-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JW4AQCAedDLAiVBsdclqWE2nNbHTqqhgopzGXtj2MdL2gv+h+XUEILpfAYVenXI9 Nk1OIywKA1XDX7WgOP3JZg== 0000950131-02-002588.txt : 20020709 0000950131-02-002588.hdr.sgml : 20020709 20020709172555 ACCESSION NUMBER: 0000950131-02-002588 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020709 GROUP MEMBERS: TRINITY UNIVERSAL INSURANCE COMPANY GROUP MEMBERS: UNITED INSURANCE COMPANY OF AMERICA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNOVA INC CENTRAL INDEX KEY: 0001044590 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 954647021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51809 FILM NUMBER: 02699083 BUSINESS ADDRESS: STREET 1: 21900 BURBANK BLVD CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7456 BUSINESS PHONE: 8189923000 MAIL ADDRESS: STREET 1: 21900 BURBANK BLVD CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7456 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 SC 13D/A 1 dsc13da.txt SC 13D/A AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.6)* UNOVA, Inc. ------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------- (Title of Class of Securities) 91529B106 ------------------------------------------------------- (CUSIP Number) Thomas P. Hyatte Unitrin, Inc. One East Wacker Drive Chicago, IL 60601 (312) 661-4930 ------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 9, 2002 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of (S)(S)240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [_] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See (S)240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Page 2 of 7 SCHEDULE 13D CUSIP No. 91529B106 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Unitrin, Inc. 95-4255452 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares 6,946,315 Beneficially Owned by 8. Shared Voting Power 5,711,449 Each Reporting 9. Sole Dispositive Power 6,946,315 Person With 10. Shared Dispositive Power 5,711,449 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 12,657,764 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 21.8% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) HC, CO Page 3 of 7 CUSIP No. 91529B106 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Trinity Universal Insurance Company 75-0620550 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Texas - -------------------------------------------------------------------------------- 7. Sole Voting Power 0 --------------------------------------------------------------- Number of 8. Shared Voting Power Shares Beneficially 5,711,449 --------------------------------------------------------------- Owned by 9. Sole Dispositive Power Each Reporting 0 --------------------------------------------------------------- Person 10. Shared Dispositive Power With 5,711,449 --------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,711,449 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.8% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IC, CO - -------------------------------------------------------------------------------- Page 4 of 7 CUSIP No. 91529B106 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). United Insurance Company of America 36-1896670 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- 7. Sole Voting Power 0 --------------------------------------------------------------- Number of 8. Shared Voting Power Shares Beneficially 0 --------------------------------------------------------------- Owned by 9. Sole Dispositive Power Each Reporting 0 --------------------------------------------------------------- Person 10. Shared Dispositive Power With 0 --------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IC, CO - -------------------------------------------------------------------------------- Page 5 of 7 Amendment No. 6 to Schedule 13D This Amendment No. 6 amends and supplements the Schedule 13D originally filed by Unitrin, Inc., Trinity Universal Insurance Company and United Insurance Company of America, dated November 3, 1997, as amended by Amendment No. 1, dated February 1, 2001, Amendment No. 2, dated March 15, 2001, Amendment No. 3, dated June 8, 2001, Amendment No. 4, dated July 13, 2001, and Amendment No. 5 dated March 8, 2002. Terms used herein and not otherwise defined have the meanings given such terms in the original Schedule 13D, dated November 3, 1997. Item 1. Security and Issuer The class of equity securities to which this Schedule 13D relates is the common stock, par value $0.01 per share (the "Common Stock"), of UNOVA, Inc., a Delaware corporation (the "Issuer"). The principal executive offices of the Issuer are located at 21900 Burbank Boulevard, Woodland Hills, California 91367. Item 2. Identity and Background For information concerning the directors and executive officers of Unitrin, Trinity, and United, see Schedules UNIT, T, and U, respectively to this Amendment. All persons listed on such Schedules are U.S. citizens. No filing person has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) during the past five years; nor, to the best knowledge and belief of the filing persons, has anyone listed in the attached Schedules been convicted in such proceedings. To the best knowledge and belief of the filing persons, during the past five years no filing person nor anyone listed on the attached Schedules was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws of finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration On June 28, 2002, United transferred by dividend to Unitrin 6,946,315 shares of Common Stock, representing all of United's holdings of the Issuer's Common Stock. United is a wholly owned subsidiary of Unitrin. Item 4. Purpose of Transaction In connection with Unitrin's investment in the Issuer and participation in the Issuer's financing arrangements described in Amendment No. 4 to Schedule 13D, Unitrin may consider, make proposals with respect to, and/or enter into discussions