-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhSlnyxxTB5RPkDrUjaV2M0i2pxGYwybHetO9z1Y8rlUke5faqXkPCbEzH127j/b JUxPskkOYCMkl7iZv+byjw== 0001085146-02-000033.txt : 20020414 0001085146-02-000033.hdr.sgml : 20020414 ACCESSION NUMBER: 0001085146-02-000033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02715 FILM NUMBER: 02539267 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 unit4q01.txt UNITRIN INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNITRIN, INC. Address: One East Wacker Drive, 10th Floor Chicago, IL 60601 13F File Number: 28-02715 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Roeske Title: Vice President Phone: 312-661-4600 Signature, Place, and Date of Signing: /s/ Richard Roeske Chicago, IL February 12, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 104 Form13F Information Table Value Total: $1,148,644 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-00121 TRINITY UNIVERSAL INSURANCE COMPANY 02 28-00117 UNITED INSURANCE COMPANY OF AMERICA FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/PUT/INVSTMTOTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNCALLDSCRETNMANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ A T & T CORP COM 001957109 446 24608 SH DEFINED 24608 0 0 ABBOTT LABS COM 002824100 1951 35000 SH OTHER 02 0 35000 0 ABBOTT LABS COM 002824100 558 10000 SH OTHER 0 10000 0 ALLEGHENY ENERGY INC COM 017361106 1594 44000 SH DEFINED 44000 0 0 ALLEGHENY ENERGY INC COM 017361106 6447 178000 SH DEFINED01 178000 0 0 ALLEGHENY ENERGY INC COM 017361106 8041 222000 SH DEFINED02 222000 0 0 AMERICAN ELEC PWR INC COM 025537101 232 5334 SH DEFINED 5334 0 0 AMERICAN EXPRESS CO. COM 025816109 714 20000 SH OTHER 02 0 20000 0 AMERICAN INTL GROUP INC COM 026874107 675 8500 SH OTHER 0 8500 0 AMERICAN INTL GROUP INC COM 026874107 2382 30000 SH OTHER 02 0 30000 0 AOL TIME WARNER INC COM 00184A105 482 15000 SH OTHER 0 15000 0 AOL TIME WARNER INC COM 00184A105 1124 35000 SH OTHER 02 0 35000 0 BAKER HUGHES INC. COM 057224107 112787 3092600 SH DEFINED01 3092600 0 0 BARCLAYS BK PLC AM DEP NT RCPT 06738C836 4172 159000 SH DEFINED02 159000 0 0 BELLSOUTH CORP COM 079860102 954 25000 SH OTHER 02 0 25000 0 BELLSOUTH CORP COM 079860102 458 12000 SH OTHER 0 12000 0 BP PLC SPONSORED ADR 055622104 2093 45000 SH OTHER 02 0 45000 0 BP PLC SPONSORED ADR 055622104 558 12000 SH OTHER 0 12000 0 CHEVRONTEXACO CORP COM 166764100 2061 23000 SH OTHER 02 0 23000 0 CHEVRONTEXACO CORP COM 166764100 582 6500 SH OTHER 0 6500 0 CITIGROUP INC COM 172967101 3029 60000 SH OTHER 02 0 60000 0 CITIGROUP INC COM 172967101 505 9994 SH DEFINED01 9994 0 0 CITIGROUP INC COM 172967101 3095 61315 SH DEFINED02 61315 0 0 CITIGROUP INC COM 172967101 582 11531 SH DEFINED 11531 0 0 CITIGROUP INC COM 172967101 909 18000 SH OTHER 0 18000 0 COCA COLA CO COM 191216100 849 18000 SH OTHER 0 18000 0 COCA COLA CO COM 191216100 2829 60000 SH OTHER 02 0 60000 0 COLGATE PALMOLIVE CO COM 194162103 404 7000 SH OTHER 0 7000 0 COLGATE PALMOLIVE CO COM 194162103 1155 20000 SH OTHER 02 0 20000 0 DELPHI AUTOMOTIVE SYS CORP COM 247126105 191 13978 SH DEFINED 13978 0 0 E M C CORP MASS COM 268648102 336 25000 SH OTHER 02 0 25000 0 E M C CORP MASS COM 268648102 134 10000 SH OTHER 0 10000 0 EMERSON ELEC CO COM 291011104 1142 20000 SH OTHER 02 0 20000 0 EXXON MOBIL CORP COM 30231G102 5502 140000 SH OTHER 02 0 140000 0 EXXON MOBIL CORP COM 30231G102 1391 35400 SH OTHER 0 35400 0 FEDERAL HOME LN MTG CORP COM 313400301 2158 33000 SH OTHER 02 0 33000 0 FEDERAL HOME LN MTG CORP COM 313400301 654 10000 SH OTHER 0 10000 0 FEDERAL NATL MTG ASSN COM 313586109 795 10000 SH OTHER 0 10000 0 FEDERAL NATL MTG ASSN COM 313586109 3180 40000 SH OTHER 02 0 40000 0 FORD MTR CO DEL COM PAR $0.01 345370860 715 45452 SH DEFINED01 45452 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 4383 278833 SH DEFINED02 278833 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 824 52445 SH DEFINED 52445 0 0 GENERAL ELEC CO COM 369604103 3607 90000 SH OTHER 02 0 90000 