-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F5y+9Paly9Mo+WCxE62vDph91mx8dKwdZs5Hk3W1WpKiY27cXAEe6oCX/c2Q8Ua/ qDeQJs44VFu5WUYBVrZd8A== 0000950129-98-002953.txt : 19980714 0000950129-98-002953.hdr.sgml : 19980714 ACCESSION NUMBER: 0000950129-98-002953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980604 FILED AS OF DATE: 19980710 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TYLER CORP /NEW/ CENTRAL INDEX KEY: 0000860731 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 752303920 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10485 FILM NUMBER: 98663790 BUSINESS ADDRESS: STREET 1: 2121 SAN JACINTO ST STREET 2: STE 3200 SAN JACINTO TOWER CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147547800 MAIL ADDRESS: STREET 1: 2121 SAN JACINTO STREET STREET 2: SUITE 3200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: TYLER THREE INC DATE OF NAME CHANGE: 19600201 COMPANY DATA: COMPANY CONFORMED NAME: WATERS LOUIS A CENTRAL INDEX KEY: 0001046410 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 10375 RICHMOND AVE STREET 2: STE 1615 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7137803591 MAIL ADDRESS: STREET 1: 10375 RICHMOND AVE STREET 2: STE 1615 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 LOUIS A. WATERS FOR TYLER CORPORATION 1 - ------ --------------------------- FORM 4 OMB APPROVAL - ------ --------------------------- [ ] Check this box if no OMB Number: 3235-0287 longer subject to Expires: September 30, 1998 Section 16. Form 4 Estimated average burden or Form 5 obligations hours per response .... 0.5 may continue. See --------------------------- Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Waters, Louis A. Tyler Corporation (TYL) to Issuer (Check all applicable) - --------------------------------------------- ---------------------------------------------- X Director X 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Number of Reporting Month/Year Officer (give Other (specify 520 Post Oak Boulevard, Suite 850 Person (Voluntary) June/1998 ---- title --- below) - --------------------------------------------- ------------------- below) (Street) 5. If Amendment, Houston, TX 77027 Date of Original - --------------------------------------------- -------------------- (Month/Day/Year) -------------------------------- (City) (State) (Zip) 7. Individual or Joint/Group Filing ------------- (Check Applicable Line) X Form filed by One Reporting --- Person Form filed by More than One --- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/02/98 J(1) 509,900 A 509,900 D(2) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7/96)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Stock Purchase Warrant $2.50 n/a n/a n/a 9/10/97 9/10/07 Common Stock 2,000,000 (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- 2,000,000 I(3) (3) - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) Richmond Partners, Ltd., of which the reporting person is the general partner, made a partial liquidating distribution to its partners of all of the 2,000,000 shares of Tyler Corporation Common Stock that Richmond Partners, Ltd. previously held. In prior reports, the reporting person reported indirect beneficial ownership of 2,000,000 shares of Tyler Corporation common stock held by Richmond Partners, Ltd. (2) Louis A. Waters, Individually, acquired 509,900 shares of Tyler Corporation common stock pursuant to the partial liquidating distribution from Richmond Partners, Ltd. (3) As previously reported, through Richmond Partners, Ltd., the reporting person beneficially holds a stock purchase warrant for 2,000,000 shares of Tyler Corporation common stock, which was acquired in the same transaction as the common stock, the disposition of which is the subject of this report. In such transaction, the Richmond Partners, Ltd. paid an aggregate purchase price, which the reporting person has disclosed in prior reports. Richmond Partners, Ltd.'s holding of such stock purchase warrant has not changed, nor has the reporting person's beneficial ownership of Richmond Partners, Ltd. /s/ Louis A. Waters July 8, 1998 **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ----------------------------- ------------ See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Louis A. Waters Date **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2SEC 1473 (3/91)
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