regarding, one or more of the transactions and events specified in clauses (a) through (j) of Item 4 of Schedule 13D including transactions involving additional debt or equity financing of the Issuer. There can be no assurance that Unitrin will take any such actions or that, if taken, any such actions will be consummated or result in any transaction of the Issuer's securities. Item 5. Interest in Securities of the Issuer Page 6 of 7 As described in Item 3 above, United transferred by dividend to Unitrin 6,946,315 shares of Common Stock, representing all of United's holdings of the Issuer's Common Stock on June 28, 2002. Prior to this transaction, Unitrin beneficially owned such shares of Common Stock indirectly through United. Accordingly, this transaction represents only a change in the form of Unitrin's beneficial ownership interest in the subject shares of Issuer's Common Stock from indirect to direct. As indicated on the cover pages, Unitrin beneficially owns 12,657,764 shares of Common Stock over which it has (i) sole voting and dispositive power with respect to 6,946,315 shares of the Common Stock by virtue of its direct ownership of such shares, and (ii) shared voting and dispositive power with respect to 5,711,449 shares of Common Stock by virtue of the direct ownership of such shares by its wholly owned subsidiary Trinity. As indicated on the cover pages, Trinity beneficially owns 5,711,449 shares of Common Stock over which it has shared voting and dispositive power, and such beneficial ownership is attributable to Trinity's direct ownership of such number of shares of Common Stock. As indicated on the cover pages, United no longer beneficially owns any shares of Common Stock. Except as described in this Amendment No. 6 to Schedule 13D, to the best knowledge and belief of the filing persons, during the past sixty (60) days no filing person nor anyone listed in the attached Schedules has entered into any transactions involving the Issuer's Common Stock. To the best knowledge and belief of the filing persons, no one listed on the attached Schedules beneficially owns shares of the Issuer's Common Stock. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: July 9, 2002 UNITRIN, INC. By: /s/ Scott Renwick --------------------------- Scott Renwick Senior Vice President Page 7 of 7 TRINITY UNIVERSAL INSURANCE COMPANY By: /s/ John M. Boschelli --------------------------------------- John M. Boschelli Assistant Treasurer UNITED INSURANCE COMPANY OF AMERICA By: /s/ Scott Renwick --------------------------------------- Scott Renwick Vice President SCHEDULE UNIT UNITRIN, INC.
- ------------------------------------------------------------------------------------------------------------------- NAME (ALL U.S. CITIZENS UNLESS POSITION WITH UNITRIN (PRINCIPAL OCCUPATION, IF DIFFERENT, OTHERWISE NOTED) BUSINESS ADDRESS PRESENTED IN FOOTNOTES) - ------------------------------------------------------------------------------------------------------------------- James E. Annable (2) Director - ------------------------------------------------------------------------------------------------------------------- David F. Bengston (9) (1) Vice President - ------------------------------------------------------------------------------------------------------------------- John M. Boschelli (1) Treasurer - ------------------------------------------------------------------------------------------------------------------- Eric J. Draut (9) (1) Director, Executive Vice President, & Chief Financial Officer - ------------------------------------------------------------------------------------------------------------------- Douglas G. Geoga (3) Director - ------------------------------------------------------------------------------------------------------------------- Reuben L. Hedlund (4) Director - ------------------------------------------------------------------------------------------------------------------- Jerrold V. Jerome (5) Director - ------------------------------------------------------------------------------------------------------------------- William E. Johnston, Jr. (6) Director - ------------------------------------------------------------------------------------------------------------------- Edward J. Konar (1) Vice President - ------------------------------------------------------------------------------------------------------------------- Scott Renwick (1) Senior Vice President, Secretary & General Counsel - ------------------------------------------------------------------------------------------------------------------- Richard Roeske (9) (1) Vice President & Chief Accounting Officer - ------------------------------------------------------------------------------------------------------------------- Fayez S. Sarofim (7) Director - ------------------------------------------------------------------------------------------------------------------- Donald G. Southwell (9) (1) Director, President & Chief Operating Officer - ------------------------------------------------------------------------------------------------------------------- Richard C. Vie (1) Director, Chairman of the Board & Chief Executive Officer - ------------------------------------------------------------------------------------------------------------------- Ann E. Ziegler (8) Director - -------------------------------------------------------------------------------------------------------------------