0 GENERAL ELEC CO COM 369604103 1403 35000 SH OTHER 0 35000 0 GENERAL ELEC CO COM 369604103 1924 48000 SH DEFINED 48000 0 0 GENERAL MTRS CORP COM 370442105 972 20000 SH DEFINED 20000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 464 5000 SH SOLE 5000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 30548 486200 SH DEFINED02 486200 0 0 INTEL CORP COM 458140100 3145 100000 SH OTHER 02 0 100000 0 INTEL CORP COM 458140100 944 30000 SH OTHER 0 30000 0 INTERNATIONAL BUSINESS MACHS COM 459200101 605 5000 SH OTHER 0 5000 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1210 10000 SH OTHER 02 0 10000 0 ITT INDS INC IND COM 450911102 12277 243100 SH DEFINED02 243100 0 0 J P MORGAN CHASE & CO COM 46625H100 1636 45000 SH OTHER 02 0 45000 0 J P MORGAN CHASE & CO COM 46625H100 545 15000 SH OTHER 0 15000 0 JOHNSON & JOHNSON COM 478160104 2955 50000 SH OTHER 02 0 50000 0 JOHNSON & JOHNSON COM 478160104 827 14000 SH OTHER 0 14000 0 KRAFT FOODS INC CL A 50075N104 2212 65000 SH OTHER 02 0 65000 0 KRAFT FOODS INC CL A 50075N104 1055 31000 SH DEFINED02 31000 0 0 KRAFT FOODS INC CL A 50075N104 681 20000 SH OTHER 0 20000 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1776 160183 SH DEFINED 160183 0 0 LILLY ELI & CO COM 532457108 2356 30000 SH OTHER 02 0 30000 0 LILLY ELI & CO COM 532457108 785 10000 SH OTHER 0 10000 0 LUCENT TECHNOLOGIES INC. COM 549463107 134 21264 SH DEFINED 21264 0 0 MARSH & MCLENNAN COS INC COM 571748102 2686 25000 SH OTHER 02 0 25000 0 MARSH & MCLENNAN COS INC COM 571748102 860 8000 SH OTHER 0 8000 0 MCDONALDS CORP COM 580135101 397 15000 SH OTHER 0 15000 0 MCDONALDS CORP COM 580135101 1456 55000 SH OTHER 02 0 55000 0 MCGRAW HILL COS INC COM 580645109 1525 25000 SH OTHER 02 0 25000 0 MCGRAW HILL COS INC COM 580645109 610 10000 SH OTHER 0 10000 0 MERCK & CO INC COM 589331107 2940 50000 SH OTHER 02 0 50000 0 MERCK & CO INC COM 589331107 823 14000 SH OTHER 0 14000 0 MICROSOFT CORP COM 594918104 2319 35000 SH OTHER 02 0 35000 0 MICROSOFT CORP COM 594918104 663 10000 SH OTHER 0 10000 0 MISSISSIPPI VY BANCSHARES INC COM 605720101 1435 36618 SH DEFINED 36618 0 0 NORTHROP GRUMMAN CORP COM 666807102 336311 3336092 SH DEFINED02 3336092 0 0 NORTHROP GRUMMAN CORP COM 666807102 436426 4329189 SH DEFINED01 4329189 0 0 PEPSICO INC COM 713448108 730 15000 SH OTHER 0 15000 0 PEPSICO INC COM 713448108 2435 50000 SH OTHER 02 0 50000 0 PFIZER INC COM 717081103 4384 110000 SH OTHER 02 0 110000 0 PFIZER INC COM 717081103 1395 35000 SH OTHER 0 35000 0 PHILIP MORRIS COS INC COM 718154107 6419 140000 SH OTHER 02 0 140000 0 PHILIP MORRIS COS INC COM 718154107 1834 40000 SH OTHER 0 40000 0 SBC COMMUNICATIONS INC COM 78387G103 979 25000 SH OTHER 02 0 25000 0 SBC COMMUNICATIONS INC COM 78387G103 470 12000 SH OTHER 0 12000 0 SOUTHERN CO COM 842587107 507 20000 SH DEFINED 20000 0 0 SUNTRUST BKS INC COM 867914103 502 8000 SH OTHER 0 8000 0 SUNTRUST BKS INC COM 867914103 1881 30000 SH OTHER 02 0 30000 0 TARGET CORP COM 87612E106 411 10000 SH OTHER 0 10000 0 TARGET CORP COM 87612E106 1026 25000 SH OTHER 02 0 25000 0 UNITED PARCEL SERVICE INC CL B 911312106 981 18000 SH OTHER 02 0 18000 0 UNITED PARCEL SERVICE INC CL B 911312106 273 5000 SH OTHER 0 5000 0 UNOVA INC COM 91529B106 31616 5450988 SH DEFINED02 5450988 0 0 UNOVA INC COM 91529B106 8673 1495327 SH DEFINED 1495327 0 0 UNOVA INC COM 91529B106 33126 5711449 SH DEFINED01 5711449 0 0 VERIZON COMMUNICATIONS COM 92343V104 475 10000 SH OTHER 02 0 10000 0 VERIZON COMMUNICATIONS COM 92343V104 237 5000 SH OTHER 0 5000 0 VIACOM INC CL B 925524308 883 20000 SH OTHER 02 0 20000 0 VISTEON CORP COM 92839U107 110 7331 SH DEFINED 7331 0 0 VISTEON CORP COM 92839U107 314 20883 SH DEFINED02 20883 0 0 WAL MART STORES INC COM 931142103 2014 35000 SH OTHER 02 0 35000 0 WAL MART STORES INC COM 931142103 691 12000 SH OTHER 0 12000 0 WALGREEN CO COM 931422109 2020 60000 SH OTHER 02 0 60000 0 WALGREEN CO COM 931422109 673 20000 SH OTHER 0 20000 0
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