LTD COM G6852T105 224 4800 SH OTHER 01 0 4800 0 PEPSICO INC COM 713448108 558 15100 SH OTHER 0 15100 0 PEPSICO INC COM 713448108 2587 70000 SH OTHER 02 0 70000 0 PFIZER INC COM 717081103 6094 210000 SH OTHER 02 0 210000 0 PFIZER INC COM 717081103 1016 35000 SH OTHER 0 35000 0 PHILIP MORRIS COS INC COM 718154107 7760 200000 SH OTHER 02 0 200000 0 PHILIP MORRIS COS INC COM 718154107 1552 40000 SH OTHER 0 40000 0 PROCTER & GAMBLE CO COM 742718109 80 900 SH OTHER 0 900 0 PROCTER & GAMBLE CO COM 742718109 3128 35000 SH OTHER 02 0 35000 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 174 5700 SH OTHER 01 0 5700 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 174 5700 SH OTHER 02 0 5700 0 SAFECO CORP COM 786429100 321 10100 SH OTHER 01 0 10100 0 SAFECO CORP COM 786429100 321 10100 SH OTHER 02 0 10100 0 SBC COMMUNICATIONS INC COM 78387G103 1407 70000 SH OTHER 02 0 70000 0 SBC COMMUNICATIONS INC COM 78387G103 241 12000 SH OTHER 0 12000 0 SOUTHERN CO COM 842587107 576 20000 SH DEFINED 20000 0 0 SOVEREIGN BANCORP INC COM 845905108 224 17400 SH OTHER 01 0 17400 0 SOVEREIGN BANCORP INC COM 845905108 224 17400 SH OTHER 02 0 17400 0 SPRINT CORP COM FON GROUP 852061100 146 16000 SH OTHER 01 0 16000 0 SPRINT CORP COM FON GROUP 852061100 146 16000 SH OTHER 02 0 16000 0 SUNTRUST BKS INC COM 867914103 2152 35000 SH OTHER 02 0 35000 0 SUNTRUST BKS INC COM 867914103 498 8100 SH OTHER 0 8100 0 SYBASE INC COM 871130100 193 16600 SH OTHER 02 0 16600 0 SYBASE INC COM 871130100 193 16600 SH OTHER 01 0 16600 0 TARGET CORP COM 87612E106 1328 45000 SH OTHER 02 0 45000 0 TARGET CORP COM 87612E106 295 10000 SH OTHER 0 10000 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 96 7101 SH OTHER 02 0 7101 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 14 1023 SH DEFINED 1023 0 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 22 1597 SH OTHER 0 1597 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 12 887 SH DEFINED 01 887 0 0 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 74 5442 SH DEFINED 02 5442 0 0 UNITED PARCEL SERVICE INC CL B 911312106 313 5000 SH OTHER 0 5000 0 UNITED PARCEL SERVICE INC CL B 911312106 1563 25000 SH OTHER 02 0 25000 0 UNOVA INC COM 91529B106 62276 12657764 SH SOLE 12657764 0 0 VERIZON COMMUNICATIONS COM 92343V104 137 5000 SH OTHER 0 5000 0 VERIZON COMMUNICATIONS COM 92343V104 274 10000 SH OTHER 02 0 10000 0 VIACOM INC CL B 925524308 811 20000 SH OTHER 02 0 20000 0 VISTEON CORP COM 92839U107 69 7331 SH DEFINED 7331 0 0 VISTEON CORP COM 92839U107 198 20883 SH DEFINED 02 20883 0 0 WAL MART STORES INC COM 931142103 591 12000 SH OTHER 0 12000 0 WAL MART STORES INC COM 931142103 3201 65000 SH OTHER 02 0 65000 0 WALGREEN CO COM 931422109 615 20000 SH OTHER 0 20000 0 WALGREEN CO COM 931422109 2768 90000 SH OTHER 02 0 90000 0 WASHINGTON MUT INC COM 939322103 614 19500 SH OTHER 01 0 19500 0 WASHINGTON MUT INC COM 939322103 614 19500 SH OTHER 02 0 19500 0 WATERS CORP COM 941848103 235 9700 SH OTHER 02 0 9700 0 WATERS CORP COM 941848103 235 9700 SH OTHER 01 0 9700 0 WATSON PHARMACEUTICALS INC COM 942683103 250 10200 SH OTHER 02 0 10200 0 WATSON PHARMACEUTICALS INC COM 942683103 250 10200 SH OTHER 01 0 10200 0
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