(1) One East Wacker Drive, Chicago, Illinois 60601. (2) Mr. Annable is Economic Advisor to the Chairman of Bank One Corporation. One First National Plaza, Suite 0476, Chicago, Illinois 60670. (3) Mr. Geoga is President of Hospitality Investment Fund, L.L.C. 200 West Madison, 38th Floor, Chicago, Illinois 60606. (4) Mr. Hedlund is a partner in the law firm of Hedlund & Hanley, LLC 55 West Monroe Street, Suite 3100, Chicago, Illinois 60603. (5) Mr. Jerome is a retired executive. 41 Country Meadows Road, Rolling Hills Estates, CA 90274. (6) Mr. Johnston is a business executive. 155 N. Harbor Drive, Chicago, Illinois 60601. (7) Mr. Sarofim is the Chairman of the Board and President of Fayez Sarofim & Co., a registered investment advisor. Two Houston Center, Suite 2907, Houston, Texas 77010 (8) Ms. Ziegler is Senior Vice President, Corporate Development of Sara Lee Corporation. Three First National Plaza, Suite 4700, Chicago, Illinois 60602 (9) See also Schedule(s) T and U, filed herewith. July 9, 2002 SCHEDULE U UNITED INSURANCE COMPANY OF AMERICA
- -------------------------------------------------------------------------------------------------------------------- NAME (ALL U.S. CITIZENS UNLESS POSITION WITH UNITED (PRINCIPAL OCCUPATION, IF DIFFERENT, OTHERWISE NOTED) BUSINESS ADDRESS PRESENTED IN FOOTNOTES) - -------------------------------------------------------------------------------------------------------------------- David F. Bengston (3) (1) Director - -------------------------------------------------------------------------------------------------------------------- Eric J. Draut (3) (1) (A) Director - -------------------------------------------------------------------------------------------------------------------- Patricia G. Grider (1) Senior Vice President & Secretary - -------------------------------------------------------------------------------------------------------------------- Richard J. Miller (2) Vice President - -------------------------------------------------------------------------------------------------------------------- Thomas D. Myers (3) (1) Treasurer - -------------------------------------------------------------------------------------------------------------------- Don M. Royster, Sr. (2) (A) Director & President - -------------------------------------------------------------------------------------------------------------------- David L. Smith (1) Vice President - -------------------------------------------------------------------------------------------------------------------- Donald G. Southwell (3) (1) (A) Director & Chairman of the Board - --------------------------------------------------------------------------------------------------------------------
(1) One East Wacker Drive, Chicago, Illinois 60601. (2) 231 West Lockwood Avenue. Webster Groves, Missouri 63119 (3) See also Schedule(s) T and/or UNIT, filed herewith. (A) Member, Investment Committee of the Board of Directors. July 9, 2002 SCHEDULE T TRINITY UNIVERSAL INSURANCE COMPANY
- ----------------------------------------------------------------------------------------------------------------------- NAME (ALL U.S. CITIZENS UNLESS POSITION WITH TRINITY (PRINCIPAL OCCUPATION, IF DIFFERENT, OTHERWISE NOTED) BUSINESS ADDRESS PRESENTED IN FOOTNOTES) - ----------------------------------------------------------------------------------------------------------------------- David F. Bengston (4) (1) Director - ----------------------------------------------------------------------------------------------------------------------- Roger M. Buss (2) Vice President - ----------------------------------------------------------------------------------------------------------------------- Donald C. Crutchfield (2) Vice President - ----------------------------------------------------------------------------------------------------------------------- Eric J. Draut (4) (1) (A) Director - ----------------------------------------------------------------------------------------------------------------------- Judith E. Fagan (2) Senior Vice President, Secretary & Director - ----------------------------------------------------------------------------------------------------------------------- William P. Fisanick (2) Chief Actuary - ----------------------------------------------------------------------------------------------------------------------- Samuel L. Fitzpatrick (1) Director - ----------------------------------------------------------------------------------------------------------------------- Dennis O. Halsey (2) Senior Vice President - ----------------------------------------------------------------------------------------------------------------------- Ronald I. Henry (2) Vice President - ----------------------------------------------------------------------------------------------------------------------- Dorothy A. Langley (2) Vice President & Corporate Counsel - ----------------------------------------------------------------------------------------------------------------------- Kevin T. McNamara (2) Vice President - ----------------------------------------------------------------------------------------------------------------------- Clark H. Roberts (2) Vice President & Treasurer - ----------------------------------------------------------------------------------------------------------------------- Richard Roeske (1) Director - ----------------------------------------------------------------------------------------------------------------------- James A. Schulte (2) President & Director - ----------------------------------------------------------------------------------------------------------------------- Donald G. Southwell (4) (1) (A) Director & Chairman of the Board - ----------------------------------------------------------------------------------------------------------------------- Keith J. Taylor (3) Vice President - -----------------------------------------------------------------------------------------------------------------------
(1) One East Wacker Drive, Chicago, Illinois 60601. (2) Trinity Universal Insurance Company, 10000 North Central Expressway, Dallas, Texas 75231 (3) Valley Insurance Companies, 2450 14th Avenue, S.E., Albany, Oregon 97321 (4) See also, Schedules(s) U and/or UNIT, filed herewith. (A) Member, Investment Committee of the Board of Directors. July 9, 2002 -----END PRIVACY-ENHANCED MESSAGE-----