-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AoKkX765e/oBKhtiBDRSgEvBsCxIZ+yomRpbSd0RYlpyJQSlKjui4VzrTbu95ft1 wXOid84z5V7MArJ+4jEIbQ== 0000950172-02-001667.txt : 20020801 0000950172-02-001667.hdr.sgml : 20020801 20020801150400 ACCESSION NUMBER: 0000950172-02-001667 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020731 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-18298 FILM NUMBER: 02717295 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 8-K 1 giles8k.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported) July 31, 2002 ------------------------------ Unitrin, Inc. - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware - ------------------------------------------------------------------------------- (State or other jurisdiction of incorporation or organization) One East Wacker Drive, Chicago, Illinois 60601 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) 0-18298 95-4255452 - ------------------------------------------------------------------------------- (Commission File Number) (I.R.S. Employer Identification No.) (312) 661-4600 - ------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - ------------------------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 9. Regulation FD Disclosure. Unitrin, Inc. ("Unitrin") is furnishing herewith the Statements under Oath of its Principal Executive Officer and its Principal Financial Officer regarding facts and circumstances relating to Exchange Act filings as Exhibits 99.1 and 99.2, respectively, which are included herein. Richard C. Vie, Chairman and Chief Executive Officer of Unitrin, and Eric J. Draut, Executive Vice President and Chief Financial Officer of Unitrin, signed these statements on July 31, 2002. The statements were filed with the Securities and Exchange Commission ("SEC") on August 1, 2002, pursuant to the SEC's Order No. 4-460 (June 27, 2002). ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits Exhibit No. Exhibit 99.1 Statement under Oath of Principal Executive Officer regarding Facts and Circumstances relating to Exchange Act filings 99.2 Statement under Oath of Principal Financial Officer regarding Facts and Circumstances relating to Exchange Act filings SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Unitrin, Inc. ------------------------------------------ Date: August 1, 2002 /s/ Eric J. Draut ------------------------------------------ Eric J. Draut Executive Vice President and Chief Financial Officer EX-99 3 sworn.txt EXHIBIT 99.1 EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER OF UNITRIN, INC. -------------------------------------------- I, Richard C. Vie, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Unitrin, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Audit Committee of the Board of Directors of Unitrin, Inc. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the year ended December 31, 2001 of Unitrin, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Unitrin, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Richard C. Vie - ---------------------------- Subscribed and sworn to Richard C. Vie before me this 31st day of Chairman of the Board July 2002. and Chief Executive Officer Elizabeth J. Pocius ------------------------- July 31, 2002 Notary Public My Commission Expires: May 7, 2006 ------------------------- EX-99 4 sworn2.txt EXHIBIT 99.2 EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER OF UNITRIN, INC. -------------------------------------------- I, Eric J. Draut, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Unitrin, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Audit Committee of the Board of Directors of Unitrin, Inc. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the year ended December 31, 2001 of Unitrin, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Unitrin, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Eric J. Draut - ---------------------------- Subscribed and sworn to Eric J. Draut before me this 31st day of Executive Vice President July 2002. and Chief Financial Officer Elizabeth J. Pocius ------------------------- July 31, 2002 Notary Public My Commission Expires: May 7, 2006 ------------------------- -----END PRIVACY-ENHANCED MESSAGE-----