0001240085-23-000042.txt : 20230801 0001240085-23-000042.hdr.sgml : 20230801 20230801160626 ACCESSION NUMBER: 0001240085-23-000042 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOMBLE DUSTIN R CENTRAL INDEX KEY: 0001250459 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10485 FILM NUMBER: 231131694 MAIL ADDRESS: STREET 1: 5101 TENNYSON PARKWAY CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYLER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000860731 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752303920 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5101 TENNYSON PKWY CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 9727133700 MAIL ADDRESS: STREET 1: 5101 TENNYSON PKWY CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: TYLER CORP /NEW/ DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: TYLER THREE INC DATE OF NAME CHANGE: 19600201 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0508 4/A 2019-11-01 2020-06-01 0 0000860731 TYLER TECHNOLOGIES INC TYL 0001250459 WOMBLE DUSTIN R 5101 TENNYSON PARKWAY PLANO TX 75024 1 0 0 0 0 Common Stock 2019-11-01 4 G 0 130879 0 D 34743 D Common Stock 2020-05-20 4 S 0 14186 0 D 116693 I See footnote (4) Common Stock 2020-05-29 4 G 0 19441 0 D 97252 I See footnote (4) Common Stock 2020-06-02 4 S 0 17957 380.9468 D 79295 I See footnote (4) Common Stock 2020-08-19 4 S 0 10000 338.18 D 69295 I See footnote (4) Common Stock 2020-11-09 4 G 0 2869 0 D 33024 D Common Stock 2020-11-11 4 S 0 13457 427.2551 D 58707 I See footnote (4) Common Stock 2020-11-13 4 G 0 11459 0 D 21565 D Common Stock 2020-11-13 4 G 0 19114 0 D 51052 I See footnote (4) Common Stock 2020-12-08 4 P 0 4186 0 A 55238 I See footnote (4) Common Stock 2020-12-10 4 S 0 11338 447.2372 D 43900 I See footnote (4) Common Stock 2021-02-23 4 G 0 8000 0 D 51900 I See footnote (4) Common Stock 2021-11-04 4 S 0 20000 543.1781 D 31900 I See footnote (4) Common Stock 2021-12-09 4 P 0 10000 0 A 91900 I See footnote (4) Common Stock 2021-12-15 4 G 0 5000 0 D 36900 I See footnote (4) Common Stock 2022-06-14 4 G 0 400 0 D 14552 D Common Stock 14916 D Common Stock 37300 I See footnote (4) This report is being filed by the reporting person to report (a) inadvertent errors discovered in reports filed on June 1, 2020 and on August 21, 2020 and (b) additionally inadvertent failures to report transactions involved a family trust created by the reporting person and his wife under agreement dated May 28, 2019, including gifts by the reporting person to such trust, charitable gifts by such trust, and sales by such trust. The errors and failures were discovered on behalf of the reporting person in May 2023,and the reporting person and the issuer have been diligently reviewing records of the reporting person's transactions from and after January 1, 2017 in order to provide a complete reconciliation of the reporting person's holdings of the shares with previously filed reports. On November [1], 2019, the reporting person transferred 130,879 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 34,743 shares directly beneficially owned by the reporting person and 130,879 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On May 20, 2020, a family trust established by the reporting person and his wife [transferred] 14,186 shares to [AMERITRADE ACCOUNT #8376], resulting in 35,893 shares directly beneficially owned by the reporting person and 116,693 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. Includes shares owned indirectly by the reporting person through a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries. On May 29, 2020, a family trust established by the reporting person and his wife made a charitable contribution of 19,441 shares. The original report, filed on June 1, 2020,incorrectly stated the number of shares and did not identify the gift as being made by the family trust. After giving effect to the charitable gift, the reporting person directly beneficially owned 35,893 shares and 97,252 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On June 2, 2020, a family trust established by the reporting person and his wife sold 17,957 shares, resulting in 35,893 shares directly beneficially owned by the reporting person and 79,295 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price. On August 19, 2020, a family trust established by the reporting person and his wife sold 10,000 shares. The original report, filed on August 21, 2020, incorrectly did not identify the sale as being made by the family trust. After giving effect to the sale, the reporting directly beneficially owned 35,893 shares and 69,295 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On November 9, 2020, the reporting person transferred 2,869 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 33,024 shares directly beneficially owned by the reporting person and 72,164 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On November 11, 2020, a family trust established by the reporting person and his wife sold 13,457 shares. The original report, filed on November 12, 2020, incorrectly identified the date of the sale, incorrectly stated the number of shares sold and the average price per share, and did not identify the sale as being made by the family trust. After giving effect to the sale, the reporting directly beneficially owned 33,024 shares and 58,707 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On November 13, 2020, the reporting person transferred 11,459 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 21,565 shares directly beneficially owned by the reporting person and 70,166 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On November 13, 2020, a family trust established by the reporting person and his wife made a charitable contribution of 19,114 shares, resulting in 21,565 shares directly beneficially owned and 51,052 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On December 8, 2020, a family trust established by the reporting person and his wife [acquired] 4,186 shares from [AMERITRADE ACCOUNT #8376], resulting in 21,565 shares directly beneficially owned by the reporting person and 55,238 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On December 10, 2020, a family trust established by the reporting person and his wife sold 11,338 shares, resulting in 21,565 shares directly beneficially owned by the reporting person and 43,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On February 23, 2021, the reporting person transferred 8,000 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 13,565 shares directly beneficially owned by the reporting person and 51,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On November 4, 2021, a family trust established by the reporting person and his wife sold 20,000 shares, resulting in 14,318 shares directly beneficially owned by the reporting person and 31,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On December 9, 2021, a family trust established by the reporting person and his wife [acquired] 10,000 shares from [AMERITRADE ACCOUNT #8376], resulting in 14,318 shares directly beneficially owned by the reporting person and 41,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On December 15, 2021, a family trust established by the reporting person and his wife made a charitable contribution of 5,000 shares, resulting in 14,318 shares directly beneficially owned and 36,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. On June 14, 2022, the reporting person transferred 400 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 14,552 shares directly beneficially owned by the reporting person and 37,300 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20. As of the filing date of this report, the reporting person directly beneficially owned 14,916 shares and 37,300 shares were indirectly beneficially owned by the reporting person. The number of shares directly beneficially owned is 360 less than the number previously reported after giving effect to this report. The reporting person and the issuer have diligently reviewed all reporting person transaction from and after January 1, 2017, and believe that the variance is the result of an inadvertent reporting error prior to January 1, 2017. Randall G. Ray, attorney-in-fact 2023-08-01